-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H8F4N7Fgo9L3CIgYYmVxFH+E2eOfPYh35QUkqnBy+EjT6Y+K7IyB/NHcKAykuCgW 4g2cR3ytu6tJHvPqr9P6pQ== 0001127602-08-006336.txt : 20080826 0001127602-08-006336.hdr.sgml : 20080826 20080826151842 ACCESSION NUMBER: 0001127602-08-006336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080822 FILED AS OF DATE: 20080826 DATE AS OF CHANGE: 20080826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rolfe Christopher C CENTRAL INDEX KEY: 0001357823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 081039251 BUSINESS ADDRESS: BUSINESS PHONE: 704-382-4343 MAIL ADDRESS: STREET 1: 400 S. TRYON STREET; ST05C CITY: CHARLOTTE STATE: NC ZIP: 28201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET STREET 2: EC03T CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-594-6200 MAIL ADDRESS: STREET 1: 526 SOUTH CHURCH STREET STREET 2: EC03T CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2008-08-22 0001326160 Duke Energy CORP DUK 0001357823 Rolfe Christopher C 526 S. CHURCH STREET CHARLOTTE NC 28202 1 Grp Exec & Chief Admin Officer Common Stock 2008-08-22 4 M 0 9000 16.90 A 60512 D Common Stock 2008-08-22 4 M 0 8000 14.17 A 68512 D Common Stock 2008-08-22 4 S 0 8058 17.69 D 60454 D Common Stock 2008-08-22 4 S 0 3842 17.71 D 56612 D Common Stock 2008-08-22 4 S 0 5100 17.66 D 51512 D Common Stock 22630 I By Retirement Savings Plan Stock Option (Right to Buy) 16.90 2008-08-22 4 M 0 9000 0 D 2003-02-17 2009-02-17 Common Stock 9000 8400 D Stock Option (Right to Buy) 14.17 2008-08-22 4 M 0 8000 0 D 2003-12-20 2009-12-20 Common Stock 8000 30000 D /s/ David S. Maltz, attorney-in-fact for Christopher C. Rolfe 2008-08-26 -----END PRIVACY-ENHANCED MESSAGE-----