0001193125-11-141421.txt : 20110516 0001193125-11-141421.hdr.sgml : 20110516 20110516155011 ACCESSION NUMBER: 0001193125-11-141421 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard VPM Inc. CENTRAL INDEX KEY: 0000751340 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 222218561 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-02 FILM NUMBER: 11846566 BUSINESS ADDRESS: STREET 1: 1033 CLIFTON AVE CITY: CLIFTON STATE: NJ ZIP: 07013 BUSINESS PHONE: 2107780220 MAIL ADDRESS: STREET 1: 1660 WALT WHITMEN ROAD, SUITE 130 CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED BUSINESS SYSTEMS INC DATE OF NAME CHANGE: 19840816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNGARD DATA SYSTEMS INC CENTRAL INDEX KEY: 0000789388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510267091 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304 FILM NUMBER: 11846534 BUSINESS ADDRESS: STREET 1: SUNGARD DATA SYSTEMS INC STREET 2: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 4845825512 MAIL ADDRESS: STREET 1: SUNGARD DATA SYSTEMS INC STREET 2: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SUNDATA CORP DATE OF NAME CHANGE: 19860310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Workflow Solutions LLC CENTRAL INDEX KEY: 0001355459 IRS NUMBER: 631019430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-01 FILM NUMBER: 11846565 BUSINESS ADDRESS: STREET 1: 104 INVERNESS PLACE CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Business Systems LLC CENTRAL INDEX KEY: 0001355463 IRS NUMBER: 232139612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-31 FILM NUMBER: 11846564 BUSINESS ADDRESS: STREET 1: 5510 77 CENTER DRIVE CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Trust Systems LLC DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard AvantGard LLC CENTRAL INDEX KEY: 0001355466 IRS NUMBER: 953440473 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-32 FILM NUMBER: 11846563 BUSINESS ADDRESS: STREET 1: 23975 PARK SORRENTO STREET 2: 4TH FLOOR CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Treasury Systems Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Technology Services LLC CENTRAL INDEX KEY: 0001355468 IRS NUMBER: 232579118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-04 FILM NUMBER: 11846562 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Availability Services Ltd. CENTRAL INDEX KEY: 0001355469 IRS NUMBER: 233024711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-33 FILM NUMBER: 11846561 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Availability Services LP CENTRAL INDEX KEY: 0001355470 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 232106195 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-34 FILM NUMBER: 11846560 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Asia Pacific Inc. CENTRAL INDEX KEY: 0001355472 IRS NUMBER: 510370861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-35 FILM NUMBER: 11846559 BUSINESS ADDRESS: STREET 1: 601 WALNUT STREET STREET 2: SUITE 1010 CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SRS Development Inc. CENTRAL INDEX KEY: 0001355489 IRS NUMBER: 232746281 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-37 FILM NUMBER: 11846558 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIS Europe Holdings LLC CENTRAL INDEX KEY: 0001355491 IRS NUMBER: 411511643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-38 FILM NUMBER: 11846557 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SIS Europe Holdings Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Higher Education Managed Services Inc. CENTRAL INDEX KEY: 0001355493 IRS NUMBER: 232414968 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-19 FILM NUMBER: 11846556 BUSINESS ADDRESS: STREET 1: 2300 MAITLAND CENTER PARKWAY STREET 2: SUITE 340 CITY: MAITLAND STATE: FL ZIP: 32751 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Collegis Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Development CORP CENTRAL INDEX KEY: 0001355508 IRS NUMBER: 232589002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-27 FILM NUMBER: 11846555 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Computer Services LLC CENTRAL INDEX KEY: 0001355519 IRS NUMBER: 680499469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-30 FILM NUMBER: 11846554 BUSINESS ADDRESS: STREET 1: 600 LAUREL ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Financial Systems LLC CENTRAL INDEX KEY: 0001355520 IRS NUMBER: 232585361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-42 FILM NUMBER: 11846553 BUSINESS ADDRESS: STREET 1: 601 SECOND AVENUE SOUTH CITY: HOPKINS STATE: MN ZIP: 55343 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard eProcess Intelligence LLC CENTRAL INDEX KEY: 0001355553 IRS NUMBER: 133217303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-24 FILM NUMBER: 11846552 BUSINESS ADDRESS: STREET 1: 70 SOUTH ORANGE AVENUE CITY: LIVINGSTON STATE: NJ ZIP: 07039 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard eProcess Intelligence Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Consulting Services LLC CENTRAL INDEX KEY: 0001355554 IRS NUMBER: 870727844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-29 FILM NUMBER: 11846533 BUSINESS ADDRESS: STREET 1: 10375 RICHMOND AVE STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Consulting Services Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard DIS Inc. CENTRAL INDEX KEY: 0001355555 IRS NUMBER: 232829670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-26 FILM NUMBER: 11846532 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard CSA LLC CENTRAL INDEX KEY: 0001355556 IRS NUMBER: 204280640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-28 FILM NUMBER: 11846531 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Energy Systems Inc. CENTRAL INDEX KEY: 0001355557 IRS NUMBER: 134081739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-25 FILM NUMBER: 11846530 BUSINESS ADDRESS: STREET 1: 601 WALNUT STREET STREET 2: SUITE 1010 CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Public Sector Inc. CENTRAL INDEX KEY: 0001355600 IRS NUMBER: 592133858 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-12 FILM NUMBER: 11846529 BUSINESS ADDRESS: STREET 1: 1000 BUSINESS CENTER DRIVE CITY: LAKE MARY STATE: FL ZIP: 32746 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard HTE Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard iWORKS LLC CENTRAL INDEX KEY: 0001355601 IRS NUMBER: 232814630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-16 FILM NUMBER: 11846528 BUSINESS ADDRESS: STREET 1: 11560 GREAT OAKS WAY STREET 2: SUITE 200 CITY: ALPHARETTA STATE: GA ZIP: 30022 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Insurance Systems LLC DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Investment Systems LLC CENTRAL INDEX KEY: 0001355603 IRS NUMBER: 232115509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-18 FILM NUMBER: 11846527 BUSINESS ADDRESS: STREET 1: 11 SALT CREEK LANE CITY: HINSDALE STATE: IL ZIP: 60521 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Investment Ventures LLC CENTRAL INDEX KEY: 0001355604 IRS NUMBER: 510297001 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-17 FILM NUMBER: 11846526 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Kiodex LLC CENTRAL INDEX KEY: 0001355605 IRS NUMBER: 134100480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-14 FILM NUMBER: 11846524 BUSINESS ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Kiodex Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard NetWork Solutions Inc. CENTRAL INDEX KEY: 0001355606 IRS NUMBER: 232981034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-13 FILM NUMBER: 11846525 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Automated Securities Clearance LLC CENTRAL INDEX KEY: 0001355612 IRS NUMBER: 223701255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-22 FILM NUMBER: 11846551 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BLVD STREET 2: 7TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Ambit LLC CENTRAL INDEX KEY: 0001355613 IRS NUMBER: 042766162 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-36 FILM NUMBER: 11846550 BUSINESS ADDRESS: STREET 1: 3 POST OFFICE SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: BancWare LLC DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Reference Data Solutions LLC CENTRAL INDEX KEY: 0001355614 IRS NUMBER: 721571745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-11 FILM NUMBER: 11846549 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Reference Data Solutions Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard SAS Holdings Inc. CENTRAL INDEX KEY: 0001355616 IRS NUMBER: 260052190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-10 FILM NUMBER: 11846548 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Higher Education Inc. CENTRAL INDEX KEY: 0001355618 IRS NUMBER: 232303679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-20 FILM NUMBER: 11846547 BUSINESS ADDRESS: STREET 1: 4 COUNTRY VIEW ROAD CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard SCT Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Securities Finance LLC CENTRAL INDEX KEY: 0001355620 IRS NUMBER: 133799258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-09 FILM NUMBER: 11846546 BUSINESS ADDRESS: STREET 1: 12B MANOR PARKWAY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Securities Finance International LLC CENTRAL INDEX KEY: 0001355622 IRS NUMBER: 133809371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-08 FILM NUMBER: 11846545 BUSINESS ADDRESS: STREET 1: 12B MANOR PARKWAY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Securities Finance International Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Exeter Educational Management Systems, Inc. CENTRAL INDEX KEY: 0001355624 IRS NUMBER: 043123926 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-21 FILM NUMBER: 11846544 BUSINESS ADDRESS: STREET 1: 141 PORTLAND STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Software, Inc. CENTRAL INDEX KEY: 0001355625 IRS NUMBER: 510287708 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-06 FILM NUMBER: 11846543 BUSINESS ADDRESS: STREET 1: 1105 NORTH MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Systems International Inc. CENTRAL INDEX KEY: 0001355628 IRS NUMBER: 232490902 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-05 FILM NUMBER: 11846542 BUSINESS ADDRESS: STREET 1: 560 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Inflow LLC CENTRAL INDEX KEY: 0001355630 IRS NUMBER: 841439489 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-40 FILM NUMBER: 11846541 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Online Securities Processing Inc. CENTRAL INDEX KEY: 0001355637 IRS NUMBER: 770589377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-39 FILM NUMBER: 11846540 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Shareholder Systems LLC CENTRAL INDEX KEY: 0001355651 IRS NUMBER: 232025519 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-07 FILM NUMBER: 11846539 BUSINESS ADDRESS: STREET 1: 951 MARINERS ISLAND BLVD STREET 2: 5TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard iWORKS P&C (US) Inc. CENTRAL INDEX KEY: 0001394170 IRS NUMBER: 133248040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-15 FILM NUMBER: 11846538 BUSINESS ADDRESS: STREET 1: 200 BUSINESS DRIVE PARK CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 905-275-2299 MAIL ADDRESS: STREET 1: 200 BUSINESS DRIVE PARK CITY: ARMONK STATE: NY ZIP: 10504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Portfolio Technologies, Inc. CENTRAL INDEX KEY: 0001431227 IRS NUMBER: 223245876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-23 FILM NUMBER: 11846537 BUSINESS ADDRESS: STREET 1: 90 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 484-582-5530 MAIL ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard VeriCenter, Inc. CENTRAL INDEX KEY: 0001431230 IRS NUMBER: 760624039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-03 FILM NUMBER: 11846536 BUSINESS ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 484-582-5530 MAIL ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GL Trade Overseas, Inc. CENTRAL INDEX KEY: 0001489071 IRS NUMBER: 061414402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-41 FILM NUMBER: 11846535 BUSINESS ADDRESS: STREET 1: 340 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10173 BUSINESS PHONE: 484-582-2000 MAIL ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 424B3 1 d424b3.htm SUPPLEMENT NO. 10 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2010 Supplement No. 10 to Market-Making Prospectus Dated June 18, 2010

FILED PURSUANT TO RULE 424(B)(3)

File Number 333-166304

SUNGARD DATA SYSTEMS INC.

SUPPLEMENT NO. 10 TO

MARKET-MAKING PROSPECTUS DATED JUNE 18, 2010

THE DATE OF THIS SUPPLEMENT IS MAY 16, 2011

ON MAY 16, 2011, SUNGARD DATA SYSTEMS INC. INCLUDED THE FOLLOWING INFORMATION IN A CURRENT REPORT ON FORM 8-K DATED MAY 12, 2011


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On May 12, 2011, the Board of Directors of SunGard Data Systems Inc. (the “Company”) appointed Russell P. Fradin as chief executive officer of the Company, effective May 31, 2011. Mr. Fradin will succeed Cristóbal Conde as the Company’s chief executive officer effective May 31, 2011. Mr. Fradin will also become a member of the Company’s and its parent companies’ Boards of Directors effective May 31, 2011.

Cristóbal Conde, the Company’s chief executive officer since 2002, submitted his resignation from all executive and board positions with the Company and its parent companies on May 12, 2011, effective May 27, 2011. The Company will provide Mr. Conde severance benefits in accordance with section 2.1(b) of his employment agreement filed with the Securities and Exchange Commission on Form 10-Q on November 9, 2005. Mr. Conde has decided to use $1,000,000 of his cash severance to make an additional equity investment in the Company’s parent companies, SunGard Capital Corp. and SunGard Capital Corp. II (collectively, “Capital”).

Mr. Fradin, age 55, joins the Company from Aon Hewitt, a global leader in human resources consulting and outsourcing solutions, where he most recently served as chairman and chief executive officer. At Aon Hewitt, a business unit of Aon Corporation, Mr. Fradin oversaw the successful September 2010 merger between Aon Consulting and Hewitt Associates, where he was chief executive officer since 2006. Previously, he served as chief executive officer of the BISYS Group, Inc., a provider of outsourcing services to the financial services industry, and also held various executive positions at Automatic Data Processing, Inc. (“ADP”), a provider of payroll and computerized business services. His most recent position at ADP was president of ADP’s Global Employer Services business.

On May 13, 2011, the Company and Capital entered into a definitive employment agreement with Mr. Fradin, with an effective date of May 31, 2011. The terms include the following:

 

   

A term through May 31, 2016, with one-year renewals automatically effective 30 days before expiration, unless terminated on 30 days’ advance notice.

 

   

During the period in which Mr. Fradin is employed with the Company, he will serve as a member of the Board of Directors of Capital.

 

   

An annual base salary of $900,000, subject to review periodically for appropriate increases by the Compensation Committee of the Board of Directors pursuant to the Company’s normal performance review policies for senior level executives.

 

   

The opportunity to participate in all short-term and long-term incentive programs established by the Company for senior level executives, at the levels established by the Compensation Committee. Mr. Fradin’s target annual incentive bonus will be 200% of his annual base salary. For the remainder of 2011, Mr. Fradin is entitled to receive a pro-rata annual incentive bonus based on the number of days he is employed with the Company during the 2011 fiscal year, plus a make-up cash bonus equal to $1,000,000 related to the bonus he accrued, but will not be paid, during his previous employment.

 

   

Employee benefits consistent with those made available to the Company’s senior level executives, and relocation benefits consistent with the Company’s relocation policy for reasonable expenses incurred in connection with Mr. Fradin’s relocation to the New York City or Wayne, PA area.

 

   

Subject to the terms and conditions of the Company’s equity plan and applicable grant agreements, an equity grant of 307,000 time-based restricted stock units on equity units (“RSUs”), effective May 31, 2011, and 1,200,000 options, to be granted on a future date. The RSUs will vest as to 33 1/3% on each of the first three anniversaries of the date of grant. 600,000 of the options will vest as to 20% on each of the first five anniversaries of May 31, 2011 and 600,000 of the options will vest based on attainment of Company performance goals. If the fair market value of a share of Capital stock is higher on the date of grant of the


 

options than it is on May 31, 2011, the Company will grant Mr. Fradin a number of RSUs equal in value to that difference on the 1,200,000 options (“Make-Up RSUs”).

 

   

Upon a Change of Control (as defined in the employment agreement) of the Company, the vesting of the RSUs will fully accelerate. If a Change of Control occurs after May 31, 2013, the options and the Make-Up RSUs will become fully vested and exercisable (i) on the date of termination of employment if Mr. Fradin’s employment is terminated by the Company without “cause” or by Mr. Fradin for “good reason” (each as defined in the employment agreement) and such termination occurs on or within 18 months following the Change of Control or (ii) on the date of the Change of Control if an In Contemplation Termination has occurred. An “In Contemplation Termination” is a termination of Mr. Fradin’s employment without cause or for good reason within six months prior to a Change of Control if such termination of employment is in contemplation of the Change of Control.

If the Change of Control occurs prior to May 31, 2013, then only 50% of the unvested options and unvested Make-Up RSUs will vest and become exercisable (a) on the date of termination of employment if Mr. Fradin’s employment is terminated without cause or by Mr. Fradin for good reason within 18 months after the Change of Control or (b) the date of the Change of Control if an In Contemplation Termination has occurred, and the balance of the unvested Options and unvested Make-Up RSUs will terminate. However, if the per share purchase price in the Change of Control plus the per share value of any of the Company’s businesses or subsidiaries previously sold or spun-off following May 31, 2011 is at least 250% of the per unit value of Capital’s stock on August 11, 2005, then 100% of the unvested Options and unvested Make-Up RSUs will vest and become exercisable (I) on the date of termination of employment if Mr. Fradin’s employment is terminated without cause or by Mr. Fradin for good reason within 18 months after the Change of Control or (II) the date of the Change of Control if an In Contemplation Termination has occurred.

 

   

Provided that Mr. Fradin has received payment from Aon Hewitt within the 210-day period following May 31, 2011, Mr. Fradin will invest $5,000,000 in common equity of Capital at fair market value prior to the end of such 210-day period.

 

   

The right to receive certain severance payments and benefits upon certain terminations. If Mr. Fradin’s employment is terminated by the Company without cause or Mr. Fradin resigns for good reason, the Company will pay him (i) a lump sum cash payment equal to two times the sum of his (a) annual base salary plus (b) Target Incentive Bonus; (ii) a pro-rata annual bonus based on actual performance for the entire performance period (“Pro-Rata Bonus”); (iii) accrued but unpaid bonus earned with respect to the fiscal year ending on or preceding the date of termination (“Earned Bonus”); (iv) lump sum cash payment to cover COBRA premiums for 18 months following the date of termination at subsidized employee rates and (v) accrued but unpaid annual base salary, unreimbursed business expenses, accrued but unused vacation time and all other payments, benefits or fringe benefits to which Mr. Fradin is entitled in accordance with any applicable compensation arrangement or benefit, equity or fringe benefit plan or program maintained by the Company (collectively, the “Accrued Amounts”). If Mr. Fradin’s employment is terminated by the Company for cause or Mr. Fradin resigns without good reason, he will be entitled to only the Accrued Amounts. If Mr. Fradin’s employment is terminated on account of his death or disability, he (or his beneficiaries or estate, as applicable) will be entitled to the Accrued Amounts, the Earned Bonus and a Pro-Rata Bonus.

 

   

If an excise tax under sections 280G and 4999 of Internal Revenue Code will be triggered by any payments upon a change in control prior to an initial public offering of Capital’s stock, the Company will in good faith seek to obtain shareholder approval of such payments so that they are exempt from the excise tax under sections 280G and 4999 of the Internal Revenue Code. After an initial public offering, the Company will either (i) pay Mr. Fradin any amounts subject to sections 280G and 4999 of the Internal Revenue Code (and Mr. Fradin will be responsible for the excise tax) or (ii) reduce such payments so that no amounts are subject to sections 280G and 4999 of the Internal Revenue Code, whichever results in a better after-tax amount for Mr. Fradin.


   

Mr. Fradin will be subject to any Company recoupment/clawback policy applicable to senior executives of the Company, except that no such policy will apply to Mr. Fradin for periods beginning before May 31, 2011. If no such policy exists and the Company is required to restate its financials (for periods beginning after May 31, 2011), then the Board of Directors of the Company may seek to recover or require reimbursement of any related annual bonus paid to Mr. Fradin for the applicable period. If Mr. Fradin violates the noncompetition, nonsolicitation or confidentiality covenants set forth in the employment agreement within the agreed period following termination of employment, then the Board of Directors may recover severance benefits paid to Mr. Fradin. Equity recoupment terms will be the same as the terms applicable to the equity awards of other senior executives.

 

   

Certain restrictive covenants (noncompetition, confidentiality and nonsolicitation). Mr. Fradin is bound by the noncompetition and nonsolicitation covenants for two years following the termination date.