0001140361-11-028421.txt : 20110518 0001140361-11-028421.hdr.sgml : 20110518 20110518124019 ACCESSION NUMBER: 0001140361-11-028421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110516 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARTWRIGHT HENRY E CENTRAL INDEX KEY: 0001429555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53130 FILM NUMBER: 11854110 MAIL ADDRESS: STREET 1: 1075 AMERICAN PACIFIC, SUITE C CITY: HENDERSON STATE: NV ZIP: 89074 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: U-SWIRL, INC. CENTRAL INDEX KEY: 0001355304 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 432092180 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1175 AMERICAN PACIFIC #C CITY: HENDERSON STATE: NV ZIP: 89074 BUSINESS PHONE: (702) 586-8700 MAIL ADDRESS: STREET 1: 1175 AMERICAN PACIFIC #C CITY: HENDERSON STATE: NV ZIP: 89074 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHY FAST FOOD INC DATE OF NAME CHANGE: 20060307 4 1 doc1.xml FORM 4 X0303 4 2011-05-16 0 0001355304 U-SWIRL, INC. HFFI 0001429555 CARTWRIGHT HENRY E 1175 AMERICAN PACIFIC DRIVE, SUITE C HENDERSON NV 89074 1 1 0 0 President & CEO Common Stock 144000 D Options (Right to Buy) 4.40 2012-06-30 Common Stock 106250 106250 D Options (Right to Buy) 0.42 2011-05-16 4 A 0 175000 A 2016-05-16 Common Stock 175000 175000 D All of these options vested as of March 1, 2009. Options granted as compensation. 50% of the options vest on 5/16/2012 with the remaining 50% vesting on 5/16/2013. Henry E. Cartwright 2011-05-18