-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BzA6IG5mTngxGGaOiURGrEdLLNl3hJwgUQSJ5dThhNkJ4wGbL1NEeISFiYS5bNSA QfLU5ZeBVsovZBfupA7igQ== 0001011438-06-000627.txt : 20061107 0001011438-06-000627.hdr.sgml : 20061107 20061107162927 ACCESSION NUMBER: 0001011438-06-000627 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061107 DATE AS OF CHANGE: 20061107 EFFECTIVENESS DATE: 20061107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Atticus Capital LP CENTRAL INDEX KEY: 0001352265 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11916 FILM NUMBER: 061194268 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-373-0800 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 form_13f-atticuscapital.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response..........22.8 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Atticus Capital LP Address: 152 West 57th Street 45th Floor New York, New York 10019 Form 13F File Number: 028-11916 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy R. Barakett Title: as Managing Member of Atticus Management LLC, its general partner Phone: 212-373-0800 Signature, Place, and Date of Signing:
/s/ John F. Brown* New York, New York November 7, 2006 - ---------------------- ------------------------ ------------------------- [Signature] [City, State] [Date]
*Pursuant to Power of Attorney attached hereto. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 88 ------------------ Form 13F Information Table Value Total: $12,222,577 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME ------------ --------------------------- ------------------ None.
Atticus Capital LP Form 13F Information Table Quarter ended September 30, 2006 INVESTMENT DISCRETION VOTING AUTHORITY Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Number (in thousands) Amount Call Sole Defined Other Managers Sole Shared None Class - ---------------------------------------------------------------------------------------------------------------------------------- AFFORDABLE RESIDENTIAL CMTYS COM 008273104 $21,712 2,240,700 SH SOLE 2,240,700 - ---------------------------------------------------------------------------------------------------------------------------------- AMERCO COM 023586100 $140,532 1,895,239 SH SOLE 1,895,239 - ---------------------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS CO COM 025816109 $317,294 5,657,880 SH SOLE 5,657,880 - ---------------------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS CO COM 025816109 $287,416 5,125,100 SH CALL SOLE 5,125,100 - ---------------------------------------------------------------------------------------------------------------------------------- ANADARKO PETE CORP COM 032511107 $23,694 540,600 SH SOLE 540,600 - ---------------------------------------------------------------------------------------------------------------------------------- ANORMED INC COM 035910108 $48,173 3,832,200 SH SOLE 3,832,200 - ---------------------------------------------------------------------------------------------------------------------------------- ASHLAND INC NEW COM 044209104 $18,241 286,000 SH CALL SOLE 286,000 - ---------------------------------------------------------------------------------------------------------------------------------- ATHEROGENICS INC COM 047439104 $62,764 4,765,700 SH SOLE 4,765,700 - ---------------------------------------------------------------------------------------------------------------------------------- ATHEROGENICS INC COM 047439104 $9,669 734,200 SH CALL SOLE 734,200 - ---------------------------------------------------------------------------------------------------------------------------------- ATI TECHNOLOGIES INC COM 001941103 $44,354 2,066,800 SH SOLE 2,066,800 - ---------------------------------------------------------------------------------------------------------------------------------- BARNES & NOBLE INC COM 067774109 $20,290 534,800 SH SOLE 534,800 - ---------------------------------------------------------------------------------------------------------------------------------- BIOVERIS CORP COM 090676107 $12,190 1,298,237 SH SOLE 1,298,237 - ---------------------------------------------------------------------------------------------------------------------------------- BLACKROCK INC CL A 09247X101 $108,934 731,100 SH SOLE 731,100 - ---------------------------------------------------------------------------------------------------------------------------------- BURLINGTON NORTHN SANTA FE C COM 12189T104 $227,223 3,094,000 SH SOLE 3,094,000 - ---------------------------------------------------------------------------------------------------------------------------------- CSX CORP COM 126408103 $202,748 6,175,700 SH SOLE 6,175,700 - ---------------------------------------------------------------------------------------------------------------------------------- CANADIAN NAT RES LTD COM 136385101 $320,742 7,036,900 SH SOLE 7,036,900 - ---------------------------------------------------------------------------------------------------------------------------------- Atticus Capital LP Form 13F Information Table Quarter ended September 30, 2006 INVESTMENT DISCRETION VOTING AUTHORITY Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Number (in thousands) Amount Call Sole Defined Other Managers Sole Shared None Class - ---------------------------------------------------------------------------------------------------------------------------------- CANADIAN NAT RES LTD COM 136385101 $129,903 2,850,000 SH CALL SOLE 2,850,000 - ---------------------------------------------------------------------------------------------------------------------------------- CHAMPS ENTMT INC DEL COM 158787101 $24,940 4,102,052 SH SOLE 4,102,052 - ---------------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORP COM 165167107 $28,980 1,000,000 SH CALL SOLE 1,000,000 - ---------------------------------------------------------------------------------------------------------------------------------- CHEVRON CORP NEW COM 166764100 $54,236 836,200 SH CALL SOLE 836,200 - ---------------------------------------------------------------------------------------------------------------------------------- CHINA TELECOM CORP LTD SPON ADR H 169426103 $9,249 255,850 SH SOLE 255,850 SHS - ---------------------------------------------------------------------------------------------------------------------------------- COMPANIA ANONIMA NACIONL TEL SPON ADR D 204421101 $13,132 691,170 SH SOLE 691,170 - ---------------------------------------------------------------------------------------------------------------------------------- COMCAST CORP NEW CL A 20030N101 $91,243 2,472,700 SH SOLE 2,472,700 - ---------------------------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS COM 20825C104 $607,399 10,203,250 SH SOLE 10,203,250 - ---------------------------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS COM 20825C104 $395,214 6,638,900 SH CALL SOLE 6,638,900 - ---------------------------------------------------------------------------------------------------------------------------------- CROCS INC COM 227046109 $6,790 200,000 SH SOLE 200,000 - ---------------------------------------------------------------------------------------------------------------------------------- DIAMOND OFFSHORE DRILLING IN COM 25271C102 $65,755 908,600 SH SOLE 908,600 - ---------------------------------------------------------------------------------------------------------------------------------- DUKE ENERGY CORP NEW COM 26441C105 $86,070 2,850,000 SH SOLE 2,850,000 - ---------------------------------------------------------------------------------------------------------------------------------- EMISPHERE TECHNOLOGIES INC COM 291345106 $19,467 2,303,800 SH SOLE 2,303,800 - ---------------------------------------------------------------------------------------------------------------------------------- ENCANA CORP COM 292505104 $10,407 222,900 SH SOLE 222,900 - ---------------------------------------------------------------------------------------------------------------------------------- EPICEPT CORP COM 294264205 $119 65,514 SH SOLE 65,514 - ---------------------------------------------------------------------------------------------------------------------------------- FEDERATED DEPT STORES INC DE COM 31410H101 $51,761 1,197,900 SH SOLE 1,197,900 - ---------------------------------------------------------------------------------------------------------------------------------- FOOT LOCKER INC COM 344849104 $27,775 1,100,000 SH SOLE 1,100,000 - ---------------------------------------------------------------------------------------------------------------------------------- FOREST LABS INC COM 345838106 $8,093 159,900 SH PUT SOLE 159,900 - ---------------------------------------------------------------------------------------------------------------------------------- Atticus Capital LP Form 13F Information Table Quarter ended September 30, 2006 INVESTMENT DISCRETION VOTING AUTHORITY Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Number (in thousands) Amount Call Sole Defined Other Managers Sole Shared None Class - ---------------------------------------------------------------------------------------------------------------------------------- FREESCALE SEMICONDUCTOR INC COM CL A 35687M107 $76,100 2,000,000 SH SOLE 2,000,000 - ---------------------------------------------------------------------------------------------------------------------------------- GENERAL MTRS CORP COM 370442105 $104,586 3,144,500 SH SOLE 3,144,500 - ---------------------------------------------------------------------------------------------------------------------------------- GRACE W R & CO DEL NEW COM 38388F108 $9,680 730,000 SH SOLE 730,000 - ---------------------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PAC SPON ADR B 400506101 $109,672 3,225,637 SH SOLE 3,225,637 - ---------------------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURE SPON ADR 40051E202 $3,031 81,242 SH SOLE 81,242 SER B - ---------------------------------------------------------------------------------------------------------------------------------- HOUSTON EXPL CO COM 442120101 $39,096 708,900 SH SOLE 708,900 - ---------------------------------------------------------------------------------------------------------------------------------- ICICI BK LTD ADR 45104G104 $9,405 306,243 SH SOLE 306,243 - ---------------------------------------------------------------------------------------------------------------------------------- INCO LTD COM 453258402 $52,832 692,700 SH SOLE 692,700 - ---------------------------------------------------------------------------------------------------------------------------------- KT CORP SPONSORED 48268K101 $6,828 318,015 SH SOLE 318,015 ADR - ---------------------------------------------------------------------------------------------------------------------------------- KINROSS GOLD CORP COM NO PAR 496902404 $17,815 1,422,900 SH SOLE 1,422,900 - ---------------------------------------------------------------------------------------------------------------------------------- KOOKMIN BK NEW SPONSORED 50049M109 $24,455 313,400 SH SOLE 313,400 ADR - ---------------------------------------------------------------------------------------------------------------------------------- KOREA ELECTRIC PWR SPONSORED 500631106 $116,741 9,734,160 SH SOLE 9,734,160 ADR - ---------------------------------------------------------------------------------------------------------------------------------- LEGG MASON INC COM 524901105 $72,660 720,400 SH SOLE 720,400 - ---------------------------------------------------------------------------------------------------------------------------------- LEGG MASON INC COM 524901105 $39,789 394,500 SH CALL SOLE 394,500 - ---------------------------------------------------------------------------------------------------------------------------------- MARTIN MARIETTA MATLS INC COM 573284106 $101,900 1,204,200 SH SOLE 1,204,200 - ---------------------------------------------------------------------------------------------------------------------------------- MASTERCARD INC COM 57636Q104 $419,638 5,965,000 SH SOLE 5,965,000 - ---------------------------------------------------------------------------------------------------------------------------------- MCDONALDS CORP COM 580135101 $105,624 2,700,000 SH SOLE 2,700,000 - ---------------------------------------------------------------------------------------------------------------------------------- MEDAREX INC COM 583916101 $9,762 908,100 SH SOLE 908,100 - ---------------------------------------------------------------------------------------------------------------------------------- Atticus Capital LP Form 13F Information Table Quarter ended September 30, 2006 INVESTMENT DISCRETION VOTING AUTHORITY Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Number (in thousands) Amount Call Sole Defined Other Managers Sole Shared None Class - ---------------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORP COM 594918104 $257,385 9,410,800 SH SOLE 9,410,800 - ---------------------------------------------------------------------------------------------------------------------------------- MOODYS CORP COM 615369105 $171,864 2,628,700 SH SOLE 2,628,700 - ---------------------------------------------------------------------------------------------------------------------------------- NYSE GROUP INC COM 62949W103 $932,216 12,471,121 SH SOLE 12,471,121 - ---------------------------------------------------------------------------------------------------------------------------------- NYSE GROUP INC COM 62949W103 $161,206 2,156,600 SH CALL SOLE 2,156,600 - ---------------------------------------------------------------------------------------------------------------------------------- NATIONAL FINL PARTNERS CORP COM 63607P208 $68,147 1,660,900 SH SOLE 1,660,900 - ---------------------------------------------------------------------------------------------------------------------------------- NAVISTAR INTL CORP NEW COM 63934E108 $16,268 630,048 SH SOLE 630,048 - ---------------------------------------------------------------------------------------------------------------------------------- NEXMED INC COM 652903105 $40 63,200 SH SOLE 63,200 - ---------------------------------------------------------------------------------------------------------------------------------- NEXEN INC COM 65334H102 $14,023 262,300 SH SOLE 262,300 - ---------------------------------------------------------------------------------------------------------------------------------- NORFOLK SOUTHERN CORP COM 655844108 $199,419 4,527,100 SH SOLE 4,527,100 - ---------------------------------------------------------------------------------------------------------------------------------- NUCOR CORP COM 670346105 $61,283 1,238,300 SH PUT SOLE 1,238,300 - ---------------------------------------------------------------------------------------------------------------------------------- P T TELEKOMUNIKASI INDONESIA SPONSORED 715684106 $15,772 436,170 SH SOLE 436,170 ADR - ---------------------------------------------------------------------------------------------------------------------------------- PETROCHINA CO LTD SPONSORED 71646E100 $5,158 47,910 SH SOLE 47,910 ADR - ---------------------------------------------------------------------------------------------------------------------------------- PHELPS DODGE CORP COM 717265102 $1,425,709 16,832,461 SH SOLE 16,832,461 - ---------------------------------------------------------------------------------------------------------------------------------- PHELPS DODGE CORP COM 717265102 $296,950 3,505,900 SH CALL SOLE 3,505,900 - ---------------------------------------------------------------------------------------------------------------------------------- PHOENIX COS INC NEW COM 71902E109 $41,192 2,942,300 SH SOLE 2,942,300 - ---------------------------------------------------------------------------------------------------------------------------------- PRIDE INTL INC DEL COM 74153Q102 $98,569 3,594,800 SH SOLE 3,594,800 - ---------------------------------------------------------------------------------------------------------------------------------- PROCTER & GAMBLE CO COM 742718109 $137,800 2,223,300 SH SOLE 2,223,300 - ---------------------------------------------------------------------------------------------------------------------------------- RESEARCH IN MOTION LTD COM 760975102 $20,530 200,000 SH SOLE 200,000 - ---------------------------------------------------------------------------------------------------------------------------------- Atticus Capital LP Form 13F Information Table Quarter ended September 30, 2006 INVESTMENT DISCRETION VOTING AUTHORITY Fair Market Shares or SH/ Cusip Value Principal PRN Put/ Shared- Shared- Other Issuer Title of Number (in thousands) Amount Call Sole Defined Other Managers Sole Shared None Class - ---------------------------------------------------------------------------------------------------------------------------------- SPDR TR UNIT SER 1 78462F103 $684,063 5,121,000 SH PUT SOLE 5,121,000 - ---------------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LTD COM 806857108 $62,830 1,012,891 SH SOLE 1,012,891 - ---------------------------------------------------------------------------------------------------------------------------------- SEARS HLDGS CORP COM 812350106 $489,498 3,096,326 SH SOLE 3,096,326 - ---------------------------------------------------------------------------------------------------------------------------------- SEARS HLDGS CORP COM 812350106 $1,092,244 6,909,000 SH CALL SOLE 6,909,000 - ---------------------------------------------------------------------------------------------------------------------------------- SELECT SECTOR SPDR TR SBI 81369Y506 $281,949 5,275,000 SH CALL SOLE 5,275,000 INT-ENERGY - ---------------------------------------------------------------------------------------------------------------------------------- SLM CORP COM 78442P106 $96,615 1,858,700 SH SOLE 1,858,700 - ---------------------------------------------------------------------------------------------------------------------------------- SOMAXON PHARMACEUTICALS INC COM 834453102 $4,064 330,100 SH SOLE 330,100 - ---------------------------------------------------------------------------------------------------------------------------------- STATE AUTO FINL CORP COM 855707105 $26,762 875,999 SH SOLE 875,999 - ---------------------------------------------------------------------------------------------------------------------------------- STATE STR CORP COM 857477103 $117,361 1,880,793 SH SOLE 1,880,793 - ---------------------------------------------------------------------------------------------------------------------------------- TD AMERITRADE HLDG CORP COM 87236Y108 $4,647 246,500 SH SOLE 246,500 - ---------------------------------------------------------------------------------------------------------------------------------- TD AMERITRADE HLDG CORP COM 87236Y108 $56,303 2,986,900 SH CALL SOLE 2,986,900 - ---------------------------------------------------------------------------------------------------------------------------------- TXU CORP COM 873168108 $143,490 2,295,100 SH CALL SOLE 2,295,100 - ---------------------------------------------------------------------------------------------------------------------------------- TESORO CORP COM 881609101 $7,050 121,600 SH SOLE 121,600 - ---------------------------------------------------------------------------------------------------------------------------------- UNION PAC CORP COM 907818108 $234,608 2,666,000 SH SOLE 2,666,000 - ---------------------------------------------------------------------------------------------------------------------------------- UNIVISION COMMUNICATIONS INC CL A 914906102 $61,657 1,795,500 SH SOLE 1,795,500 - ---------------------------------------------------------------------------------------------------------------------------------- UNUMPROVIDENT CORP COM 91529Y106 $21,105 1,088,446 SH SOLE 1,088,446 - ---------------------------------------------------------------------------------------------------------------------------------- VORNADO RLTY TR SH BEN INT 929042109 $65,673 602,500 SH SOLE 602,500 - ---------------------------------------------------------------------------------------------------------------------------------- ROYAL CARIBBEAN CRUISES LTD COM V7780T103 $33,004 850,400 SH CALL SOLE 850,400 - ---------------------------------------------------------------------------------------------------------------------------------- Total Fair Market Value $12,222,577 (in thousands)
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that I, TIMOTHY R. BARAKETT, hereby make, constitute and appoint each of JOHN F. BROWN and CHARLES FORTIN, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name, (a) in my personal capacity or (b) in my capacity as chief executive officer of, managing member of or in other capacities with Atticus Capital LP or its general partner Atticus Management LLC (f/k/a Atticus Capital, L.L.C.) (collectively, "Atticus"), and each of their affiliates or entities advised by me or Atticus, all documents, certificates, instruments, statements, filings and agreements ("documents") to be filed with or delivered to any foreign or domestic governmental or regulatory body or required or requested by any other person or entity pursuant to any legal or regulatory requirement relating to the acquisition, ownership, management or disposition of securities, futures contracts or other investments, and any other documents relating or ancillary thereto, including without limitation all documents relating to filings with the Commodities Futures Trading Commission and National Futures Association, the United States Securities and Exchange Commission (the "SEC") pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 (the "Act") and the rules and regulations promulgated thereunder, including all documents relating to the beneficial ownership of securities required to be filed with the SEC pursuant to Section 13(d) or Section 16(a) of the Act and any information statements on Form 13F required to be filed with the SEC pursuant to Section 13(f) of the Act. All past acts of the attorneys-in-fact in furtherance of the foregoing are hereby ratified and confirmed. THIS POWER OF ATTORNEY shall remain in full force and effect until either revoked in writing by the undersigned or until such time as the person or persons to whom power of attorney has been hereby granted cease(s) to be an employee of, or otherwise associated with, Atticus or or one of its affiliates. Execution of this power of attorney revokes that certain Power of Attorney dated as of January 24, 2006 with respect to substantially the same matters addressed above. IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as of March 21, 2006. /s/ Timothy R. Barakett --------------------------- Timothy R. Barakett -----END PRIVACY-ENHANCED MESSAGE-----