0001181431-11-030309.txt : 20110517 0001181431-11-030309.hdr.sgml : 20110517 20110517120211 ACCESSION NUMBER: 0001181431-11-030309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110513 FILED AS OF DATE: 20110517 DATE AS OF CHANGE: 20110517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rutigliano Nicholas J CENTRAL INDEX KEY: 0001351913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51734 FILM NUMBER: 11850498 MAIL ADDRESS: STREET 1: 2780 WATERFRONT PKWY. E. DRIVE STREET 2: SUITE 200 CITY: INDIANPOLIS STATE: IN ZIP: 46214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calumet Specialty Products Partners, L.P. CENTRAL INDEX KEY: 0001340122 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 371516132 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 BUSINESS PHONE: 317-328-5660 MAIL ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 FORMER COMPANY: FORMER CONFORMED NAME: Calumet Lubricants Partners, L.P. DATE OF NAME CHANGE: 20050928 4 1 rrd311805.xml X0303 4 2011-05-13 0 0001340122 Calumet Specialty Products Partners, L.P. CLMT 0001351913 Rutigliano Nicholas J 2780 WATERFRONT PKWY. E. DR., SUITE 200 INDIANAPOLIS IN 46214 1 0 0 0 Common Units 2011-05-13 4 M 0 138 A 38958 D Common Units 2011-05-13 4 M 0 11 A 38969 D Common Units 2011-05-13 4 M 0 10 A 38979 D Common Units 10982209 I See footnote (4) Common Units 12500 I See footnote (5) Phantom Units 2011-05-13 4 A 0 138 21.33 A Common Units 138 138 D Phantom Units 2011-05-13 4 M 0 138 0 D Common Units 138 0 D Phantom Units 2011-05-13 4 A 0 8 21.33 A Common Units 8 388 D Phantom Units 2011-05-13 4 A 0 22 21.33 A Common Units 22 644 D Phantom Units 2011-05-13 4 M 0 11 0 D Common Units 11 633 D Phantom Units 2011-05-13 4 A 0 14 21.33 A Common Units 14 686 D Phantom Units 2011-05-13 4 A 0 19 21.33 A Common Units 19 510 D Phantom Units 2011-05-13 4 M 0 10 0 D Common Units 10 500 D Phantom Units 2011-05-13 4 A 0 5 21.33 A Common Units 5 232 D Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested. The reporting person settled the vested phantom units for common units. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2012. Common units are owned by The Heritage Group ("THG"). THG received the units as consideration for certain assets and liabilities that it contributed to the capital of the Issuer in connection with the Issuer's initial public offering. Nicholas Rutigliano ("Rutigliano") is one of five trustees of the thirty grantor trusts that own all of the partnership interests in THG. The beneficiaries of the trusts include Rutigliano and members of his immediate and extended family. Rutigliano disclaims beneficial ownership of the units of the Issuer owned by THG except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any another purpose. Common units owned by Rutigliano's spouse. Rutigliano disclaims beneficial ownership of the units of the Issuer owned by THG except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any another purpose. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on January 22 of each year beginning on January 22, 2010. The reporting person settled the vested phantom units for common units Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2011. R. Patrick Murray, II, as attorney-in-fact 2011-05-17