0001085146-16-004208.txt : 20160809 0001085146-16-004208.hdr.sgml : 20160809 20160809143457 ACCESSION NUMBER: 0001085146-16-004208 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 EFFECTIVENESS DATE: 20160809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC CENTRAL INDEX KEY: 0001351904 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14413 FILM NUMBER: 161817364 BUSINESS ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 BUSINESS PHONE: 701-250-3201 MAIL ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC/ND DATE OF NAME CHANGE: 20060201 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001351904 XXXXXXXX 06-30-2016 06-30-2016 INVESTMENT CENTERS OF AMERICA INC

212 N 4TH ST BISMARCK ND 58501

13F HOLDINGS REPORT 028-14413 N David Loasby 920 996-2600 /s/ David Loasby Appleton WI 08-08-2016 1 309 525558 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101205111721SHDFND10011721ABBOTT LABSCOM002824100128932724SHDFND10032724ABBVIE INCCOM00287Y109318751803SHDFND10051803AK STL HLDG CORPCOM0015471085912800SHDFND10012800ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1022763443SHDFND1003443ALLIANT ENERGY CORPCOM018802108208352294SHDFND10052294ALPHABET INCCAP STK CL A02079K3057281036SHDFND1001036ALPHABET INCCAP STK CL C02079K107600872SHDFND100872ALPS ETF TRALERIAN MLP00162Q866123997763SHDFND10097763ALTRIA GROUP INCCOM02209S10316804243508SHDFND100243508AMAZON COM INCCOM02313510611911667SHDFND1001667AMERICAN ELEC PWR INCCOM02553710185612153SHDFND10012153AMGEN INCCOM0311621004542990SHDFND1002990ANNALY CAP MGMT INCCOM0357104091219108819SHDFND100108819APPLE INCCOM03783310013602142115SHDFND100142115ARCHER DANIELS MIDLAND COCOM03948310247911050SHDFND10011050ARES CAP CORPCOM04010L10359742187SHDFND10042187ARRAY BIOPHARMA INCCOM04269X10512935995SHDFND10035995ARROW ETF TRARROW DJ GLB YLD04273H10487246689SHDFND10046689ASHFORD HOSPITALITY TR INCCOM SHS04410310949391500SHDFND10091500AT&T INCCOM00206R10211987277693SHDFND100277693AUTOMATIC DATA PROCESSING INCOM0530151033313638SHDFND1003638BAIDU INCSPON ADR REP A0567521084622794SHDFND1002794BANK AMER CORPCOM060505104125194143SHDFND10094143BARCLAYS BANK PLCADR PFD SR 506739H36262624223SHDFND10024223BARRICK GOLD CORPCOM06790110821410061SHDFND10010061BECTON DICKINSON & COCOM0758871093091828SHDFND1001828BERKSHIRE HATHAWAY INC DELCL B NEW084670702331922963SHDFND10022963BLACK HILLS CORPCOM0921131094006340SHDFND1006340BLACKROCK DEBT STRAT FD INCCOM09255R1038122944SHDFND10022944BLACKROCK ENHANCED EQT DIV TCOM09251A10419725076SHDFND10025076BLACKROCK FLOATING RATE INCOCOM09194110490069324SHDFND10069324BLACKROCK MUNIASSETS FD INCCOM09254J10216410500SHDFND10010500BLACKROCK MUNICIPAL BOND TRCOM09249H10443123983SHDFND10023983BLACKROCK MUNIVEST FD II INCCOM09253T10128515624SHDFND10015624BLACKSTONE GROUP L PCOM UNIT LTD09253U10867327441SHDFND10027441BOEING COCOM097023105320824804SHDFND10024804BOSTON BEER INCCL A1005571071417896091258SHDFND1006091258BP PLCSPONSORED ADR055622104309186850SHDFND10086850BP PRUDHOE BAY RTY TRUNIT BEN INT05563010719310407SHDFND10010407BROOKFIELD TOTAL RETURN FD ICOM11283U10882536664SHDFND10036664CALAMOS CONV & HIGH INCOME FCOM SHS12811P1081348126901SHDFND100126901CASCADIAN THERAPEUTICS INCCOM14740B1011212395SHDFND10012395CHENIERE ENERGY INCCOM NEW16411R2082075390SHDFND1005390CISCO SYS INCCOM17275R10252218270SHDFND10018270CLAYMORE EXCHANGE TRD FD TR2021 HG YLD CB18383M22553222200SHDFND10022200CLAYMORE EXCHANGE TRD FD TR2022 HG YLD CB18383M21728711900SHDFND10011900CLAYMORE EXCHANGE TRD FD TRGUG BLT2017 HY18383M39933112770SHDFND10012770CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M38181532850SHDFND10032850CLAYMORE EXCHANGE TRD FD TRGUG BUL 2019 HY18383M37378032950SHDFND10032950CLAYMORE EXCHANGE TRD FD TRGUG BUL 2020 HY18383M36576732350SHDFND10032350CLAYMORE EXCHANGE TRD FD TRGUGGEN DEFN EQTY18383M8783228215SHDFND1008215COMCAST CORP NEWCL A20030N1012523869SHDFND1003869CONOCOPHILLIPSCOM20825C104144133366SHDFND10033366COSTCO WHSL CORP NEWCOM22160K1055913755SHDFND1003755CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F1035021200SHDFND10021200DELAWARE INV MN MUN INC FD ICOM24610V10326117081SHDFND10017081DEUTSCHE MUN INCOMECOM25160C10633022912SHDFND10022912DNP SELECT INCOME FDCOM23325P10414814057SHDFND10014057DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S10123871292SHDFND10071292DREYFUS MUN INCOME INCCOM26201R10227227180SHDFND10027180DUKE ENERGY CORP NEWCOM NEW26441C204443951680SHDFND10051680EATON CORP PLCSHSG291831033115189SHDFND1005189EATON VANCE LTD DUR INCOME FCOM27828H10587865588SHDFND10065588EATON VANCE SR FLTNG RTE TRCOM27828Q10524618794SHDFND10018794EATON VANCE TAX MNGD GBL DVCOM27829F10810412223SHDFND10012223ENBRIDGE ENERGY PARTNERS L PCOM29250R10627611785SHDFND10011785ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109150639371SHDFND10039371EQUITY LIFESTYLE PPTYS INCCOM29472R1082563200SHDFND1003200EVERSOURCE ENERGYCOM30040W1082313888SHDFND1003888EXELON CORPCOM30161N10162817394SHDFND10017394EXPRESS SCRIPTS HLDG COCOM30219G1086168125SHDFND1008125EXXON MOBIL CORPCOM30231G102677972341SHDFND10072341FACEBOOK INCCL A30303M102240621132SHDFND10021132FAIRMOUNT SANTROL HLDGS INCCOM30555Q10840652695SHDFND10052695FEDEX CORPCOM31428X1062981962SHDFND1001962FIREEYE INCCOM31816Q10118611325SHDFND10011325FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHA33737J1172268267SHDFND1008267FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R88631218826SHDFND10018826FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R605172277035SHDFND10077035FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X12723315788SHDFND10015788FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13572531413SHDFND10031413FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10050225959SHDFND10025959FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K1084128281SHDFND1008281FIRST TR LRG CP VL ALPHADEXCOM SHS33735J10148512265SHDFND10012265FIRST TR MID CAP CORE ALPHADCOM SHS33735B1083296458SHDFND1006458FIRST TR SML CP CORE ALPHA FCOM SHS33734Y109116425319SHDFND10025319FIRST TR SR FLG RTE INCM FDCOM33733U10820215832SHDFND10015832FIRST TR VALUE LINE DIVID INSHS33734H1063361124736SHDFND100124736FRONTIER COMMUNICATIONS CORPCOM35906A10811924221SHDFND10024221GENERAL MTRS COCOM37045V1002388414SHDFND1008414GEO GROUP INC NEWCOM36162J1062597528SHDFND1007528GLAXOSMITHKLINE PLCSPONSORED ADR37733W105208848292SHDFND10048292GLOBAL X FDSGLB X SUPERDIV37950E5492039720SHDFND1009720GLOBAL X FDSGLBX SUPRINC ETF37950E33346334233SHDFND10034233GLOBAL X FDSGLOBL X JR MLP37950E3259011057SHDFND10011057GLOBAL X FDSGLOBX SUPDV US37950E29154921419SHDFND10021419HANCOCK JOHN PFD INCOME FDSH BEN INT41013W10863127484SHDFND10027484HANCOCK JOHN PFD INCOME FD ICOM41013X10647520927SHDFND10020927HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T10519611598SHDFND10011598HCP INCCOM40414L10963917808SHDFND10017808HEALTHCARE TR AMER INCCL A NEW42225P501156848440SHDFND10048440HOSPITALITY PPTYS TRCOM SH BEN INT44106M1023112108050SHDFND100108050HOST HOTELS & RESORTS INCCOM44107P10432620324SHDFND10020324INTERCONTINENTAL HOTELS GROUSPON ADR NW 201645857P60898426249SHDFND10026249INVESCO MUN TRCOM46131J10316711739SHDFND10011739INVESCO SR INCOME TRCOM46131H1074210164SHDFND10010164ISHARESRUS TP200 GR ETF4642894382023757SHDFND1003757ISHARES INCCORE MSCI EMKT46434G1032165194SHDFND1005194ISHARES SILVER TRUSTISHARES46428Q10934619212SHDFND10019212ISHARES TRCORE HIGH DV ETF46429B6636127469SHDFND1007469ISHARES TRMIN VOL EAFE ETF46429B6896835103007SHDFND100103007ISHARES TRMIN VOL USA ETF46429B697130528297SHDFND10028297ISHARES TRU.S. PFD STK ETF4642886876373159780SHDFND100159780ISHARES TRU.S. PHARMA ETF4642888369446549SHDFND1006549JOHNSON & JOHNSONCOM478160104755662462SHDFND10062462JPMORGAN CHASE & COALERIAN ML ETN46625H36590528443SHDFND10028443JPMORGAN CHASE & COCOM46625H100229136903SHDFND10036903KEY ENERGY SVCS INCCOM492914106313463SHDFND10013463KEYCORP NEWCOM4932671081110100275SHDFND100100275KIMBERLY CLARK CORPCOM494368103393828699SHDFND10028699KINDER MORGAN INC DELCOM49456B101164688193SHDFND10088193KITE RLTY GROUP TRCOM NEW49803T3002529037SHDFND1009037KRAFT HEINZ COCOM500754106219124714SHDFND10024714KROGER COCOM5010441012978075SHDFND1008075LEE ENTERPRISES INCCOM5237681094121230SHDFND10021230LEGGETT & PLATT INCCOM5246601072414723SHDFND1004723LILLY ELI & COCOM532457108154819474SHDFND10019474LOCKHEED MARTIN CORPCOM539830109354114348SHDFND10014348LOWES COS INCCOM5486611074125169SHDFND1005169MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801063885100SHDFND1005100MATTEL INCCOM577081102156149974SHDFND10049974MCDONALDS CORPCOM580135101144211957SHDFND10011957MCKESSON CORPCOM58155Q1032161157SHDFND1001157MDU RES GROUP INCCOM5526901094329180298SHDFND100180298MEDTRONIC PLCSHSG5960L1037078163SHDFND1008163MERCK & CO INCCOM58933Y105396368357SHDFND10068357MICROSOFT CORPCOM594918104168232938SHDFND10032938MIMEDX GROUP INCCOM60249610123429350SHDFND10029350MONDELEZ INTL INCCL A609207105265157988SHDFND10057988MORGAN STANLEYCUSHNG MLP ETN61760E84633843488SHDFND10043488NETFLIX INCCOM64110L1066957648SHDFND1007648NEUBERGER BERMAN CA INT MUNCOM64123C10123314350SHDFND10014350NEXTERA ENERGY INCCOM65339F1015974573SHDFND1004573NORFOLK SOUTHERN CORPCOM6558441083163717SHDFND1003717NORTHSTAR REALTY EUROPE CORPCOM66706L10114615534SHDFND10015534NORTHSTAR RLTY FIN CORPCOM66704R80363455828SHDFND10055828NOVARTIS A GSPONSORED ADR66987V1093273943SHDFND1003943NOVO-NORDISK A SADR6701002052604815SHDFND1004815NUCOR CORPCOM670346105215043461SHDFND10043461NUVEEN ENHANCED AMT FREE MUNCOM67071L10617710890SHDFND10010890NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10056655183SHDFND10055183NUVEEN INVT QUALITY MUN FD ICOM67062E10322713670SHDFND10013670NUVEEN MUN HIGH INCOME OPP FCOM67068210324016200SHDFND10016200NUVEEN MUN VALUE FD INCCOM67092810047043425SHDFND10043425NUVEEN PREFERRED SECURITIESCOM67072C1051824197101SHDFND100197101NUVEEN SELECT QUALITY MUN FDCOM67097310650532511SHDFND10032511NUVEEN SR INCOME FDCOM67067Y1047512513SHDFND10012513OASIS PETE INC NEWCOM67421510816117036SHDFND10017036OCCIDENTAL PETE CORP DELCOM6745991053164118SHDFND1004118OLD SECOND BANCORP INC ILLCOM6802771009914452SHDFND10014452ORACLE CORPCOM68389X1053999775SHDFND1009775OTTER TAIL CORPCOM68964810341712481SHDFND10012481PENGROWTH ENERGY CORPCOM70706P1044021366SHDFND10021366PEPSICO INCCOM713448108410838681SHDFND10038681PFIZER INCCOM7170811034173118478SHDFND100118478PHILIP MORRIS INTL INCCOM718172109623861474SHDFND10061474PHILLIPS 66COM7185461045927476SHDFND1007476PIMCO CORPORATE INCOME STRATCOM72200U10059838815SHDFND10038815PIMCO ETF TRENHAN SHRT MA AC72201R8332352324SHDFND1002324PIMCO ETF TRTTL RTN ACTV ETF72201R7756706241SHDFND1006241PIMCO STRATEGIC INCOME FD INCOM72200X10411211397SHDFND10011397POWERSHARES ETF TR IIBUILD AMER ETF73937B4072718648SHDFND1008648POWERSHARES ETF TR IIDWA TCTL SCTR73937B49839515900SHDFND10015900POWERSHARES ETF TR IIPFD PORTFOLIO73936T56534422544SHDFND10022544POWERSHARES ETF TR IIS&P500 LOW VOL73937B7793508192SHDFND1008192POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2862245013SHDFND1005013POWERSHARES ETF TRUSTFINL PFD PTFL73935X229151678857SHDFND10078857POWERSHARES ETF TRUSTFTSE RAFI 100073935X5833183519SHDFND1003519POWERSHARES ETF TRUSTINTL DIV ACHV73935X71678655773SHDFND10055773POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76968829905SHDFND10029905POWERSHARES QQQ TRUSTUNIT SER 173935A104152414195SHDFND10014195PPG INDS INCCOM6935061075004807SHDFND1004807PROCTER & GAMBLE COCOM742718109736087032SHDFND10087032PROSHARES TRS&P 500 DV ARIST74348A467144026443SHDFND10026443PROSHARES TRSHRT RUSSELL200074348A2103796422SHDFND1006422PROSPECT CAPITAL CORPORATIONCOM74348T10233943283SHDFND10043283PROSPECT CAPITAL CORPORATIONNOTE 4.750% 4/174348TAQ51920000PRNDFND10020000PUTNAM MANAGED MUN INCOM TRCOM74682310317321556SHDFND10021556QUALCOMM INCCOM7475251033596813SHDFND1006813REALTY INCOME CORPCOM7561091046038650SHDFND1008650RITE AID CORPCOM76775410413618500SHDFND10018500ROYAL DUTCH SHELL PLCSPON ADR B7802591073756716SHDFND1006716ROYAL DUTCH SHELL PLCSPONS ADR A780259206150527338SHDFND10027338RYDEX ETF TRUSTGUG S&P MC400 PG78355W6012452006SHDFND1002006RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106140917515SHDFND10017515RYDEX ETF TRUSTGUG S&P500 PU GR78355W403325540206SHDFND10040206RYDEX ETF TRUSTGUG S&P500EQWTEN78355W8662564585SHDFND1004585RYDEX ETF TRUSTGUG S&P500EQWTUT78355W7912853299SHDFND1003299SCHLUMBERGER LTDCOM8068571086498177SHDFND1008177SCHWAB STRATEGIC TRUS LCAP GR ETF8085243005239956SHDFND1009956SCHWAB STRATEGIC TRUS SML CAP ETF808524607214339609SHDFND10039609SEADRILL LIMITEDSHSG7945E1055316785SHDFND10016785SELECT INCOME REITCOM SH BEN INT81618T10094536489SHDFND10036489SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4074545807SHDFND1005807SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3082624714SHDFND1004714SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209167023263SHDFND10023263SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506118017293SHDFND10017293SELECT SECTOR SPDR TRSBI INT-FINL81369Y605136759771SHDFND10059771SELECT SECTOR SPDR TRSBI INT-INDS81369Y704116520838SHDFND10020838SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886136225954SHDFND10025954SELECT SECTOR SPDR TRTECHNOLOGY81369Y80345010393SHDFND10010393SIRIUS XM HLDGS INCCOM82968B10317043120SHDFND10043120SKYWORKS SOLUTIONS INCCOM83088M1023896081SHDFND1006081SNAP ON INCCOM8330341012141357SHDFND1001357SOUTHERN COCOM842587107186034774SHDFND10034774SPDR DOW JONES INDL AVRG ETFUT SER 178467X1099165108SHDFND1005108SPDR GOLD TRUSTGOLD SHS78463V107176313941SHDFND10013941SPDR S&P 500 ETF TRTR UNIT78462F103280113394SHDFND10013394SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1076552410SHDFND1002410SPDR SER TRNUVN BRCLY MUNI78468R7213947813SHDFND1007813SPDR SERIES TRUSTBRC CNV SECS ETF78464A35966515149SHDFND10015149SPDR SERIES TRUSTBRC HGH YLD BD78464A41740211248SHDFND10011248SPDR SERIES TRUSTBRCLYS LG TRS ET78464A6643284103SHDFND1004103SPDR SERIES TRUSTS&P DIVID ETF78464A76317310206386SHDFND100206386SPECTRA ENERGY CORPCOM84756010958916094SHDFND10016094SPIRIT RLTY CAP INC NEWCOM84860W10216613100SHDFND10013100SPRINT CORPCOM SER 185207U10527660405SHDFND10060405STARBUCKS CORPCOM855244109187632734SHDFND10032734STRYKER CORPCOM8636671013883239SHDFND1003239SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN8644821042928697SHDFND1008697SUMMIT HOTEL PPTYSCOM866082100139421052944SHDFND1001052944SYSCO CORPCOM8718291074338501SHDFND1008501TARGET CORPCOM87612E106176625292SHDFND10025292TECK RESOURCES LTDCL B87874220417113000SHDFND10013000TEMPLETON GLOBAL INCOME FDCOM8801981067812308SHDFND10012308TIME WARNER INCCOM NEW8873173032042760SHDFND1002760TOTAL S ASPONSORED ADR89151E1094679673SHDFND1009673TRANSOCEAN LTDREG SHSH8817H10013811794SHDFND10011794TREMOR VIDEO INCCOM89484Q1003318200SHDFND10018200TRIANGLE PETE CORPCOM NEW89600B201312900SHDFND10012900TWO HBRS INVT CORPCOM90187B10111913917SHDFND10013917TYSON FOODS INCCL A9024941032934379SHDFND1004379UBS AG JERSEY BRHETRAC WELLS BDCI902641588125760010SHDFND10060010UNDER ARMOUR INCCL A9043111072736847SHDFND1006847UNDER ARMOUR INCCL C9043112062045616SHDFND1005616UNILEVER PLCSPON ADR NEW9047677042465149SHDFND1005149UNION PAC CORPCOM9078181086006883SHDFND1006883UNITED DEV FDG IVCOM910187103011186SHDFND10011186UNITED PARCEL SERVICE INCCL B9113121068447810SHDFND1007810UNITED STATES OIL FUND LPUNITS91232N10814412565SHDFND10012565UNITED TECHNOLOGIES CORPCOM9130171093893812SHDFND1003812UNITEDHEALTH GROUP INCCOM91324P1023112215SHDFND1002215US BANCORP DELCOM NEW90297330479819793SHDFND10019793VALE S AADR91912E10516131302SHDFND10031302VANECK VECTORS ETF TRGOLD MINERS ETF92189F1062468886SHDFND1008886VANECK VECTORS ETF TRHIGH YLD MUN ETF92189F36149315248SHDFND10015248VANECK VECTORS ETF TRPFD SECS EX FINL92189F42981339002SHDFND10039002VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328854064057SHDFND1004057VANGUARD BD INDEX FD INCSHORT TRM BOND9219378275336559SHDFND1006559VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783593511110SHDFND10011110VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4073396108SHDFND1006108VANGUARD INDEX FDSGROWTH ETF922908736309028757SHDFND10028757VANGUARD INDEX FDSLARGE CAP ETF9229086376426703SHDFND1006703VANGUARD INDEX FDSMCAP GR IDXVIP9229085384033975SHDFND1003975VANGUARD INDEX FDSMCAP VL IDXVIP9229085127358283SHDFND1008283VANGUARD INDEX FDSMID CAP ETF922908629222517969SHDFND10017969VANGUARD INDEX FDSREIT ETF922908553743383857SHDFND10083857VANGUARD INDEX FDSS&P 500 ETF SHS92290836311355920SHDFND1005920VANGUARD INDEX FDSSM CP VAL ETF922908611200819041SHDFND10019041VANGUARD INDEX FDSSMALL CP ETF922908751237920578SHDFND10020578VANGUARD INDEX FDSSML CP GRW ETF9229085952431962SHDFND1001962VANGUARD INDEX FDSTOTAL STK MKT922908769300027995SHDFND10027995VANGUARD INDEX FDSVALUE ETF922908744161619024SHDFND10019024VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277560914162SHDFND10014162VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858113031962SHDFND10031962VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427424898438SHDFND1008438VANGUARD NAT RES LLCCOM UNIT92205F1065746650SHDFND10046650VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844550266291SHDFND10066291VANGUARD STAR FDVG TL INTL STK F92190976877717477SHDFND10017477VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385870019718SHDFND10019718VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406425159483SHDFND10059483VANGUARD WORLD FDSCONSUM DIS ETF92204A1086105016SHDFND1005016VANGUARD WORLD FDSCONSUM STP ETF92204A2073732661SHDFND1002661VANGUARD WORLD FDSENERGY ETF92204A306110011477SHDFND10011477VANGUARD WORLD FDSFINANCIALS ETF92204A405154832827SHDFND10032827VANGUARD WORLD FDSHEALTH CAR ETF92204A5042321778SHDFND1001778VANGUARD WORLD FDSINF TECH ETF92204A7025124781SHDFND1004781VANGUARD WORLD FDSTELCOMM ETF92204A8843403455SHDFND1003455VANGUARD WORLD FDSUTILITIES ETF92204A8763382971SHDFND1002971VENTAS INCCOM92276F100139819169SHDFND10019169VEREIT INCCOM92339V1004888481735SHDFND100481735VERIZON COMMUNICATIONS INCCOM92343V1046341113502SHDFND100113502VISA INCCOM CL A92826C839109414773SHDFND10014773WALGREENS BOOTS ALLIANCE INCCOM9314271082823391SHDFND1003391WAL-MART STORES INCCOM931142103139619128SHDFND10019128WASTE MGMT INC DELCOM94106L109273941194SHDFND10041194WEC ENERGY GROUP INCCOM92939U1062143289SHDFND1003289WELLS FARGO & CO NEWCOM949746101217445835SHDFND10045835WELLTOWER INCCOM95040Q104185124373SHDFND10024373WESTERN ASSET MGD HI INCM FDCOM95766L1077716200SHDFND10016200WHITING PETE CORP NEWCOM96638710220522277SHDFND10022277WISDOMTREE TRDIV EX-FINL FD97717W406124216116SHDFND10016116WISDOMTREE TRITL HIGH DIV FD97717W80244812239SHDFND10012239WISDOMTREE TRMDCP EARN FUND97717W5706457083SHDFND1007083WISDOMTREE TRMIDCAP DIVI FD97717W5053974440SHDFND1004440WISDOMTREE TRSMALLCAP DIVID97717W6042994193SHDFND1004193XCEL ENERGY INCCOM98389B100225950478SHDFND10050478YUM BRANDS INCCOM988498101100812197SHDFND10012197