SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Fish Thomas E

(Last) (First) (Middle)
2 HOLLAND WAY

(Street)
EXETER NH 03833

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Mueller Water Products, Inc. [ MWA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Anvil
3. Date of Earliest Transaction (Month/Day/Year)
05/27/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/27/2014 M 94,106 A $5.49 295,247 D
Common Stock 05/27/2014 M 82,644 A $3.52 377,891 D
Common Stock 05/27/2014 M 42,435 A $4.76 420,326 D
Common Stock 05/27/2014 M 42,311 A $2.03 462,637 D
Common Stock 05/27/2014 M 40,209 A $5.05 502,846 D
Common Stock 05/27/2014 S 100 D $8.805 502,746 D
Common Stock 05/27/2014 S 100 D $8.785 502,646 D
Common Stock 05/27/2014 S 100 D $8.765 502,546 D
Common Stock 05/27/2014 S 100 D $8.7003 502,446 D
Common Stock 05/27/2014 S 100 D $8.6915 502,346 D
Common Stock 05/27/2014 S 100 D $8.6815 502,246 D
Common Stock 05/27/2014 S 100 D $8.6803 502,146 D
Common Stock 05/27/2014 S 100 D $8.6625 502,046 D
Common Stock 05/27/2014 S 200 D $8.755 501,846 D
Common Stock 05/27/2014 S 200 D $8.665 501,646 D
Common Stock 05/27/2014 S 230 D $8.81 501,416 D
Common Stock 05/27/2014 S 300 D $8.7025 501,116 D
Common Stock 05/27/2014 S 300 D $8.6925 500,816 D
Common Stock 05/27/2014 S 400 D $8.725 500,416 D
Common Stock 05/27/2014 S 400 D $8.685 500,016 D
Common Stock 05/27/2014 S 600 D $8.715 499,416 D
Common Stock 05/27/2014 S 689 D $8.73 498,727 D
Common Stock 05/27/2014 S 1,600 D $8.695 497,127 D
Common Stock 05/27/2014 S 2,100 D $8.79 495,027 D
Common Stock 05/27/2014 S 2,700 D $8.78 492,327 D
Common Stock 05/27/2014 S 4,754 D $8.8 487,573 D
Common Stock 05/27/2014 S 5,000 D $8.77 482,573 D
Common Stock 05/27/2014 S 7,759 D $8.72 474,814 D
Common Stock 05/27/2014 S 9,873 D $8.705 464,941 D
Common Stock 05/27/2014 S 11,100 D $8.75 453,841 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $4.76 05/27/2014 M 42,435 (1) 02/22/2020 Common Stock 42,435 $0.0000 0.0000 D
Stock Option (Right to Buy) $2.03 05/27/2014 M 42,311 (2) 11/29/2021 Common Stock 42,311 $0.0000 21,156 D
Stock Option (Right to Buy) $3.52 05/27/2014 M 82,644 (3) 11/30/2020 Common Stock 82,644 $0.0000 0.0000 D
Stock Option (Right to Buy) $5.05 05/27/2014 M 40,209 (4) 12/01/2019 Common Stock 40,209 $0.0000 0.0000 D
Stock Option (Right to Buy) $5.49 05/27/2014 M 94,106 (5) 12/02/2018 Common Stock 94,106 $0.0000 0.0000 D
Explanation of Responses:
1. The stock options vested in three (3) equal installments on February 22, 2011, 2012 and 2013.
2. The stock options vest in three (3) equal installments on November 29, 2012, 2013 and 2014.
3. The stock options vested in three (3) equal installments on November 30, 2011, 2012 and 2013.
4. The stock options vested in three (3) equal installments on December 1, 2010, 2011 and 2012.
5. The stock options vested in three (3) equal installments on December 2, 2009, 2010 and 2011.
Remarks:
,Multiple Forms Submitted
/s/ KEVIN MAXWELL, Attorney-in-Fact 05/28/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.