-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I3FhTmyCZm5+UeOuJ+AogyTSE5X9pMJy3AigehjGyDMGbbcFMCBrbmm4LuapF3UA L3jGADDt3b6qRhIoHNjjrg== 0001140361-09-025873.txt : 20091113 0001140361-09-025873.hdr.sgml : 20091113 20091113092949 ACCESSION NUMBER: 0001140361-09-025873 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advisors Capital Management, LLC CENTRAL INDEX KEY: 0001345576 IRS NUMBER: 133994630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11543 FILM NUMBER: 091179340 BUSINESS ADDRESS: STREET 1: WEST 115 CENTURY ROAD CITY: PARAMUS STATE: NJ ZIP: 07652 BUSINESS PHONE: 201-986-1900 MAIL ADDRESS: STREET 1: WEST 115 CENTURY ROAD CITY: PARAMUS STATE: NJ ZIP: 07652 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Advisors Capital Management LLC Address: 777 Terrace Avenue Hasbrouck Heights, NJ 07604 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Kevin G. Kern Title: Compliance Officer Phone: 201-426-0081 Signature, Place, and Date of Signing: /s/ Kevin G. Kern Hasbrouck Heights, NJ 11/12/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 155 Form 13F Information Table Value Total: $ 122,526.00 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- ----------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- 1800 Flowers.com INC CL A 68243Q106 84 24325 SOLE 24325 0 0 Aar Corp COM 000361105 712 32458 SOLE 30399 0 0 ABB Ltd Sponsored ADR 000375204 432 21575 SOLE 21575 0 0 Aegon NV NY Registry SH 007924103 152 17940 SOLE 17940 0 0 Alliance Bernstein UNIT LTD PARTN 01855A101 1634 59903 SOLE 59903 0 0 Alliance Bernstein Income Fund Com 01881E101 1462 176317 SOLE 24658 0 0 Allied Capital COM 01903Q108 155 50566 SOLE 50566 0 0 Altria Group COM 02209S103 790 44340 SOLE 44340 0 0 American Capital COM 024937104 202 62509 SOLE 62509 0 0 American Capital Agency Corp Com 02503X105 2571 90373 SOLE 90373 0 0 Anworth Mortgage Asset CP COM 037347101 1126 142950 SOLE 142950 0 0 Apollo Invt Corp Con Shs Ben Int COM 03761U106 1499 157003 SOLE 157003 0 0 Apple Inc COM 037833100 781 4211 SOLE 4211 0 0 Arbor Realty COM 038923108 750 264074 SOLE 264074 0 0 Ashford Hospitality COM 044103109 1020 294712 SOLE 294712 0 0 Aspen Insurance SHS G05384105 1463 55280 SOLE 55280 0 0 AT&T Inc COM 00206R102 601 22253 SOLE 6980 0 0 Atheros Communications Inc COM 04743P108 674 25388 SOLE 31905 0 0 Avnet COM 053807103 312 12000 SOLE 12000 0 0 Baidu.com Inc Spon ADR PEP A 056752108 1004 2567 SOLE 2567 0 0 Bank of America Corporation COM 060505104 1188 70224 SOLE 70224 0 0 Barclays Bank Plc ADR Pfd Sr 5 06739H362 310 12725 SOLE 12725 0 0 Bed Bath & Beyond COM 075894100 1225 32625 SOLE 32625 0 0 BGC Partners Inc CL A 05541T101 590 137750 SOLE 137750 0 0 Boeing Co COM 097023105 1947 35963 SOLE 35963 0 0 Buckle Inc COM 118440106 1128 33050 SOLE 33050 0 0 Cabelas Inc COM 126804301 1305 97859 SOLE 97859 0 0 Capital Trust Inc MD Cl A New 14052H506 236 77541 SOLE 77541 0 0 Caplease Inc COM 140288101 809 200775 SOLE 200775 0 0 Cardinal Health COM 14149Y108 1149 424855 SOLE 424855 0 0 Carefusion Corp COM 14170T101 460 21085 SOLE 21085 0 0 Carmax Inc COM 143130102 968 46308 SOLE 46308 0 0 Carnival Corp PAIRED CTF 143658300 860 25855 SOLE 25855 0 0 Catalyst Health Solutions Inc COM 14888B103 415 14225 SOLE 14225 0 0 Caterpillar Inc COM 149123101 1368 26650 SOLE 26650 0 0 CBL & Assoc Pptys Inc Com COM 124830100 1368 43462 SOLE 43462 0 0 Cedar Fair L P Depositry Unit 150185106 123 11675 SOLE 11675 0 0 Cemex Sab De Cv Spon Adr New 151290889 633 48962 SOLE 48962 0 0 Cheese Cake Factory Inc COM 163072101 569 30703 SOLE 30703 0 0 Chesapeake Energy Corp Com 165167107 337 11869 SOLE 11869 0 0 Cisco Sys Inc Com COM 17275R102 718 30496 SOLE 30496 0 0 Cit group Inc COM 125581108 39 32249 SOLE 32249 0 0 Citrix Sys Inc Com 177376100 527 13437 SOLE 13437 0 0 Claymore ETF Trust 2 China Sml Cap 18383Q853 569 24189 SOLE 24189 0 0 CME Group Inc COM 12572Q105 624 2024 SOLE 2024 0 0 Cogdell Spencer Inc COM 19238U107 441 91893 SOLE 91893 0 0 Cohen & Steers COM 19247A100 799 135800 SOLE 135800 0 0 Colonial Pptys Tr Com Sh Ben Int 195872106 231 23700 SOLE 23700 0 0 Comcast Corp New Cl A Spl 20030N200 553 34375 SOLE 34375 0 0 Crown Holdings Inc Com 228368106 371 13633 SOLE 13633 0 0 Cryolife Inc Com 228903100 277 34750 SOLE 34750 0 0 Cutera Inc COM 232109108 101 11625 SOLE 11625 0 0 Dineequity Inc COM 254423106 487 19695 SOLE 19695 0 0 Dow Chem Co COM 260543103 1042 39965 SOLE 39965 0 0 Duke Realty Corp COM 264411505 202 16800 SOLE 16800 0 0 Enbridge Energy Mgmt LLC Shs Units 29250X103 622 13790 SOLE 13790 0 0 Repst Enbridge Energy Partners COM 29250R106 497 11035 SOLE 11035 0 0 Enterprise Products COM 293792107 401 14172 SOLE 14172 0 0 Felcor Lodging COM 31430F101 1735 382982 SOLE 382982 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- ----------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- Fifth Third Bancorp Com COM 316773100 365 35996 SOLE 35996 0 0 First Industrial COM 32054K103 367 69978 SOLE 69978 0 0 Flextronics ORD Y2573F102 785 105086 SOLE 105086 0 0 Flowserve Corp COM 34354P105 374 3800 SOLE 3800 0 0 Frontier Communications Corp COM 35906A108 913 121150 SOLE 121150 0 0 Gallagher Arthur J & Co COM 363576109 240 9850 SOLE 9850 0 0 General Electric COM 369604103 1290 78575 SOLE 78575 0 0 Gilead Sciences Inc COM 375558103 251 5388 SOLE 5388 0 0 Glimscher Realty SH BEN INT 379302102 614 167344 SOLE 167344 0 0 Google Inc Cl A CL A 38259P508 1283 2588 SOLE 2588 0 0 GPO AeroPortuario Del Pac Sab Spon Adr B 400506101 779 27640 SOLE 27640 0 0 Health Net Inc COM 42222G108 596 38691 SOLE 38691 0 0 Helen of Troy COM G4388N106 645 33220 SOLE 33220 0 0 Hersha Hospitalities SH BEN INT 427825104 1448 467112 SOLE 467112 0 0 Home Depot COM 437076102 1986 74547 SOLE 74547 0 0 Hospitality Properties COM SH BEN INT 44106M102 1210 59390 SOLE 59390 0 0 HRPT Properties COM SH BEN INT 40426W101 1867 248233 SOLE 248233 0 0 Humana COM 444859102 869 23297 SOLE 23297 0 0 ING Clarion Glb Re Est Incm Fd COM 44982G104 862 132438 SOLE 132438 0 0 Ingersoll Rand Co Ltd Cl A Com COM g4776g101 1536 50072 SOLE 50072 0 0 Invetiv Health Inc COM 46122E905 342 20435 SOLE 20435 0 0 Iowa Telecomm Services Inc COM 462594201 504 40019 SOLE 40019 0 0 Ishares Tr Barclys 1-3 Yr Cr 464287457 247 2369 SOLE 2369 0 0 Ischares Tr High Yld Corp 464288513 1378 15960 SOLE 15960 0 0 Ishares Tr Iboxx Inv Cpbd 464287242 266 2497 SOLE 2497 0 0 Ishares Tr Rusl 2000 Valu 464287900 350 6206 SOLE 6206 0 0 Ishares Tr Us Pfd Stk Idx Us Pfd Stk Idx 464288687 2331 64270 SOLE 64270 0 0 Istar Financial Inc COM 45031U101 100 32788 SOLE 32788 0 0 ITT Corp New COM 450911102 434 8327 SOLE 8327 0 0 JPMorgan Chase & Co Alerian Ml Etn 46625H365 609 24312 SOLE 24312 0 0 Juniper Networks Inc COM 48203R104 201 7425 SOLE 7425 0 0 Kayne Anderson Mlp Investment Co COM 486606106 1773 83835 SOLE 83835 0 0 Kinder Morgan Energy Partners Ut Ltd Partn 494550106 232 4295 SOLE 4295 0 0 Kinder Morgan MGMT SHS 49455U100 373 7887 SOLE 7887 0 0 Kohls COM 500255104 2058 36068 SOLE 36068 0 0 Lexington Realty Trust Com COM 529043101 487 95536 SOLE 95536 0 0 Lincoln Natl Corp Ind Com 534187109 376 14500 SOLE 14500 0 0 Lowes COM 548661107 637 30436 SOLE 30436 0 0 LSI Corporation COM 502161102 632 115037 SOLE 115037 0 0 Magellan Midstream Hldgs COM UNIT RP LP 55907R108 1137 30238 SOLE 30238 0 0 Martin Midstream Partners UNIT LP INT 573331105 344 12900 SOLE 12900 0 0 Masco Corp COM 574599106 1688 130613 SOLE 130613 0 0 Max Capital Group LtD Shs G6052F103 207 9675 SOLE 9675 0 0 Medical Properties TR COM 58463J304 1708 218726 SOLE 218726 0 0 Melco Crown Entmt Ltd ADR 585646100 278 40011 SOLE 40011 0 0 MF Global Ltd Shs G60642108 182 25075 SOLE 25075 0 0 MFA Financial Inc Com 55272X102 891 111925 SOLE 111925 0 0 Microsoft Corp Com COM 594918104 643 2500 SOLE 2500 0 0 Mueller Inds Inc COM 624756102 855 35800 SOLE 35800 0 0 Mueller Wtr Prods Inc COM 624758207 636 115984 SOLE 115984 0 0 Nasdaq Omx Group Inc COM 631103108 485 23044 SOLE 23044 0 0 National Health Investors COM 63633D104 359 11350 SOLE 11350 0 0 News Corp CL B 65248E203 435 31100 SOLE 31100 0 0 Nokia Corp Sponsored Adr 654902204 600 41041 SOLE 41041 0 0 Nucor Corp COM 670346105 1014 21573 SOLE 5150 0 0 NVR Inc COM 62944T105 366 575 SOLE 575 0 0 Omega Healthcare Invs Inc COM 681936100 401 25040 SOLE 25040 0 0 Oneok Partners UNIT LTD PARTN 68268N103 497 9400 SOLE 9400 0 0 Overstock Com Inc Del COM 690370101 552 37618 SOLE 37618 0 0 Overstock Com Inc Del SR NT CV 3.75% NOTE 690370AB7 3670 4369000 SOLE 4369000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- ----------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- Peoples United Financial Inc COM 712704105 247 15850 SOLE 15850 0 0 Pepco Holdings Inc COM 713291102 189 12725 SOLE 12725 0 0 Petroleo Brasileiro Sa Petrobr Sponsored ADR 71654V408 1052 22910 SOLE 22910 0 0 Philip Morris Intl Inc Com COM 718172109 276 5666 SOLE 5666 0 0 Pimco Corporate Opp Fd COM 72201B101 1439 102786 SOLE 102786 0 0 Pinnacle West Cap Corp COM 723484101 1250 38085 SOLE 19817 0 0 Potash Corp Sask Inc COM 73755L107 489 5415 SOLE 5415 0 0 Powershares Etf Trust Finl Pfd Ptfl 73935X229 404 25506 SOLE 30949 0 0 Procter & Gamble Co Com 742718109 418 7220 SOLE 7645 0 0 Royal Carribbean COM V7780T103 1392 57806 SOLE 57806 0 0 Scotts Miracle Gro Co Cl A 810186106 960 22361 SOLE 37797 0 0 Smart Balance COM 83169Y108 1606 261592 SOLE 261592 0 0 Smucker J M Co Com 832696405 362 6825 SOLE 6825 0 0 Southern Copper Corp COM 84265V105 768 25011 SOLE 25011 0 0 State Str Corp COM 857477103 446 8488 SOLE 8488 0 0 Sun Cmntys Inc COM 866674104 2091 97165 SOLE 97165 0 0 Sunstone Hotel Invs Inc New COM 867892101 810 114063 SOLE 114063 0 0 Supertel Hospitality Inc MD COM 868526104 80 37375 SOLE 37375 0 0 Supervalu Inc COM 686536103 590 39203 SOLE 39203 0 0 Sysco Corp Com 871829107 390 15675 SOLE 15675 0 0 Taiwan Semiconductor Mfg Ltd ADR 874039100 1995 182068 SOLE 182068 0 0 Teva Pharmaceutical ADR 881624209 1730 34219 SOLE 34219 0 0 Transocean Ltd Reg Shs H8817H100 406 4750 SOLE 4750 0 0 Trex Inc COM 89531P105 638 35065 SOLE 35065 0 0 United Technologies Corp COM 913017109 949 15582 SOLE 15582 0 0 Unitedhealth Group Inc. COM 91324P102 351 14009 SOLE 14009 0 0 US Bancorp COM NEW 902973304 427 19525 SOLE 19525 0 0 Valero Energy Corp New COM 91913Y100 396 20414 SOLE 20414 0 0 Vanguard Intl Equity Index Fd Eurpean ETF 922042874 318 6411 SOLE 6411 0 0 Vanguard Intl Equity Index Fd Pacific Etf 922042866 291 5563 SOLE 5563 0 0 Video Display Corp COM 926555103 129 36936 SOLE 36936 0 0 Vivo Participacoes S A Spon Adr Pfd New 92855s200 271 10723 SOLE 10723 0 0 Waddell & Reed CL A 930059100 2023 71110 SOLE 71110 0 0 WellPoint Inc COM 94973V107 1404 29648 SOLE 29648 0 0 Wells Fargo & Co New Perp Pfd Cnv A 949746804 1839 2059 SOLE 2059 0 0 XTO Energy Inc COM 98385X106 894 21641 SOLE 21641 0 0
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