0000919574-11-004722.txt : 20110815 0000919574-11-004722.hdr.sgml : 20110815 20110815101808 ACCESSION NUMBER: 0000919574-11-004722 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guerrilla Capital Management, L.L.C. CENTRAL INDEX KEY: 0001345433 IRS NUMBER: 134060043 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13784 FILM NUMBER: 111033717 BUSINESS ADDRESS: STREET 1: 237 PARK AVENUE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 692-7692 MAIL ADDRESS: STREET 1: 237 PARK AVENUE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Guerrilla Capital Management LLC DATE OF NAME CHANGE: 20051125 13F-HR 1 d1218526_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2011 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Guerrilla Capital Management, LLC Address: The Chrysler Building 405 Lexington Ave., 39th Floor New York, NY 10174 13F File Number: 028-13784 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Siris Title: Managing Member Phone: 646-783-4555 Signature, Place and Date of Signing: /s/ Peter Siris New York, NY August 15, 2011 -------------------------- ---------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 67 Form 13F Information Table Value Total: $71,080 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE June 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- ALEXCO RESOURCE CORP COM 01535P106 84 11,700 SH Sole None 11,700 AMERICAN LORAIN CORP COM 027297100 3,527 2,290,228 SH Sole None 2,290,228 AMERICAN ORIENTAL BIOENGR IN COM 028731107 412 371,203 SH Sole None 371,203 A POWER ENERGY GENERAT SYS L COM G04136100 60 35,999 SH Sole None 35,999 ASBURY AUTOMOTIVE GROUP INC COM 043436104 2,584 139,450 SH Sole None 139,450 ASIA ENTN & RESOURCES LTD SHS G0539K108 1,178 150,853 SH Sole None 150,853 AUGUSTA RES CORP COM NEW 050912203 69 14,900 SH Sole None 14,900 BEST BUY INC COM 086516101 267 8,500 SH Sole None 8,500 CHIMERA INVT CORP COM 16934Q909 44 12,700 SH Sole None 12,700 CHINA BOTANIC PHARMACEUTICAL COM 16890Y104 185 198,450 SH Sole None 198,450 CHINA ED ALLIANCE INC PUT 16938Y957 56 64,693 SH Sole None 64,693 CHINA GREEN AGRICULTURE INC COM 16943W105 1,979 397,423 SH Sole None 397,423 CHINA HOUSING & LAND DEV INC COM 16939V103 137 97,720 SH Sole None 97,720 CHINA INFORMATION TECHNOLOGY COM 16950L109 146 70,247 SH Sole None 70,247 CHINA JO-JO DRUGSTORES INC COM NEW 16949A206 315 165,165 SH Sole None 165,165 CHINA MARINE FOOD GROUP LTD COM 16943R106 741 271,530 SH Sole None 271,530 CHINA PHARMA HLDGS INC COM 16941T104 5,405 2,402,220 SH Sole None 2,402,220 CHINA RITAR POWER CORP COM 169423100 51 110,444 SH Sole None 110,444 CHINA SEC & SURVE TECH INC COM 16942J105 5,640 1,064,142 SH Sole None 1,064,142 CHINA SHENGDA PACKAGING GROU COM 16950V107 160 118,800 SH Sole None 118,800 CHINA SKY ONE MED INC COM 16941P102 89 40,859 SH Sole None 40,859 CHINA TRANSINFO TECHNLGY COR COM 169453107 73 19,625 SH Sole None 19,625 CHINA XD PLASTICS CO LTD COM 16948F107 1,318 312,978 SH Sole None 312,978 CHINA YIDA HOLDINGS CO COM NEW 16945D204 1,634 559,606 SH Sole None 559,606 CHINACAST EDU CORP COM 16946T109 1,311 253,084 SH Sole None 253,084 CHINANET ONLINE HLDGS INC COM 16949H102 164 112,241 SH Sole None 112,241 DERMA SCIENCES INC COM PAR $.01 249827502 286 31,088 SH Sole None 31,088 ELDORADO GOLD CORP NEW COM 284902103 246 16,656 SH Sole None 16,656 ENDEAVOUR INTL CORP COM NEW 29259G200 300 19,882 SH Sole None 19,882 EVER GLORY INTL GRP INC COM NEW 299766204 183 101,682 SH Sole None 101,682 EVOLUTION PETROLEUM CORP COM 30049A107 165 23,300 SH Sole None 23,300 FUSHI COPPERWELD INC COM 36113E107 5,149 898,687 SH Sole None 898,687 GENERAL STEEL HOLDINGS INC COM 370853103 305 204,382 SH Sole None 204,382 GOLDCORP INC NEW COM 380956409 395 8,148 SH Sole None 8,148 GULF RESOURCES INC COM PAR $0.0005 40251W309 620 200,221 SH Sole None 200,221 HARBIN ELECTRIC INC COM 41145W109 9,509 628,890 SH Sole None 628,890 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 73 7,837 SH Sole None 7,837 HOMEOWNERS CHOICE INC COM 43741E103 96 14,351 SH Sole None 14,351 HQ SUSTAINABLE MARITIM IND I COM NEW 40426A208 613 220,620 SH Sole None 220,620 IMAX CORP COM 45245E109 2,001 61,712 SH Sole None 61,712 JIANGBO PHARMACEUTICALS INC COM 47737R101 281 91,086 SH Sole None 91,086 KEYUAN PETROCHEMICALS INC COM 493722102 2,870 588,101 SH Sole None 588,101 KIMBER RES INC COM 49435N101 22 13,500 SH Sole None 13,500 KINGTONE WIRELESSINFO SOL HL SPONSORED ADR 496880105 281 312,114 SH Sole None 312,114 LENTUO INTL INC SPONSORED ADS 526353107 190 39,182 SH Sole None 39,182 LITHIA MTRS INC CL A 536797103 2,165 110,292 SH Sole None 110,292 LJ INTL INC ORD G55312105 279 87,369 SH Sole None 87,369 NATIONAL OILWELL VARCO INC COM 637071101 233 2,978 SH Sole None 2,978 PACIFIC SUNWEAR CALIF INC COM 694873100 12 4,597 SH Sole None 4,597 PENSKE AUTOMOTIVE GRP INC COM 70959W103 855 37,600 SH Sole None 37,600 PERFUMANIA HLDGS INC COM NEW 71376C100 347 22,525 SH Sole None 22,525 PUDA COAL INC COM PAR $.001 744674300 147 24,577 SH Sole None 24,577 QKL STORES INC COM 74732Y105 199 98,249 SH Sole None 98,249 QUIKSILVER INC COM 74838C106 375 25,400 SH Sole None 25,400 RICKS CABARET INTL INC COM NEW 765641303 104 12,275 SH Sole None 12,275 SANTARUS INC COM 802817304 46 13,504 SH Sole None 13,504 SMARTHEAT INC COM 83172F104 166 130,322 SH Sole None 130,322 SONIC AUTOMOTIVE INC CL A 83545G102 3,260 222,523 SH Sole None 222,523 SORL AUTO PTS INC COM 78461U101 1,173 260,600 SH Sole None 260,600 TALISMAN ENERGY INC COM 87425E103 170 8,300 SH Sole None 8,300 TIANYIN PHARMACEUTICAL CO IN COM 88630M104 295 204,746 SH Sole None 204,746 VISIONCHINA MEDIA INC SPONS ADR 92833U103 72 25,421 SH Sole None 25,421 WONDER AUTO TECHNOLOGY INC COM 978166106 3,398 626,977 SH Sole None 626,977 YONGYE INTL INC COM 98607B106 4,165 793,359 SH Sole None 793,359 YUCHENG TECHNOLOGIES LTD COM G98777108 204 62,208 SH Sole None 62,208 YUHE INTERNATIONAL INC COM 988432100 711 587,913 SH Sole None 587,913 ZHONGPIN INC COM 98952K107 1,491 142,309 SH Sole None 142,309
SK 02550 0004 1218526