-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DgL/HhPOBTj5eXh4drojvzGHMCjqarKH4blbA/Cy9VHHRfK9GSwHjR68f+d8MKrM lMbIdWIAonL7iiqYpOrljg== 0001344422-10-000007.txt : 20100209 0001344422-10-000007.hdr.sgml : 20100209 20100209142415 ACCESSION NUMBER: 0001344422-10-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100209 DATE AS OF CHANGE: 20100209 EFFECTIVENESS DATE: 20100209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dunvegan Associates, Inc. CENTRAL INDEX KEY: 0001344422 IRS NUMBER: 132886713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11532 FILM NUMBER: 10583748 BUSINESS ADDRESS: STREET 1: 1114 STATE STREET, SUITE 309 CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 805-969-5432 MAIL ADDRESS: STREET 1: 1114 STATE STREET, SUITE 309 CITY: SANTA BARBARA STATE: CA ZIP: 93101 13F-HR 1 r13f-123109.txt SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: Institutional Investment Manager Filing this Report: Name: Dunvegan Associates, Inc. Address: 1114 State Street, Suite 309 Santa Barbara, CA 93101 Form 13F File Number: 28-11532 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herin is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: A.C. Moore Title: President Phone: 805-969-5432 Signature, Place and Date of Signing: A.C. Moore Santa Barbara, California February 4, 2010 [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 100 Form 13F Information Table Value Total: $118,609 [ in thousands] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579Y101 1433 17335 SH Sole 17335 ABBOTT LABS COM 002824100 1547 28655 SH Sole 28655 137 2535 SH Defined 2535 AGNICO-EAGLE MINES LTD F COM 008474108 2295 42505 SH Sole 42505 88 1630 SH Defined 1630 ALBERTO-CULVER CO NEW COM 013078100 393 13430 SH Sole 13430 ALLERGAN INC COM 018490102 244 3870 SH Sole 3870 AMEX SPDR CONSUMER STAPLES IND COM 81369Y308 673 25440 SH Sole 25440 ANADARKO PETROLEUM CORP COM 032511107 439 7030 SH Sole 7030 APACHE CORP COM 037411105 2124 20583 SH Sole 20583 BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 2865 872 SH Sole 872 197 60 SH Defined 60 BHP BILLITON LTD ADR F SPONSOR COM 088606108 2794 36479 SH Sole 36479 BRKSHR HTHWY A COM 084670108 595 6 SH Sole 6 BURLINGTON NTH SANTA FE MERGER COM 12189T104 667 6760 SH Sole 6760 CAMERON INTL COM 13342B105 574 13731 SH Sole 13731 CATERPILLAR INC DEL COM 149123101 4019 70515 SH Sole 70515 117 2060 SH Defined 2060 CHEVRON CORPORATION COM 166764100 344 4465 SH Sole 4465 91 1180 SH Defined 1180 CISCO SYSTEMS INC COM 17275r102 573 23924 SH Sole 23924 CLIFFS NATURAL RESOURCESINC COM 18683k101 2838 61586 SH Sole 61586 COCA COLA COM COM 191216100 2839 49810 SH Sole 49810 77 1350 SH Defined 1350 CURRENCYSHARES JAPANESE YEN COM 23130a102 1346 12630 SH Sole 12630 DEERE CO COM 244199105 2962 54766 SH Sole 54766 98 1805 SH Defined 1805 DUKE ENERGY CORP NEW COM 26441c105 1518 88225 SH Sole 88225 128 7460 SH Defined 7460 EMERSON ELEC CO COM 291011104 1024 24043 SH Sole 24043 107 2510 SH Defined 2510 EXXON MOBIL CORPORATION COM 30231G102 355 5206 SH Sole 5206 55 800 SH Defined 800 FREEPRT-MCMRAN CPR & GLD COM 35671d857 3609 44945 SH Sole 44945 GENL DYNAMICS CORP COM COM 369550108 281 4120 SH Sole 4120 HEALTH CARE SELECT SPDR COM 81369y209 642 20675 SH Sole 20675 IMPERIAL OIL LTD COM NEW COM 453038408 4614 119346 SH Sole 119346 218 5645 SH Defined 5645 INTL BUSINESS MACHINES CORP I COM 459200101 1650 12608 SH Sole 12608 127 970 SH Defined 970 INVESTMENT TECH GRP NEW COM 46145F105 746 37867 SH Sole 37867 ISHARES BARCLAYS TIPS BOPROTEC COM 464287176 3756 36146 SH Sole 36146 ISHARES MSCI BRAZIL INDX BRAZI COM 464286400 3580 47986 SH Sole 47986 ISHARES NASDAQ BIOTECH- NOLOGY COM 464287556 2938 35900 SH Sole 35900 140 1715 SH Defined 1715 ISHARES TRUST INDEX FUND FTSE COM 464287184 2681 63449 SH Sole 63449 ISHRS EUROPE MU INDEX FD COM 464286608 221 5890 SH Sole 5890 ISHRS MALAYSIA COM 464286830 149 14000 SH Sole 14000 JEFFERIES GROUP INC NEW COM 472319102 1915 80702 SH Sole 80702 63 2635 SH Defined 2635 JEFFERIES TR J CRB GLOBLCOMMOD COM 00162q304 252 5870 SH Sole 5870 JOHNSON AND JOHNSON COM COM 478160104 1581 24553 SH Sole 24553 MANITOWOC COMPANY INC COM 563571108 221 22200 SH Sole 22200 MC CORMICK NON VTG COM 579780206 3524 97539 SH Sole 97539 175 4830 SH Defined 4830 MCDERMOTT INTL INC F COM 580037109 429 17855 SH Sole 17855 MEDTRONIC INC COM 585055106 207 4708 SH Sole 4708 33 760 SH Defined 760 MONSANTO CO NEW DEL COM COM 61166w101 5909 72278 SH Sole 72278 125 1530 SH Defined 1530 MOSAIC CO COM 61945a107 1829 30617 SH Sole 30617 MULTIMEDIA GAMES COM 625453105 229 38110 SH Sole 38110 MURPHY OIL CORP COM 626717102 2173 40097 SH Sole 40097 126 2320 SH Defined 2320 NATIONAL BEVERAGE CORP COM 635017106 140 10080 SH Sole 10080 NEWMONT MINING COM 651639106 970 20500 SH Sole 20500 NOVARTIS A G SPON ADR F SPONSO COM 66987V109 1278 23479 SH Sole 23479 OIL SERVICE HOLDERS TR DEPOSIT COM 678002106 1522 12800 SH Sole 12800 PAYCHEX INC COM 704326107 1575 51390 SH Sole 51390 POINT BLANK SOLUTIONS COM 730529104 17 40000 SH Sole 40000 POWERSHS DB MULTI SECTOR POWER COM 73936B408 5097 192763 SH Sole 192763 108 4070 SH Defined 4070 PROCTER & GAMBLE CO COM 742718109 1902 31377 SH Sole 31377 99 1640 SH Defined 1640 RIO TINTO PLC SPON ADR F SPONS COM 767204100 738 3425 SH Sole 3425 ROYAL DUTCH SHELL PLC SPONS COM 780259206 274 4562 SH Sole 4562 SAP AG SHS COM 803054204 955 20395 SH Sole 20395 SCHLUMBERGER LTD COM 806857108 1449 22264 SH Sole 22264 368 5650 SH Defined 5650 SINGAPORE FUND INC COM 82929L109 988 74249 SH Sole 74249 SPDR GOLD TRUST COM 78463v107 9041 84251 SH Sole 84251 34 314 SH Defined 314 SPECTRA ENERGY CORP COM 847560109 1022 49826 SH Sole 49826 77 3730 SH Defined 3730 ST MARY LD & EXPL CO COM 792228108 904 26410 SH Sole 26410 SUNCOR ENERGY INC NEW COM 867224107 818 23154 SH Sole 23154 SYNTROLEUM COM 871630109 39 14600 SH Sole 14600 TEEKAY CORP F COM y8564w103 282 12160 SH Sole 12160 TELEFONICA SA SPAIN ADR COM 879382208 1359 16267 SH Sole 16267 345 4136 SH Defined 4136 UNITED PARCEL SVC CL B COM 911312106 986 17180 SH Sole 17180 90 1565 SH Defined 1565 VGD EMRG MKT - ETF COM 922042858 435 10600 SH Sole 10600 VISA INC CL A SHRS COM 92826c839 2881 32942 SH Sole 32942 98 1125 SH Defined 1125 WASHINGTON POST CO B COM 939640108 223 507 SH Sole 507 WHITE ELECTR DESIGNS CP COM 963801105 187 40000 SH Sole 40000 WYNN RESORTS LTD COM 983134107 234 4010 SH Sole 4010 YUM BRANDS INC COM 988498101 2302 65827 SH Sole 65827 77 2210 SH Defined 2210
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