0000909012-12-000222.txt : 20120420 0000909012-12-000222.hdr.sgml : 20120420 20120420095946 ACCESSION NUMBER: 0000909012-12-000222 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120420 DATE AS OF CHANGE: 20120420 EFFECTIVENESS DATE: 20120420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: River Road Asset Management, LLC CENTRAL INDEX KEY: 0001341401 IRS NUMBER: 432076925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11487 FILM NUMBER: 12769762 BUSINESS ADDRESS: STREET 1: 462 SOUTH FOURTH STREET, SUITE 1600 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 5023714100 MAIL ADDRESS: STREET 1: 462 SOUTH FOURTH STREET, SUITE 1600 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 t306750.txt RRAM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIVER ROAD ASSET MANAGEMENT, LLC Address: 462 South Fourth Street Suite 1600 Louisville, Kentucky 40202 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Mueller, CPA, CFA Title: Chief Operating Officer/Chief Compliance Officer Phone: 502-371-4104 Signature, Place, and Date of Signing: Thomas D. Mueller Louisville, Kentucky Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 188 Form 13F Information Table Value Total: 6,052,004 (thousands) List of Other Included Managers:
Title Voting Authority of Value Shares/ Sh/ Put/ Invstmt Other ---------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- 3M Company COM 88579Y101 36500 409,144.00 SH Sole 150,826.00 258,318.00 Abercrombie & Fitch Class A COM 002896207 7520 151,580.00 SH Sole 151,580.00 ABM Industries, Inc. COM 000957100 57613 2,370,885.00 SH Sole 1,496,585.00 874,300.00 Aircastle Limited COM G0129K104 17304 1,413,743.00 SH Sole 1,165,423.00 248,320.00 Alamo Group, Inc. COM 011311107 7949 264,448.00 SH Sole 264,448.00 Alleghany Corporation COM 017175100 17172 52,178.00 SH Sole 52,178.00 Allegiant Travel Company COM 01748X102 17834 327,223.00 SH Sole 268,503.00 58,720.00 Alterra Capital Holdings, Ltd. COM G0229R108 39708 1,727,932.00 SH Sole 1,427,984.00 299,948.00 American Greetings Corporation COM 026375105 32200 2,099,079.00 SH Sole 1,741,034.00 358,045.00 AptarGroup, Inc. COM 038336103 20234 369,435.00 SH Sole 304,290.00 65,145.00 Artesian Resources Corporation COM 043113208 6273 333,867.00 SH Sole 333,867.00 Ascena Retail Group COM 04351G101 48751 1,099,981.00 SH Sole 902,512.00 197,469.00 Ascent Capital Group, Inc. Ser COM 043632108 16264 343,910.00 SH Sole 282,280.00 61,630.00 AstraZeneca PLC COM 046353108 20171 453,385.00 SH Sole 430,555.00 22,830.00 Atlantic Tele-Network COM 049079205 25237 694,097.00 SH Sole 597,412.00 96,685.00 Automatic Data Processing, Inc COM 053015103 104025 1,884,860.00 SH Sole 667,970.00 1,216,890.00 Avista Corporation COM 05379B107 72607 2,838,412.00 SH Sole 1,603,126.00 1,235,286.00 Baldwin & Lyons, Inc. Class B COM 057755209 4862 217,256.00 SH Sole 217,256.00 Becton, Dickinson and Company COM 075887109 26729 344,222.00 SH Sole 164,942.00 179,280.00 Bemis Company, Inc. COM 081437105 37202 1,152,120.00 SH Sole 424,935.00 727,185.00 Berkshire Hathaway Class B COM 084670702 282 3,470.00 SH Sole 3,470.00 Big Lots, Inc. COM 089302103 83471 1,940,291.00 SH Sole 1,592,371.00 347,920.00 Bill Barrett Corporation COM 06846N104 21085 810,653.00 SH Sole 810,653.00 Bio-Rad Laboratories, Inc. Cla COM 090572207 7574 73,047.00 SH Sole 73,047.00 BlackRock, Inc. COM 09247X101 61519 300,239.00 SH Sole 110,955.00 189,284.00 Bob Evans Farms, Inc. COM 096761101 65431 1,734,647.00 SH Sole 1,448,447.00 286,200.00 BreitBurn Energy Partners L.P. COM 106776107 24575 1,285,309.00 SH Sole 1,271,549.00 13,760.00 Brinks Company COM 109696104 41862 1,753,754.00 SH Sole 1,442,107.00 311,647.00 Brown & Brown, Inc. COM 115236101 5364 225,573.00 SH Sole 225,573.00 CA, Inc. COM 12673P105 19886 721,555.00 SH Sole 279,825.00 441,730.00 California Water Service Group COM 130788102 7969 437,635.00 SH Sole 437,635.00 Capital Southwest Corporation COM 140501107 16330 172,713.00 SH Sole 143,653.00 29,060.00 Central Garden & Pet Company COM 153527106 4145 440,447.00 SH Sole 440,447.00 Chemed Corporation COM 16359R103 16964 270,644.00 SH Sole 224,894.00 45,750.00 Chevron Corporation COM 166764100 108221 1,009,426.00 SH Sole 273,388.00 736,038.00 Chubb Corporation COM 171232101 79511 1,150,505.00 SH Sole 426,250.00 724,255.00 Cincinnati Financial Corporati COM 172062101 361 10,455.00 SH Sole 10,455.00 Cloud Peak Energy, Inc. COM 18911Q102 17281 1,084,779.00 SH Sole 891,849.00 192,930.00 CME Group, Inc. COM 12572Q105 20086 69,424.00 SH Sole 26,744.00 42,680.00 Commerce Bancshares COM 200525103 44703 1,103,245.00 SH Sole 488,859.00 614,386.00 Compass Diversified Holdings COM 20451Q104 16342 1,104,955.00 SH Sole 630,245.00 474,710.00 Computer Services, Inc. COM 20539A105 3726 112,901.00 SH Sole 67,781.00 45,120.00 ConocoPhillips COM 20825C104 81893 1,077,396.00 SH Sole 333,105.00 744,291.00 Constellation Brands COM 21036P108 21235 900,179.00 SH Sole 900,179.00 Contango Oil & Gas Company COM 21075N204 4871 82,686.00 SH Sole 82,686.00 Convergys Corporation COM 212485106 23659 1,772,196.00 SH Sole 1,454,706.00 317,490.00 Core-Mark Holding Company, Inc COM 218681104 24750 604,540.00 SH Sole 604,540.00 Cott Corporation COM 22163N106 10836 1,644,321.00 SH Sole 1,644,321.00 Covance, Inc. COM 222816100 17145 359,971.00 SH Sole 359,971.00 Cracker Barrel Old Country Sto COM 22410J106 70219 1,258,397.00 SH Sole 770,378.00 488,019.00 CSG Systems International COM 126349109 29417 1,942,978.00 SH Sole 1,812,598.00 130,380.00 Cubic Corporation COM 229669106 15932 336,980.00 SH Sole 275,890.00 61,090.00 Daktronics, Inc. COM 234264109 11007 1,238,163.00 SH Sole 1,015,523.00 222,640.00 Darden Restaurants, Inc. COM 237194105 58194 1,137,482.00 SH Sole 407,797.00 729,685.00 Devon Energy Corporation COM 25179M103 235 3,301.00 SH Sole 3,301.00 Dime Community Bancshares COM 253922108 11973 819,527.00 SH Sole 546,657.00 272,870.00 Dr Pepper Snapple Group, Inc. COM 26138E109 46218 1,149,415.00 SH Sole 486,415.00 663,000.00 DreamWorks Animation SKG, Inc. COM 26153C103 28907 1,566,758.00 SH Sole 1,287,638.00 279,120.00 DST Systems, Inc. COM 233326107 65452 1,206,928.00 SH Sole 991,768.00 215,160.00 Duke Energy Corporation COM 26441C105 53990 2,569,746.00 SH Sole 1,029,095.00 1,540,651.00 Electro Rent Corporation COM 285218103 13591 738,229.00 SH Sole 493,449.00 244,780.00 Endeavour International Corpor COM 29259G200 11419 963,592.00 SH Sole 792,772.00 170,820.00 Energen Corporation COM 29265N108 11870 241,509.00 SH Sole 241,509.00 Ensign Group, Inc. COM 29358P101 23019 847,549.00 SH Sole 698,059.00 149,490.00 Entergy Corporation COM 29364G103 37528 558,455.00 SH Sole 203,600.00 354,855.00 EPIQ Systems, Inc. COM 26882D109 19256 1,591,444.00 SH Sole 1,591,444.00 Equifax, Inc. COM 294429105 30283 684,208.00 SH Sole 684,208.00 Evolution Petroleum Corporatio COM 30049A107 18872 2,029,226.00 SH Sole 1,401,243.00 627,983.00 First Citizens Bancshares COM 31946M103 16520 90,425.00 SH Sole 60,530.00 29,895.00 FirstService Corporation COM 33761N109 6088 198,701.00 SH Sole 162,981.00 35,720.00 Flir Systems, Inc. COM 302445101 12029 475,249.00 SH Sole 475,249.00 Fred's, Inc. Class A COM 356108100 20322 1,390,932.00 SH Sole 1,141,332.00 249,600.00 Frischs Restaurants COM 358748101 4429 164,354.00 SH Sole 110,189.00 54,165.00 G&K Services, Inc. Class A COM 361268105 32347 945,829.00 SH Sole 776,569.00 169,260.00 General Dynamics Corporation COM 369550108 28106 383,025.00 SH Sole 181,835.00 201,190.00 General Electric Company COM 369604103 29908 1,490,170.00 SH Sole 1,490,170.00 General Mills, Inc. COM 370334104 91563 2,320,984.00 SH Sole 919,660.00 1,401,324.00 Genuine Parts Company COM 372460105 90596 1,443,763.00 SH Sole 537,685.00 906,078.00 Geo Group, Inc. COM 36159R103 66512 3,498,784.00 SH Sole 2,877,674.00 621,110.00 Grupo Aeroportuario del Surest COM 40051E202 14357 209,530.00 SH Sole 105,765.00 103,765.00 Hanger Orthopedic Group COM 41043F208 11671 533,880.00 SH Sole 438,650.00 95,230.00 Harbinger Group, Inc. COM 41146A106 4352 840,128.00 SH Sole 557,688.00 282,440.00 Hasbro, Inc. COM 418056107 19688 536,155.00 SH Sole 202,470.00 333,685.00 Hill-Rom Holdings, Inc. COM 431475102 20863 624,446.00 SH Sole 514,586.00 109,860.00 Hillenbrand, Inc. COM 431571108 50794 2,213,259.00 SH Sole 948,665.00 1,264,594.00 Hilltop Holdings Corporation COM 432748101 10115 1,205,603.00 SH Sole 988,843.00 216,760.00 ICU Medical, Inc. COM 44930G107 73505 1,495,221.00 SH Sole 1,305,781.00 189,440.00 Industrias Bachoco S.A.B. de C COM 456463108 16282 773,140.00 SH Sole 603,732.00 169,408.00 Ingram Micro, Inc. COM 457153104 45016 2,425,457.00 SH Sole 2,019,828.00 405,629.00 Insperity, Inc. COM 45778Q107 23471 766,027.00 SH Sole 633,677.00 132,350.00 Intel Corporation COM 458140100 118660 4,220,538.00 SH Sole 1,549,590.00 2,670,948.00 Iron Mountain, Inc. COM 462846106 35187 1,221,758.00 SH Sole 451,980.00 769,778.00 Ituran Location and Control, L COM M6158M104 8850 658,458.00 SH Sole 533,598.00 124,860.00 J&J Snack Foods Corporation COM 466032109 27081 516,217.00 SH Sole 422,419.00 93,798.00 J.M. Smucker Company COM 832696405 42602 523,620.00 SH Sole 192,040.00 331,580.00 J2 Global, Inc. COM 48123V102 9148 318,956.00 SH Sole 266,766.00 52,190.00 John Bean Technologies Corpora COM 477839104 7660 472,820.00 SH Sole 389,390.00 83,430.00 Johnson & Johnson COM 478160104 74735 1,133,028.00 SH Sole 342,140.00 790,888.00 Kimberly-Clark Corporation COM 494368103 80021 1,082,981.00 SH Sole 431,410.00 651,571.00 Korn Ferry International COM 500643200 19056 1,137,657.00 SH Sole 933,387.00 204,270.00 Landauer, Inc. COM 51476K103 10630 200,486.00 SH Sole 188,066.00 12,420.00 Liberty Interactive Corporatio COM 53071M104 266 13,943.00 SH Sole 13,943.00 Lockheed Martin Corporation COM 539830109 51435 572,390.00 SH Sole 282,190.00 290,200.00 Loews COM 540424108 257 6,451.00 SH Sole 6,451.00 Mac-Gray Corporation COM 554153106 22831 1,508,984.00 SH Sole 1,024,294.00 484,690.00 Madison Square Garden Company COM 55826P100 74476 2,177,657.00 SH Sole 1,798,007.00 379,650.00 ManTech International Corporat COM 564563104 32702 948,974.00 SH Sole 844,324.00 104,650.00 McCormick & Company, Inc. COM 579780206 44890 824,731.00 SH Sole 304,035.00 520,696.00 Medallion Financial Corporatio COM 583928106 5593 501,200.00 SH Sole 331,392.00 169,808.00 Medtronic, Inc. COM 585055106 52211 1,332,256.00 SH Sole 509,391.00 822,865.00 Merck & Company, Inc. COM 58933Y105 5967 155,401.00 SH Sole 155,401.00 Meredith Corporation COM 589433101 19010 585,655.00 SH Sole 253,430.00 332,225.00 Microsoft Corporation COM 594918104 56702 1,757,926.00 SH Sole 664,561.00 1,093,365.00 Miller Energy Resources, Inc. COM 600527105 11853 2,808,822.00 SH Sole 2,173,882.00 634,940.00 Molson Coors Brewing Company C COM 60871R209 21193 468,359.00 SH Sole 288,349.00 180,010.00 Monarch Casino & Resort, Inc. COM 609027107 6562 637,099.00 SH Sole 425,789.00 211,310.00 Motorcar Parts of America, Inc COM 620071100 6944 721,865.00 SH Sole 486,105.00 235,760.00 National CineMedia, Inc. COM 635309107 16727 1,093,255.00 SH Sole 766,865.00 326,390.00 National Fuel Gas Company COM 636180101 236 4,897.00 SH Sole 4,897.00 Navigators Group, Inc. COM 638904102 15356 325,062.00 SH Sole 265,176.00 59,886.00 NeuStar, Inc. COM 64126X201 69631 1,869,278.00 SH Sole 1,532,618.00 336,660.00 Newmont Mining Corporation COM 651639106 12542 244,634.00 SH Sole 102,104.00 142,530.00 Nordic American Tankers, Ltd. COM G65773106 30292 1,907,526.00 SH Sole 1,331,651.00 575,875.00 Norfolk Southern Corporation COM 655844108 83207 1,263,961.00 SH Sole 468,485.00 795,476.00 Nucor Corporation COM 670346105 57990 1,350,165.00 SH Sole 506,965.00 843,200.00 Oil-Dri Corporation of America COM 677864100 4413 207,260.00 SH Sole 207,260.00 OneBeacon Insurance Group COM G67742109 16435 1,066,520.00 SH Sole 531,045.00 535,475.00 Oppenheimer Holdings, Inc. COM 683797104 8344 480,920.00 SH Sole 375,621.00 105,299.00 Owens & Minor, Inc. COM 690732102 75586 2,485,549.00 SH Sole 1,524,742.00 960,807.00 Pan American Silver Corporatio COM 697900108 23841 1,080,742.00 SH Sole 1,080,742.00 Papa Johns International COM 698813102 4923 130,725.00 SH Sole 130,725.00 PartnerRe Limited COM G6852T105 69903 1,029,657.00 SH Sole 555,545.00 474,112.00 Patterson Companies, Inc. COM 703395103 16401 491,050.00 SH Sole 491,050.00 Patterson UTI Energy, Inc. COM 703481101 16653 963,181.00 SH Sole 963,181.00 Paychex, Inc. COM 704326107 34853 1,124,657.00 SH Sole 480,440.00 644,217.00 Pepsico, Inc. COM 713448108 93230 1,405,118.00 SH Sole 496,070.00 909,048.00 Pfizer, Inc. COM 717081103 74176 3,275,585.00 SH Sole 1,039,715.00 2,235,870.00 PNC Financial Services Group, COM 693475105 52470 813,620.00 SH Sole 324,170.00 489,450.00 Potlatch Corporation COM 737630103 21031 671,054.00 SH Sole 671,054.00 Procter & Gamble Company COM 742718109 80532 1,198,221.00 SH Sole 306,904.00 891,317.00 Raytheon Company COM 755111507 40598 769,196.00 SH Sole 364,861.00 404,335.00 Regal Entertainment Group COM 758766109 42256 3,107,091.00 SH Sole 1,155,725.00 1,951,366.00 Rent-A-Center, Inc. COM 76009N100 61333 1,624,708.00 SH Sole 1,335,577.00 289,131.00 Republic Services, Inc. COM 760759100 44028 1,440,700.00 SH Sole 527,010.00 913,690.00 Rex Energy Corporation COM 761565100 7826 732,726.00 SH Sole 618,486.00 114,240.00 Ruddick Corporation COM 781258108 85112 2,122,489.00 SH Sole 1,750,026.00 372,463.00 Sabra Healthcare REIT, Inc. COM 78573L106 16385 996,650.00 SH Sole 939,175.00 57,475.00 Safety Insurance Group, Inc. COM 78648T100 21993 528,164.00 SH Sole 319,325.00 208,839.00 Sara Lee Corporation COM 803111103 36202 1,681,481.00 SH Sole 1,053,346.00 628,135.00 SEI Investments Company COM 784117103 3956 191,204.00 SH Sole 191,204.00 Service Corp. International COM 817565104 8707 773,312.00 SH Sole 634,642.00 138,670.00 Smart Technologies, Inc. Class COM 83172R108 4592 1,546,050.00 SH Sole 1,270,860.00 275,190.00 Southern Company COM 842587107 54730 1,218,122.00 SH Sole 401,005.00 817,117.00 Standard Parking Corporation COM 853790103 17298 843,794.00 SH Sole 607,094.00 236,700.00 Stepan Company COM 858586100 32414 369,183.00 SH Sole 301,753.00 67,430.00 Steris Corporation COM 859152100 46625 1,474,532.00 SH Sole 1,209,712.00 264,820.00 SWS Group, Inc. COM 78503N107 6473 1,131,595.00 SH Sole 756,335.00 375,260.00 Sykes Enterprises, Inc. COM 871237103 4925 311,682.00 SH Sole 311,682.00 Sysco Corporation COM 871829107 81003 2,712,774.00 SH Sole 991,868.00 1,720,906.00 Target Corporation COM 87612E106 72297 1,240,722.00 SH Sole 457,063.00 783,659.00 Telefonica Brasil S.A. ADR COM 87936R106 56655 1,849,662.00 SH Sole 820,832.00 1,028,830.00 Tetra Technologies, Inc. COM 88162F105 21249 2,255,772.00 SH Sole 1,850,302.00 405,470.00 The Dolan Company COM 25659P402 15860 1,740,941.00 SH Sole 1,428,941.00 312,000.00 Thomson Reuters Corporation COM 884903105 41716 1,443,446.00 SH Sole 523,556.00 919,890.00 Tompkins Financial Corporation COM 890110109 5676 141,688.00 SH Sole 95,068.00 46,620.00 Total System Services, Inc. COM 891906109 8643 374,640.00 SH Sole 374,640.00 Tower Group, Inc. COM 891777104 22398 998,563.00 SH Sole 799,163.00 199,400.00 True Religion Apparel, Inc. COM 89784N104 18260 666,435.00 SH Sole 546,965.00 119,470.00 U.S. Bancorp COM 902973304 33679 1,063,101.00 SH Sole 323,095.00 740,006.00 UGI Corporation COM 902681105 5112 187,590.00 SH Sole 187,590.00 Unifirst Corporation COM 904708104 56413 916,547.00 SH Sole 774,451.00 142,096.00 Unisource Energy Corporation COM 909205106 50347 1,376,741.00 SH Sole 658,746.00 717,995.00 United Parcel Service, Inc. Cl COM 911312106 88679 1,098,602.00 SH Sole 409,885.00 688,717.00 United Technologies Corporatio COM 913017109 47921 577,780.00 SH Sole 227,110.00 350,670.00 Vaalco Energy, Inc. COM 91851C201 13509 1,429,475.00 SH Sole 1,174,225.00 255,250.00 Valassis Communications COM 918866104 18788 816,881.00 SH Sole 816,881.00 Verizon Communications, Inc. COM 92343V104 72321 1,891,741.00 SH Sole 638,126.00 1,253,615.00 Village Super Market COM 927107409 29722 940,869.00 SH Sole 766,597.00 174,272.00 Vodafone Group COM 92857W209 34418 1,243,890.00 SH Sole 1,174,470.00 69,420.00 W.R. Berkley Corporation COM 084423102 18548 513,500.00 SH Sole 513,500.00 Wal-Mart Stores, Inc. COM 931142103 51464 840,909.00 SH Sole 299,519.00 541,390.00 Walgreen Co. COM 931422109 34105 1,018,350.00 SH Sole 435,515.00 582,835.00 Waste Management, Inc. COM 94106L109 79549 2,275,442.00 SH Sole 855,090.00 1,420,352.00 Weis Markets, Inc. COM 948849104 4424 101,473.00 SH Sole 101,473.00 Western Union COM 959802109 263 14,945.00 SH Sole 14,945.00 White Mountains Insurance Grou COM G9618E107 82131 163,699.00 SH Sole 134,601.00 29,098.00 WMS Industries, Inc. COM 929297109 12864 542,090.00 SH Sole 449,750.00 92,340.00 Xerox Corporation COM 984121103 97 12,015.00 SH Sole 12,015.00 REPORT SUMMARY 188 DATA RECORDS 6052004 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED Do not save this screen as a text file. This report automatically creates the text file inftable.txt, which meets all SEC filing requirements. For details on the location of this text file, see your Form 13F Report documentation.