SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Platinum Long Term Growth IV, LLC

(Last) (First) (Middle)
152 WEST 57TH STREET, 54TH FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/28/2008
3. Issuer Name and Ticker or Trading Symbol
NaturalNano , Inc. [ NNAN.OB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
10/21/2008
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 2,279,231(1)(2) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Platinum Long Term Growth IV, LLC

(Last) (First) (Middle)
152 WEST 57TH STREET, 54TH FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Nordlicht Mark

(Last) (First) (Middle)
159 WYKAGL TERRACE

(Street)
NEW ROCHELLE NY 10804

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The names of the persons filing this Form 3 are Platinum Long Term Growth IV LLC a Delaware limited liability company (Platinum IV) and Mark Nordlicht a United States citizen. Mr Nordlicht is the controlling person of Platinum IV. As a result Mr Nordlicht may be deemed pursuant to Rule 13d-3 of the Securities Exchange Act of 1934 to be a beneficial owner of all the shares of Common Stock directly or indirectly held by Platinum IV. By virtue of his position as the Managing Member of Platinum IV Mr Nordlicht has the sole power to vote and dispose of the securities of the Issuer including shares of Common Stock and derivatives to acquire Common Stock directly held by Platinum IV.
2. This Form 3 is being amended to report ownership by the Reporting Persons of Common Stock received from the Issuer in satisfaction of certain interest due on the $2,900,000 principal amount convertible note. The option to issue Common Stock in lieu of paying cash on interest due is at the option of the Issuer.
/s/ MARK NORDLICHT, Managing Member 08/12/2009
/s/ MARK NORDLICHT 08/12/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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