0001335644-11-000006.txt : 20110812 0001335644-11-000006.hdr.sgml : 20110812 20110812092749 ACCESSION NUMBER: 0001335644-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTIA CAPITAL INC. CENTRAL INDEX KEY: 0001335644 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11461 FILM NUMBER: 111029369 BUSINESS ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 BUSINESS PHONE: (416) 863-7411 MAIL ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 13F-HR 1 scapital.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scotia Capital Inc. Address: 40 King St. West 33rd Floor Toronto, Ontario, M5W 2X6 13F File Number: 28-11461 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bob Edwards Title: Managing Director, Financial Acctg & Control & Reg Phone: 416-863-7844 Signature, Place, and Date of Signing: /s/ Bob Edwards Toronto, ON, Canada August 12, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 291 Form 13F Information Table Value Total: $1,655,634 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 28-11475 The Bank of Nova Scotia FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 895 9441 SH DEFINED 1 0 9441 0 ABBOTT LABS COM 002824100 3055 58007 SH DEFINED 1 0 58007 0 ABERCROMBIE & FITCH CO CL A 002896207 632 9451 SH DEFINED 1 8701 750 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 213 29000 SH DEFINED 1 0 29000 0 ADVANCED MICRO DEVICES INC COM 007903107 89 12787 SH DEFINED 1 0 12787 0 AGNICO EAGLE MINES LTD COM 008474108 446 7059 SH DEFINED 1 773 6286 0 AGRIUM INC COM 008916108 14002 159677 SH DEFINED 1 6870 152807 0 AIR PRODS & CHEMS INC COM 009158106 973 10180 SH DEFINED 1 0 10180 0 AK STL HLDG CORP COM 001547108 253 16003 SH DEFINED 1 0 16003 0 ALCOA INC COM 013817101 10061 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SH DEFINED 1 0 251573 0 ISHARES TR IBOXX INV CPBD 464287242 328 2980 SH DEFINED 1 0 2980 0 ISHARES TR S&P GBL INF 464287291 2676 43790 SH DEFINED 1 0 43790 0 ISHARES TR S&P GBL FIN 464287333 427 9288 SH DEFINED 1 0 9288 0 ISHARES TR BARCLYS 1-3 YR 464287457 236 2795 SH DEFINED 1 0 2795 0 ISHARES TR MSCI EAFE INDEX 464287465 2316 38516 SH DEFINED 1 0 38516 0 ISHARES TR S&P GLB100INDX 464287572 2331 35863 SH DEFINED 1 0 35863 0 ISHARES TR RUSSELL 1000 464287622 322 4348 SH DEFINED 1 0 4348 0 ISHARES TR RUSSELL 2000 464287655 18289 220771 SH DEFINED 1 213000 7771 0 ISHARES TR DJ US TECH SEC 464287721 373 5730 SH DEFINED 1 0 5730 0 ISHARES TR DJ US HEALTHCR 464287762 242 3280 SH DEFINED 1 0 3280 0 ISHARES TR DJ US FINL SEC 464287788 213 3785 SH DEFINED 1 0 3785 0 ISHARES TR DJ INTL SEL DIVD 464288448 2378 66646 SH DEFINED 1 0 66646 0 ISHARES TR HIGH YLD CORP 464288513 1387 15186 SH DEFINED 1 0 15186 0 ISHARES TR BARCLYS SH TREA 464288679 608 5507 SH DEFINED 1 0 5507 0 ISHARES TR S&P GLB 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2964 54769 SH DEFINED 1 0 54769 0 SPRINT NEXTEL CORP COM SER 1 852061100 349 64750 SH DEFINED 1 0 64750 0 STANTEC INC COM 85472N109 434 14984 SH DEFINED 1 0 14984 0 STARBUCKS CORP COM 855244109 2661 67370 SH DEFINED 1 67000 370 0 STILLWATER MNG CO COM 86074Q102 255 11600 SH DEFINED 1 0 11600 0 SUN LIFE FINL INC COM 866796105 20149 670510 SH DEFINED 1 13888 656622 0 SUNCOR ENERGY INC NEW COM 867224107 27110 693096 SH DEFINED 1 12563 680533 0 TALISMAN ENERGY INC COM 87425E103 2811 137160 SH DEFINED 1 5001 132159 0 TECK RESOURCES LTD CL B 878742204 12248 241613 SH DEFINED 1 2329 239284 0 TELEFONICA S A SPONSORED ADR 879382208 3084 125992 SH DEFINED 1 0 125992 0 TELUS CORP NON-VTG SHS 87971M202 10740 204052 SH DEFINED 1 70966 133086 0 TESORO CORP COM 881609101 211 9200 SH DEFINED 1 9200 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1433 29733 SH DEFINED 1 0 29733 0 THOMPSON CREEK METALS CO INC COM 884768102 424 42477 SH DEFINED 1 0 42477 0 THOMSON REUTERS CORP COM 884903105 20581 548522 SH DEFINED 1 1754 546768 0 TIM HORTONS INC COM 88706M103 10866 222618 SH DEFINED 1 797 221821 0 TITAN INTL INC ILL COM 88830M102 229 9432 SH DEFINED 1 0 9432 0 TJX COS INC NEW COM 872540109 427 8141 SH DEFINED 1 0 8141 0 TORONTO DOMINION BK ONT COM NEW 891160509 102739 1211654 SH DEFINED 1 4229 1207425 0 TOTAL S A SPONSORED ADR 89151E109 409 7072 SH DEFINED 1 0 7072 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 4384 53188 SH DEFINED 1 34000 19188 0 TRANSALTA CORP COM 89346D107 16276 762878 SH DEFINED 1 1117 761761 0 TRANSCANADA CORP COM 89353D107 85001 1940538 SH DEFINED 1 3460 1937078 0 UNDER ARMOUR INC CL A 904311107 545 7045 SH DEFINED 1 0 7045 0 UNITED STATES NATL GAS FUND UNIT NEW 912318110 783 71100 SH DEFINED 1 70000 1100 0 UNITED TECHNOLOGIES CORP COM 913017109 5455 61617 SH DEFINED 1 0 61617 0 UNITEDHEALTH GROUP INC COM 91324P102 206 3997 SH DEFINED 1 0 3997 0 UNUM GROUP COM 91529Y106 241 9440 SH DEFINED 1 0 9440 0 URANIUM RES INC COM PAR $0.001 916901507 33 20000 SH DEFINED 1 0 20000 0 VALE S A ADR 91912E105 3836 120005 SH DEFINED 1 32000 88005 0 VALERO ENERGY CORP NEW COM 91913Y100 952 37219 SH DEFINED 1 0 37219 0 VANCEINFO TECHNOLOGIES INC ADR 921564100 501 21700 SH DEFINED 1 21700 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 202 2875 SH DEFINED 1 0 2875 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 528 10600 SH DEFINED 1 0 10600 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 365 7501 SH DEFINED 1 0 7501 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 320 5710 SH DEFINED 1 0 5710 0 VERIFONE SYS INC COM 92342Y109 1319 29747 SH DEFINED 1 29747 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2746 73733 SH DEFINED 1 0 73733 0 VISA INC COM CL A 92826C839 1279 15183 SH DEFINED 1 5453 9730 0 VISHAY INTERTECHNOLOGY INC COM 928298108 192 12757 SH DEFINED 1 0 12757 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 504 18860 SH DEFINED 1 0 18860 0 WAL MART STORES INC COM 931142103 1934 36388 SH DEFINED 1 0 36388 0 WALTER ENERGY INC COM 93317Q105 1069 9228 SH DEFINED 1 7795 1433 0 WASTE MGMT INC DEL COM 94106L109 1005 26946 SH DEFINED 1 0 26946 0 WELLS FARGO & CO NEW COM 949746101 497 17739 SH DEFINED 1 8704 9035 0 WI-LAN INC COM 928972108 85 10500 SH DEFINED 1 0 10500 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1887 30909 SH DEFINED 1 0 30909 0 WISDOMTREE TRUST DEFA FD 97717W703 3150 62725 SH DEFINED 1 0 62725 0 YAMANA GOLD INC COM 98462Y100 177 15236 SH DEFINED 1 5082 10154 0 YUM BRANDS INC COM 988498101 2242 40618 SH DEFINED 1 30200 10418 0 ZIMMER HLDGS INC COM 98956P102 359 5678 SH DEFINED 1 0 5678 0