SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
SCHWARTZBERG DEBBIE

(Last) (First) (Middle)
269 SOUTH BEVERLY DRIVE, NO. 1315

(Street)
BEVERLY HILLS CA 90212

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/20/2010
3. Issuer Name and Ticker or Trading Symbol
LIXTE BIOTECHNOLOGY HOLDINGS, INC. [ LIXT.OB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,504,845 D
Common Stock 684,000 I by the Julie Schwartzberg Trust(1)
Common Stock 650,000 I by the David N. Sterling Trust(2)
Common Stock 994,700 I by spouse
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant 12/31/2009 12/31/2012 Common Stock 1,000,000 $0.5 D
Warrant 12/31/2009 12/31/2012 Common Stock 1,000,000 $0.75 D
Warrant 12/31/2009 12/31/2012 Common Stock 500,000 $0.5 I by spouse
Warrant 12/31/2009 12/31/2012 Common Stock 500,000 $0.75 I by spouse
Warrant 12/31/2009 12/31/2012 Common Stock 500,000 $0.5 I by Julie Schwartzberg Trust(1)
Warrant 12/31/2009 12/31/2012 Common Sstock 500,000 $0.75 I by Julie Schwartzberg Trust(1)
Warrant 12/31/2009 12/31/2012 Common Stock 500,000 $0.5 I by David N. Sterling Trust(2)
Warrant 12/31/2009 12/31/2012 Common Stock 500,000 $0.75 I by David N. Sterling Trust(2)
Option 09/12/2007 09/12/2011 Common Stock 500,000 $1 I by spouse
option 09/12/2008 09/12/2011 Common Stock 500,000 $1 I by spouse
Option 10/07/2009 09/12/2013 Common Stock 500,000 $1 I by spouse
Explanation of Responses:
1. Ms. Schwartzberg is a co-trustee of the Julie Schwartzberg Trust in which she shares voting, disposition and investment control over the securities.
2. Ms. Schwartzberg is a co-trustee of the David N. Sterling Trust in which she shares voting, disposition and investment control over the securities.
/s/ Debbie Schwartzberg 02/01/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.