EX-4.16 3 a2241403zex-4_16.htm EX-4.16

Exhibit 4.16

 

EXECUTION VERSION

 

AMENDMENT NO. 3

 

Dated as of March 13, 2020

 

to

 

SEVENTH AMENDED AND RESTATED

TRANSFER AND ADMINISTRATION AGREEMENT

 

Dated as of November 24, 2014

 

THIS AMENDMENT NO. 3 (this “Amendment”) dated as of March 13, 2020 is entered into by and among (i) NMC FUNDING CORPORATION, a Delaware corporation (the “Transferor”), (ii) NATIONAL MEDICAL CARE, INC., a Delaware corporation, as collection agent (the “Collection Agent”), (iii) the “Conduit Investors,” “Bank Investors” and “Administrative Agents” identified on the signature pages hereto and (iv) THE BANK OF NOVA SCOTIA, as agent (the “Agent”).

 

PRELIMINARY STATEMENTS

 

A.            The Transferor, the Collection Agent, the Conduit Investors, the Bank Investors, the Administrative Agents and the Agent are parties to that certain Seventh Amended and Restated Transfer and Administration Agreement dated as of November 24, 2014 (as amended or otherwise modified prior to the date hereof, the “TAA”). Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the TAA.

 

B.            In addition, the parties hereto have agreed to amend the TAA on the terms and conditions hereinafter set forth.

 

NOW, THEREFORE, in consideration of the premises set forth above, and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows:

 

SECTION 1.         Amendments to TAA. As of the Effective Date (as defined below), subject to the conditions precedent set forth in Section 2 of this Amendment, the TAA is hereby amended as follows:

 

1.1          Applicable Margin. The definition of “Applicable Margin” in Section 1.1 of the TAA is hereby amended to delete and replace the table appearing in such definition with the following table:

 


 

Consolidated Leverage Ratio

 

Base Margin

 

Greater than 4.45:1.0

 

1.500

%

Greater than 3.95:1.0 but less than or equal to 4.45:1.0

 

1.375

%

Greater than 3.45:1.0 but less than or equal to 3.95:1.0

 

1.250

%

Greater than 2.95:1.0 but less than or equal to 3.45:1.0

 

1.125

%

Less than or equal to 2.95:1.0

 

1.000

%

 

1.2          Capitalized Lease. The definition of “Capitalized Lease” in Section 1.1 of the TAA is hereby deleted.

 

1.3          Indebtedness. The definition of “Indebtedness” or “indebtedness” in Section 1.1 of the TAA is hereby deleted and replaced with the following:

 

Indebtedness” or “indebtedness” means, with respect to any Person and without duplication, such Person’s (i) obligations for borrowed money, (ii) obligations representing the deferred purchase price of property other than accounts payable arising in the ordinary course of such Person’s business on terms customary in the trade, (iii) obligations, whether or not assumed, secured by liens or payable out of the proceeds or production from property now or hereafter owned or acquired by such Person, (iv) obligations which are evidenced by notes, acceptances, or other instruments, (v) obligations in respect of leases as determined under IFRS and (vi) obligations for which such Person is obligated pursuant to a Guaranty.

 

1.4          Each of Section 10.3 and Schedule I of the TAA is hereby amended to replace “1251 Avenue of the Americas” with “1221 Avenue of the Americas” in the notice addresses for the Related Group that includes MUFG in each place in which that address appears.

 

1.5          Exhibit Q is hereby replaced with the form of Exhibit Q attached as Exhibit A hereto.

 

SECTION 2.         Conditions Precedent. This Amendment shall become effective and be deemed effective as of March 13, 2020 (the “Effective Date”) subject to the Agent’s receipt of the following, each in form and substance satisfactory to each Administrative Agent:

 

(a)           counterparts of this Amendment duly executed by the Transferor, the Collection Agent, the Conduit Investors, the Bank Investors, the Administrative Agents and the Agent;

 

(b)           an amendment to the Receivables Purchase Agreement, dated as of the date hereof, substantially in the form of Exhibit B hereto, duly executed and delivered

 

2


 

by each of the parties thereto (and each of the parties hereto, by its execution of this Amendment, hereby consents to such execution and delivery);

 

(c)           a fully executed amendment to the Parent Agreement, dated as of the date hereof, substantially in the form of Exhibit C attached hereto, duly executed and delivered by each of the parties thereto;

 

(d)           a Certificate of the Collection Agent certifying therein (i) a true and correct copy of the Account Schedule and (ii) a true and correct copy of the FI/MAC Schedule; and

 

(e)           such other documents, instruments, certificates and opinions as the Agent or any Administrative Agent shall reasonably request.

 

SECTION 3.         Covenants, Representations and Warranties of the Transferor and the Collection Agent.

 

3.1          Upon the effectiveness of this Amendment, each of the Transferor and the Collection Agent hereby reaffirms all covenants, representations and warranties made by it in the TAA and agrees that all such covenants, representations and warranties shall be deemed to have been remade as of the Effective Date.

 

3.2          Each of the Transferor and the Collection Agent hereby represents and warrants that (i) this Amendment constitutes the legal, valid and binding obligation of such party, enforceable against it in accordance with its terms and (ii) upon the effectiveness of this Amendment, no Termination Event or Potential Termination Event shall exist under the TAA.

 

SECTION 4.         Acknowledgements of the Amendment to Exhibit Q of the TAA.

 

Each of the parties hereto hereby acknowledges that the amendment to Exhibit Q of the TAA that is being effected pursuant to Section 1.5 of this Amendment is solely for the convenience of the parties and reflects the removal of Transferring Affiliates that occurred since December 20, 2018 pursuant to the second paragraph of Section 2.15(a) of the TAA.

 

SECTION 5.         Reference to and Effect on the TAA.

 

5.1          Unless otherwise indicated, all references in this Amendment to a specific “Section”, “Schedule”, “Exhibit” and other subdivision are to such Section, Schedule, Exhibit or other subdivision of the TAA.

 

5.2          Upon the effectiveness of this Amendment, each reference in the TAA to “this Agreement”, “hereunder”, “hereof”, “herein”, “hereby” or words of like import shall mean and be a reference to the TAA as amended hereby, and each reference to the TAA in any other document, instrument and agreement executed and/or delivered in connection with the TAA shall mean and be a reference to the TAA as amended hereby.

 

3


 

5.3          Except as specifically amended hereby, the TAA and all other documents, instruments and agreements executed and/or delivered in connection therewith shall remain in full force and effect and are hereby ratified and confirmed.

 

5.4          The execution, delivery and effectiveness of this Amendment shall not operate as a waiver of any right, power or remedy of any Investor, any Administrative Agent or the Agent under the TAA or any other document, instrument, or agreement executed in connection therewith, nor constitute a waiver of any provision contained therein.

 

SECTION 6.         Governing Law. THIS AMENDMENT SHALL BE GOVERNED AND CONSTRUED IN ACCORDANCE WITH THE INTERNAL LAWS (AS OPPOSED TO THE CONFLICT OF LAW PROVISIONS) AND DECISIONS OF THE STATE OF NEW YORK.

 

SECTION 7.         Execution in Counterparts. This Amendment may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed and delivered shall be deemed to be an original and all of which taken together shall constitute but one and the same instrument. Delivery of an executed counterpart of this Amendment by electronic mail shall be equally as effective as delivery of an original executed counterpart of this Amendment.

 

SECTION 8.         Headings. Section headings in this Amendment are included herein for convenience of reference only and shall not constitute a part of this Amendment for any other purpose.

 

[The remainder of this page intentionally left blank]

 

4


 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized as of the date first written above.

 

 

 

NMC FUNDING CORPORATION,

 

as Transferor

 

 

 

 

 

 

By:

/s/ Mark Fawcett

 

Name:

Mark Fawcett

 

Title:

Senior Vice President & Treasurer

 

 

 

 

 

NATIONAL MEDICAL CARE, INC., as

 

Collection Agent

 

 

 

 

 

 

By:

/s/ Mark Fawcett

 

Name:

Mark Fawcett

 

Title:

Senior Vice President & Treasurer

 

Signature Page

Amendment No. 3 to Seventh Amended and Restated

Transfer and Administration Agreement

 


 

 

THE BANK OF NOVA SCOTIA, as Agent, as an

 

Administrative Agent and as a Bank Investor

 

 

 

 

 

 

By:

/s/ Douglas Noe

 

Name:

Douglas Noe

 

Title:

Managing  Director

 

 

 

 

 

LIBERTY STREET FUNDING LLC,

 

as a Conduit Investor

 

 

 

 

 

 

 

By:

/s/ Jill A. Russo

 

Name:

Jill A. Russo

 

Title:

Vice President

 

Signature Page

Amendment No. 3 to Seventh Amended and Restated

Transfer and Administration Agreement

 


 

 

CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK, NEW YORK, as an Administrative Agent and as a Bank Investor

 

 

 

 

 

 

 

By:

/s/ Michael Regan

 

Name:

Michael Regan

 

Title:

Managing Director

 

 

 

 

By:

/s/ Konstantina Kourmpetis

 

Name:

Konstantina Kourmpetis

 

Title:

Managing Director

 

 

 

 

 

ATLANTIC ASSET SECURITIZATION LLC, as a Conduit Investor

 

 

 

By: Credit Agricole Corporate and Investment Bank, New York, its Attorney-in-Fact

 

 

 

 

 

 

 

By:

/s/ Michael Regan

 

Name:

Michael Regan

 

Title:

Managing Director

 

 

 

 

By:

/s/ Konstantina Kourmpetis

 

Name:

Konstantina Kourmpetis

 

Title:

Managing Director

 

Signature Page

Amendment No. 3 to Seventh Amended and Restated

Transfer and Administration Agreement

 


 

 

BARCLAYS BANK PLC, as an Administrative

Agent

 

 

 

 

 

 

 

By:

/s/ David Hufnagel

 

Name:

David Hufnagel

 

Title:

Director

 

 

 

 

 

SHEFFIELD RECEIVABLES COMPANY, LLC, as a Conduit Investor and as a Bank Investor

 

 

 

 

 

 

 

By:

/s/ David Hufnagel

 

Name:

David Hufnagel

 

Title:

Director

 

Signature Page

Amendment No. 3 to Seventh Amended and Restated

Transfer and Administration Agreement

 


 

 

ROYAL BANK OF CANADA, as an Administrative Agent and as a Bank Investor

 

 

 

 

 

 

 

By:

/s/ Veronica L. Gallacher

 

Name:

Veronica L. Gallacher

 

Title:

Authorized Signatory

 

 

 

 

 

THUNDER BAY FUNDING, LLC, as a Conduit Investor

 

 

 

 

 

 

 

By:

/s/ Veronica L. Gallacher

 

Name:

Veronica L. Gallacher

 

Title:

Authorized Signatory

 

Signature Page

Amendment No. 3 to Seventh Amended and Restated

Transfer and Administration Agreement

 


 

 

PNC BANK, NATIONAL ASSOCIATION, as an Administrative Agent, as a Bank Investor and as a Conduit Investor

 

 

 

 

 

 

 

By:

/s/ Eric Bruno

 

Name:

Eric Bruno

 

Title:

Senior Vice President

 

Signature Page

Amendment No. 3 to Seventh Amended and Restated

Transfer and Administration Agreement

 


 

 

MUFG BANK, LTD. f/k/a THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., NEW YORK BRANCH, as an Administrative Agent

 

 

 

 

 

 

 

By:

/s/ Eric Williams

 

Name:

Eric Williams

 

Title:

Managing Director

 

 

 

 

 

MUFG BANK, LTD. f/k/a THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., NEW YORK BRANCH, as a Bank Investor

 

 

 

 

 

 

 

By:

/s/ Eric Williams

 

Name:

Eric Williams

 

Title:

Managing Director

 

 

 

 

 

VICTORY RECEIVABLES CORPORATION, as a Conduit Investor

 

 

 

 

 

 

 

By:

/s/ Kevin J. Corrigan

 

Name:

Kevin J. Corrigan

 

Title:

Vice President

 

Signature Page

Amendment No. 3 to Seventh Amended and Restated

Transfer and Administration Agreement

 


 

EXHIBIT A

 

Form of Exhibit Q to the

Seventh Amended and Restated

Transfer and Administration Agreement

 

[Attached]

 


 

EXHIBIT Q

 

to

 

SEVENTH AMENDED AND RESTATED

 

TRANSFER AND ADMINISTRATION AGREEMENT

 

LIST OF TRANSFERRING AFFILIATES

 

 

 

 

 

State of

 

 

Transferring Affiliate

 

Incorporation

1.

 

Apheresis Care Group, Inc.

 

Delaware

2.

 

Bio-Medical Applications Management Company, Inc.

 

Delaware

3.

 

Bio-Medical Applications of Alabama, Inc.

 

Delaware

4.

 

Bio-Medical Applications of Amarillo, Inc.

 

Delaware

5.

 

Bio-Medical Applications of Anacostia, Inc.

 

Delaware

6.

 

Bio-Medical Applications of Aquadilla, Inc.

 

Delaware

7.

 

Bio-Medical Applications of Arecibo, Inc.

 

Delaware

8.

 

Bio-Medical Applications of Arkansas, Inc.

 

Delaware

9.

 

Bio-Medical Applications of Bayamon, Inc.

 

Delaware

10.

 

Bio-Medical Applications of Blue Springs, Inc.

 

Delaware

11.

 

Bio-Medical Applications of Caguas, Inc.

 

Delaware

12.

 

Bio-Medical Applications of California, Inc.

 

Delaware

13.

 

Bio-Medical Applications of Camarillo, Inc.

 

Delaware

14.

 

Bio-Medical Applications of Carolina, Inc.

 

Delaware

15.

 

Bio-Medical Applications of Clinton, Inc.

 

Delaware

16.

 

Bio-Medical Applications of Columbia Heights, Inc.

 

Delaware

17.

 

Bio-Medical Applications of Connecticut, Inc.

 

Delaware

18.

 

Bio-Medical Applications of Delaware, Inc.

 

Delaware

19.

 

Bio-Medical Applications of Dover, Inc.

 

Delaware

20.

 

Bio-Medical Applications of Eureka, Inc.

 

Delaware

21.

 

Bio-Medical Applications of Fayetteville, Inc.

 

Delaware

22.

 

Bio-Medical Applications of Florida, Inc.

 

Delaware

23.

 

Bio-Medical Applications of Fremont, Inc.

 

Delaware

24.

 

Bio-Medical Applications of Fresno, Inc.

 

Delaware

25.

 

Bio-Medical Applications of Georgia, Inc.

 

Delaware

26.

 

Bio-Medical Applications of Guayama, Inc.

 

Delaware

27.

 

Bio-Medical Applications of Humacao, Inc.

 

Delaware

28.

 

Bio-Medical Applications of Illinois, Inc.

 

Delaware

29.

 

Bio-Medical Applications of Indiana, Inc.

 

Delaware

30.

 

Bio-Medical Applications of Kansas, Inc.

 

Delaware

31.

 

Bio-Medical Applications of Kentucky, Inc.

 

Delaware

32.

 

Bio-Medical Applications of Los Gatos, Inc.

 

Delaware

33.

 

Bio-Medical Applications of Louisiana, LLC

 

Delaware

34.

 

Bio-Medical Applications of Maine, Inc.

 

Delaware

 


 

 

 

 

 

State of

 

 

Transferring Affiliate

 

Incorporation

35.

 

Bio-Medical Applications of Manchester, Inc.

 

Delaware

36.

 

Bio-Medical Applications of Maryland, Inc.

 

Delaware

37.

 

Bio-Medical Applications of Massachusetts, Inc.

 

Delaware

38.

 

Bio-Medical Applications of Mayaguez, Inc.

 

Delaware

39.

 

Bio-Medical Applications of Michigan, Inc.

 

Delaware

40.

 

Bio-Medical Applications of Minnesota, Inc.

 

Delaware

41.

 

Bio-Medical Applications of Mississippi, Inc.

 

Delaware

42.

 

Bio-Medical Applications of Missouri, Inc.

 

Delaware

43.

 

Bio-Medical Applications of New Hampshire, Inc.

 

Delaware

44.

 

Bio-Medical Applications of New Jersey, Inc.

 

Delaware

45.

 

Bio-Medical Applications of New Mexico, Inc.

 

Delaware

46.

 

Bio-Medical Applications of North Carolina, Inc.

 

Delaware

47.

 

Bio-Medical Applications of Northeast D.C., Inc.

 

Delaware

48.

 

Bio-Medical Applications of Ohio, Inc.

 

Delaware

49.

 

Bio-Medical Applications of Oklahoma, Inc.

 

Delaware

50.

 

Bio-Medical Applications of Pennsylvania, Inc.

 

Delaware

51.

 

Bio-Medical Applications of Ponce, Inc.

 

Delaware

52.

 

Bio-Medical Applications of Puerto Rico, Inc.

 

Delaware

53.

 

Bio-Medical Applications of Rhode Island, Inc.

 

Delaware

54.

 

Bio-Medical Applications of Rio Piedras, Inc.

 

Delaware

55.

 

Bio-Medical Applications of San German, Inc.

 

Delaware

56.

 

Bio-Medical Applications of San Juan, Inc.

 

Delaware

57.

 

Bio-Medical Applications of South Carolina, Inc.

 

Delaware

58.

 

Bio-Medical Applications of Southeast Washington, Inc.

 

Delaware

59.

 

Bio-Medical Applications of Tennessee, Inc.

 

Delaware

60.

 

Bio-Medical Applications of Texas, Inc.

 

Delaware

61.

 

Bio-Medical Applications of the District of Columbia, Inc.

 

Delaware

62.

 

Bio-Medical Applications of Virginia, Inc.

 

Delaware

63.

 

Bio-Medical Applications of West Virginia, Inc.

 

Delaware

64.

 

Bio-Medical Applications of Wisconsin, Inc.

 

Delaware

65.

 

Bio-Medical Applications of Wyoming, LLC

 

Delaware

66.

 

Brevard County Dialysis, LLC

 

Florida

67.

 

Clayton County Dialysis, LLC

 

Georgia

68.

 

Clermont Dialysis Center, LLC

 

Georgia

69.

 

College Park Dialysis, LLC

 

Georgia

70.

 

Columbus Area Renal Alliance, LLC

 

Delaware

71.

 

Conejo Valley Dialysis, Inc.

 

California

72.

 

Dialysis America Georgia, LLC

 

Delaware

73.

 

Dialysis Associates of Northern New Jersey, L.L.C.

 

New Jersey

74.

 

Dialysis Centers of America - Illinois, Inc.

 

Illinois

75.

 

Dialysis Management Corporation

 

Texas

76.

 

Dialysis Services of Atlanta, Inc.

 

Georgia

77.

 

Dialysis Services of Cincinnati, Inc.

 

Ohio

78.

 

Dialysis Specialists of Marietta, Ltd.

 

Ohio

 

Q-2


 

 

 

 

 

State of

 

 

Transferring Affiliate

 

Incorporation

79.

 

Dialysis Specialists of Topeka, Inc.

 

Kansas

80.

 

Douglas County Dialysis, LLC

 

Georgia

81.

 

Du Page Dialysis Ltd.

 

Illinois

82.

 

Everest Healthcare Holdings, Inc.

 

Delaware

83.

 

Everest Healthcare Indiana, Inc.

 

Indiana

84.

 

Everest Healthcare Ohio, Inc.

 

Ohio

85.

 

Everest Healthcare Rhode Island, Inc.

 

Delaware

86.

 

Everest Healthcare Texas, L.P.

 

Delaware

87.

 

FMS Delaware Dialysis, LLC

 

Delaware

88.

 

FMS Philadelphia Dialysis, LLC

 

Delaware

89.

 

Fondren Dialysis Clinic, Inc.

 

Texas

90.

 

Fort Scott Regional Dialysis Center, Inc.

 

Missouri

91.

 

Four State Regional Dialysis Center, Inc.

 

Missouri

92.

 

Fresenius Kidney Care Pittsburgh, LLC

 

Delaware

93.

 

Fresenius Management Services, Inc.

 

Delaware

94.

 

Fresenius Medical Care — South Texas Kidney, LLC

 

Delaware

95.

 

Fresenius Medical Care Dialysis Services Colorado, LLC

 

Delaware

96.

 

Fresenius Medical Care Dialysis Services-Oregon, LLC

 

Oregon

97.

 

Fresenius Medical Care Harston Hall, LLC

 

Delaware

98.

 

Fresenius Medical Care Holdings, Inc.

 

New York

99.

 

Fresenius Medical Care of Illinois, LLC

 

Delaware

100.

 

Fresenius Medical Care of Montana, LLC

 

Delaware

101.

 

Fresenius Medical Care Ventures, LLC

 

Delaware

102.

 

Fresenius Medical Care West Bexar, LLC

 

Delaware

103.

 

Fresenius Medical Care-OSUIM Kidney Centers, LLC

 

Delaware

104.

 

Fresenius USA Manufacturing, Inc.

 

Delaware

105.

 

Fresenius USA Marketing, Inc.

 

Delaware

106.

 

Fresenius USA, Inc.

 

Massachusetts

107.

 

Gulf Region Mobile Dialysis, Inc.

 

Delaware

108.

 

Haemo-Stat, Inc.

 

California

109.

 

Hauppauge Dialysis Center, LLC

 

New York

110.

 

Henry Dialysis Center, LLC

 

Georgia

111.

 

Holton Dialysis Clinic, LLC

 

Georgia

112.

 

Home Dialysis of Muhlenberg County, Inc.

 

Kentucky

113.

 

Homestead Artificial Kidney Center, Inc.

 

Florida

114.

 

Inland Northwest Renal Care Group, LLC

 

Washington

115.

 

Jefferson County Dialysis, Inc.

 

Arkansas

116.

 

KDCO, Inc.

 

Missouri

117.

 

Kentucky Renal Care Group, LLC

 

Delaware

118.

 

Little Rock Dialysis, Inc.

 

Arkansas

119.

 

Maumee Dialysis Services, LLC

 

Delaware

120.

 

Metro Dialysis Center - Normandy, Inc.

 

Missouri

121.

 

Metro Dialysis Center - North, Inc.

 

Missouri

122.

 

National Medical Care, Inc.

 

Delaware

 

Q-3


 

 

 

 

 

State of

 

 

Transferring Affiliate

 

Incorporation

123.

 

National Nephrology Associates of Texas, L.P.

 

Texas

124.

 

New York Dialysis Services, Inc.

 

New York

125.

 

NNA of Alabama, Inc.

 

Alabama

126.

 

NNA of East Orange, L.L.C.

 

New Jersey

127.

 

NNA of Georgia, Inc.

 

Delaware

128.

 

NNA of Harrison, L.L.C.

 

New Jersey

129.

 

NNA of Louisiana, LLC

 

Louisiana

130.

 

NNA of Oklahoma, Inc.

 

Nevada

131.

 

NNA of Oklahoma, L.L.C.

 

Oklahoma

132.

 

NNA of Rhode Island, Inc.

 

Rhode Island

133.

 

NNA of Toledo, Inc.

 

Ohio

134.

 

NNA-Saint Barnabas-Livingston, L.L.C.

 

New Jersey

135.

 

NNA-Saint Barnabas, L.L.C.

 

New Jersey

136.

 

Northeast Alabama Kidney Clinic, Inc.

 

Alabama

137.

 

Northern New Jersey Dialysis, L.L.C.

 

Delaware

138.

 

NRA-Ada, Oklahoma, LLC

 

Delaware

139.

 

NRA-Augusta, Georgia, LLC

 

Georgia

140.

 

NRA-Bamberg, South Carolina, LLC

 

Tennessee

141.

 

NRA-Crossville, Tennessee, LLC

 

Tennessee

142.

 

NRA-Farmington, Missouri, LLC

 

Delaware

143.

 

NRA-Georgetown, Kentucky, LLC

 

Delaware

144.

 

NRA-Hogansville, Georgia, LLC

 

Delaware

145.

 

NRA-Holly Hill, South Carolina, LLC

 

Tennessee

146.

 

NRA-Hollywood, South Carolina, LLC

 

Delaware

147.

 

NRA-Inpatient Dialysis, LLC

 

Tennessee

148.

 

NRA-LaGrange, Georgia, LLC

 

Delaware

149.

 

NRA-Mt. Pleasant, South Carolina, LLC

 

Tennessee

150.

 

NRA-New Castle, Indiana, LLC

 

Delaware

151.

 

NRA-Newnan Acquisition, LLC

 

Tennessee

152.

 

NRA-Orangeburg, South Carolina, LLC

 

Tennessee

153.

 

NRA-Palmetto, Georgia, LLC

 

Delaware

154.

 

NRA-Princeton, Kentucky, LLC

 

Tennessee

155.

 

NRA-Roanoke, Alabama, LLC

 

Tennessee

156.

 

NRA-South City, Missouri, LLC

 

Delaware

157.

 

NRA-St. Louis (Home Therapy Center), Missouri, LLC

 

Delaware

158.

 

NRA-St. Louis, Missouri, LLC

 

Delaware

159.

 

NRA-Talladega, Alabama, LLC

 

Tennessee

160.

 

NRA-Valdosta (North), Georgia, LLC

 

Delaware

161.

 

NRA-Valdosta, Georgia, LLC

 

Delaware

162.

 

NRA-Varnville, South Carolina, LLC

 

Tennessee

163.

 

NRA-Washington County, Missouri, LLC

 

Delaware

164.

 

NRA-Winchester, Indiana, LLC

 

Delaware

165.

 

Physicians Dialysis Company, Inc.

 

Pennsylvania

166.

 

QualiCenters Albany, Ltd.

 

Colorado

 

Q-4


 

 

 

 

 

State of

 

 

Transferring Affiliate

 

Incorporation

167.

 

QualiCenters Bend LLC

 

Colorado

168.

 

QualiCenters Coos Bay, Ltd.

 

Colorado

169.

 

QualiCenters Eugene-Springfield, Ltd.

 

Colorado

170.

 

QualiCenters Inland Northwest L.L.C.

 

Colorado

171.

 

QualiCenters Pueblo LLC

 

Colorado

172.

 

QualiCenters Salem LLC

 

Colorado

173.

 

RAI Care Centers of Alabama, LLC

 

Delaware

174.

 

RAI Care Centers of Florida I, LLC

 

Delaware

175.

 

RAI Care Centers of Florida II, LLC

 

Delaware

176.

 

RAI Care Centers of Georgia I, LLC

 

Delaware

177.

 

RAI Care Centers of Illinois I, LLC

 

Delaware

178.

 

RAI Care Centers of Illinois II, LLC

 

Delaware

179.

 

RAI Care Centers of Maryland I, LLC

 

Delaware

180.

 

RAI Care Centers of Michigan I, LLC

 

Delaware

181.

 

RAI Care Centers of Michigan II, LLC

 

Delaware

182.

 

RAI Care Centers of Nebraska II, LLC

 

Delaware

183.

 

RAI Care Centers of North Carolina II, LLC

 

Delaware

184.

 

RAI Care Centers of Northern California I, LLC

 

Delaware

185.

 

RAI Care Centers of Northern California II, LLC

 

Delaware

186.

 

RAI Care Centers of Oakland II, LLC

 

Delaware

187.

 

RAI Care Centers of South Carolina I, LLC

 

Delaware

188.

 

RAI Care Centers of Southern California I, LLC

 

Delaware

189.

 

RAI Care Centers of Southern California II, LLC

 

Delaware

190.

 

RAI Care Centers of Virginia I, LLC

 

Delaware

191.

 

RCG Bloomington, LLC

 

Delaware

192.

 

RCG East Texas, LLP

 

Delaware

193.

 

RCG Indiana, L.L.C.

 

Delaware

194.

 

RCG Irving, LLP

 

Delaware

195.

 

RCG Martin, LLC

 

Delaware

196.

 

RCG Memphis East, LLC

 

Delaware

197.

 

RCG Mississippi, Inc.

 

Delaware

198.

 

RCG Pensacola, LLC

 

Delaware

199.

 

RCG Robstown, LLP

 

Delaware

200.

 

RCG University Division, Inc.

 

Tennessee

201.

 

Renal Care Group, Inc.

 

Delaware

202.

 

Renal Care Group Alaska, Inc.

 

Alaska

203.

 

Renal Care Group East, Inc.

 

Pennsylvania

204.

 

Renal Care Group Maplewood, LLC

 

Delaware

205.

 

Renal Care Group Northwest, Inc.

 

Delaware

206.

 

Renal Care Group of the Midwest, Inc.

 

Kansas

207.

 

Renal Care Group of the Ozarks, LLC

 

Delaware

208.

 

Renal Care Group of the Rockies, LLC

 

Delaware

209.

 

Renal Care Group of the South, Inc.

 

Delaware

210.

 

Renal Care Group of the Southeast, Inc.

 

Florida

 

Q-5


 

 

 

 

 

State of

 

 

Transferring Affiliate

 

Incorporation

211.

 

Renal Care Group South New Mexico, LLC

 

Delaware

212.

 

Renal Care Group Southwest Michigan, LLC

 

Delaware

213.

 

Renal Care Group Southwest, L.P.

 

Delaware

214.

 

Renal Care Group Terre Haute, LLC

 

Delaware

215.

 

Renal Care Group Texas, Inc.

 

Texas

216.

 

Renal Care Group Toledo, LLC

 

Delaware

217.

 

Renal Care Group-Harlingen, L.P.

 

Delaware

218.

 

RenalPartners, Inc.

 

Delaware

219.

 

Renex Dialysis Clinic of Bloomfield, Inc.

 

New Jersey

220.

 

Renex Dialysis Clinic of Bridgeton, Inc.

 

Missouri

221.

 

Renex Dialysis Clinic of Creve Coeur, Inc.

 

Missouri

222.

 

Renex Dialysis Clinic of Maplewood, Inc.

 

Missouri

223.

 

Renex Dialysis Clinic of Orange, Inc.

 

New Jersey

224.

 

Renex Dialysis Clinic of Pittsburgh, Inc.

 

Pennsylvania

225.

 

Renex Dialysis Clinic of South Georgia, Inc.

 

Georgia

226.

 

Renex Dialysis Clinic of St. Louis, Inc.

 

Missouri

227.

 

Renex Dialysis Clinic of Tampa, Inc.

 

Florida

228.

 

Renex Dialysis Clinic of University City, Inc.

 

Missouri

229.

 

Renex Dialysis Facilities, Inc.

 

Mississippi

230.

 

Saint Louis Renal Care, LLC

 

Delaware

231.

 

San Diego Dialysis Services, Inc.

 

Delaware

232.

 

Santa Barbara Community Dialysis Center, Inc.

 

California

233.

 

Smyrna Dialysis Center, LLC

 

Georgia

234.

 

SSKG, Inc.

 

Illinois

235.

 

St. Louis Regional Dialysis Center, Inc.

 

Missouri

236.

 

STAT Dialysis Corporation

 

Delaware

237.

 

Stone Mountain Dialysis Center, LLC

 

Georgia

238.

 

Stuttgart Dialysis, LLC

 

Arkansas

239.

 

Tappahannock Dialysis Center, Inc.

 

Virginia

240.

 

Terrell Dialysis Center, L.L.C.

 

Delaware

241.

 

Warrenton Dialysis Facility, Inc.

 

Virginia

242.

 

West End Dialysis Center, Inc.

 

Virginia

243.

 

WSKC Dialysis Services, Inc.

 

Illinois

 

Q-6


 

EXHIBIT B

 

Form of Amendment No. 4 to the Receivables Purchase Agreement

 

[Attached]

 


 

EXECUTION VERSION

 

AMENDMENT NO. 4

 

Dated as of March 13, 2020

 

to

 

SECOND AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT

 

Dated as of January 17, 2013

 

THIS AMENDMENT No. 3 (this “Amendment”) dated as of March 13, 2020 is entered into by and between NMC FUNDING CORPORATION, a Delaware corporation, as Purchaser (the “Purchaser”) and NATIONAL MEDICAL CARE, INC., a Delaware corporation, as Seller (the “Seller”).

 

PRELIMINARY STATEMENTS

 

A. The Purchaser and the Seller are parties to that certain Second Amended and Restated Receivables Purchase Agreement dated as of January 17, 2013 (as amended or otherwise modified prior to the date hereof, the “RPA”). Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the RPA.

 

B. The Purchaser and the Seller have agreed to amend the RPA on the terms and conditions hereinafter set forth.

 

NOW, THEREFORE, in consideration of the premises set forth above, and other good and valuable consideration the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows:

 

SECTION 1. Amendments.

 

1.1 Capitalized Lease. The definition of “Capitalized Lease” in Section 1.1 of the RPA is hereby deleted.

 

1.2 Indebtedness. The definition of “Indebtedness” or “indebtedness” in Section 1.1 of the RPA is hereby deleted and replaced with the following:

 

Indebtedness” or “indebtedness” means, with respect to any Person and without duplication, such Person’s (i) obligations for borrowed money, (ii) obligations representing the deferred purchase price of property other than accounts payable arising in the ordinary course of such Person’s business on terms customary in the trade, (iii) obligations, whether or not assumed, secured by liens or payable out of the proceeds or production from property now or hereafter owned or acquired by such Person, (iv) obligations which are evidenced by notes, acceptances, or other instruments, (v) obligations in respect of leases as determined under IFRS and (vi) obligations for which such Person is obligated pursuant to a Guaranty.

 


 

1.3 Exhibit J. Exhibit J (List of Transferring Affiliates, Chief Executive Offices of Transferring Affiliates and Tradenames) of the RPA is hereby deleted and replaced with the new Exhibit J attached hereto as Exhibit 1.

 

SECTION 2. Conditions Precedent. This Amendment shall become effective and be deemed effective as of the date hereof upon (i) the receipt by the Purchaser of counterparts of this Amendment duly executed by the Purchaser and the Seller, and (ii) the effectiveness of Amendment No. 3 to the Seventh Amended and Restated Transfer and Administration Agreement of even date herewith among the Seller, the Purchaser, the Transferor, the Collection Agent, the Administrative Agents, the Conduit Investors, the Bank Investors and the Agent.

 

SECTION 3. Covenants, Representations and Warranties of the Seller.

 

3.1 Upon the effectiveness of this Amendment, the Seller hereby reaffirms all covenants, representations and warranties made by it in the RPA and agrees that all such covenants, representations and warranties shall be deemed to have been remade as of the effective date of this Amendment.

 

3.2 Upon the effectiveness of this Amendment, the Seller hereby represents and warrants that (i) this Amendment constitutes the legal, valid and binding obligation of such party, enforceable against it in accordance with its terms and (ii) no Seller Default or Potential Seller Default shall exist under the RPA.

 

SECTION 4. Acknowledgements of the Amendment to Exhibit J of the RPA.

 

Each of the Purchaser and the Seller hereby acknowledges that the amendment to Exhibit J of the RPA that is being effected pursuant to Section 1.3 of this Amendment is solely for the convenience of the parties and reflects the removal of Transferring Affiliates that occurred since December 20, 2018 pursuant to Section 2.7(b) of the RPA.

 

SECTION 5. Reference to and Effect on the RPA.

 

5.1 Upon the effectiveness of this Amendment, each reference in the RPA to “this Agreement,” “hereunder,” “hereof,” “herein,” “hereby” or words of like import shall mean and be a reference to the RPA as amended hereby, and each reference to the RPA in any other document, instrument and agreement executed and/or delivered in connection with the RPA shall mean and be a reference to the RPA as amended hereby.

 

5.2 Except as specifically amended hereby, the RPA and all other documents, instruments and agreements executed and/or delivered in connection therewith shall remain in full force and effect and are hereby ratified and confirmed.

 

5.3 The execution, delivery and effectiveness of this Amendment shall not operate as a waiver of any right, power or remedy of the Purchaser or any of its assignees under the RPA or any other document, instrument, or agreement executed in connection therewith, nor constitute a waiver of any provision contained therein.

 

2


 

SECTION 6. Governing Law. THIS AMENDMENT SHALL BE GOVERNED AND CONSTRUED IN ACCORDANCE WITH THE INTERNAL LAWS (AS OPPOSED TO THE CONFLICT OF LAW PROVISIONS) AND DECISIONS OF THE STATE OF NEW YORK.

 

SECTION 7. Execution in Counterparts. This Amendment may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed and delivered shall be deemed to be an original and all of which taken together shall constitute but one and the same instrument. Delivery of an executed counterpart via facsimile or other electronic transmission shall be deemed delivery of an original counterpart.

 

SECTION 8. Headings. Section headings in this Amendment are included herein for convenience of reference only and shall not constitute a part of this Amendment for any other purpose.

 

[The remainder of this page intentionally left blank]

 

3


 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized as of the date first written above.

 

 

NMC FUNDING CORPORATION,

 

as Purchaser

 

 

 

By:

 

 

Name:

Mark Fawcett

 

Title:

Senior Vice President & Treasurer

 

 

 

 

NATIONAL MEDICAL CARE, INC.,

 

as Seller

 

 

 

 

 

By:

 

 

Name:

Mark Fawcett

 

Title:

Senior Vice President & Treasurer

 

Signature Page

Amendment No. 4 to Second Amended and Restated Receivables Purchase Agreement

 


 

Exhibit 1
to Amendment

 

EXHIBIT J

 

to

 

AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT

 

LIST OF TRANSFERRING AFFILIATES, CHIEF EXECUTIVE

 

OFFICES OF TRANSFERRING AFFILIATES AND TRADENAMES

 

SECTIONS 2.7(b), 3.1(i) and 3.1(k)(iv)

 

 

 

Transferring Affiliate

 

State of
Incorporation

1.

 

Apheresis Care Group, Inc.

 

Delaware

2.

 

Bio-Medical Applications Management Company, Inc.

 

Delaware

3.

 

Bio-Medical Applications of Alabama, Inc.

 

Delaware

4.

 

Bio-Medical Applications of Amarillo, Inc.

 

Delaware

5.

 

Bio-Medical Applications of Anacostia, Inc.

 

Delaware

6.

 

Bio-Medical Applications of Aquadilla, Inc.

 

Delaware

7.

 

Bio-Medical Applications of Arecibo, Inc.

 

Delaware

8.

 

Bio-Medical Applications of Arkansas, Inc.

 

Delaware

9.

 

Bio-Medical Applications of Bayamon, Inc.

 

Delaware

10.

 

Bio-Medical Applications of Blue Springs, Inc.

 

Delaware

11.

 

Bio-Medical Applications of Caguas, Inc.

 

Delaware

12.

 

Bio-Medical Applications of California, Inc.

 

Delaware

13.

 

Bio-Medical Applications of Camarillo, Inc.

 

Delaware

14.

 

Bio-Medical Applications of Carolina, Inc.

 

Delaware

15.

 

Bio-Medical Applications of Clinton, Inc.

 

Delaware

16.

 

Bio-Medical Applications of Columbia Heights, Inc.

 

Delaware

17.

 

Bio-Medical Applications of Connecticut, Inc.

 

Delaware

18.

 

Bio-Medical Applications of Delaware, Inc.

 

Delaware

19.

 

Bio-Medical Applications of Dover, Inc.

 

Delaware

20.

 

Bio-Medical Applications of Eureka, Inc.

 

Delaware

21.

 

Bio-Medical Applications of Fayetteville, Inc.

 

Delaware

22.

 

Bio-Medical Applications of Florida, Inc.

 

Delaware

23.

 

Bio-Medical Applications of Fremont, Inc.

 

Delaware

24.

 

Bio-Medical Applications of Fresno, Inc.

 

Delaware

25.

 

Bio-Medical Applications of Georgia, Inc.

 

Delaware

26.

 

Bio-Medical Applications of Guayama, Inc.

 

Delaware

27.

 

Bio-Medical Applications of Humacao, Inc.

 

Delaware

28.

 

Bio-Medical Applications of Illinois, Inc.

 

Delaware

29.

 

Bio-Medical Applications of Indiana, Inc.

 

Delaware

 

J-1


 

 

 

Transferring Affiliate

 

State of
Incorporation

30.

 

Bio-Medical Applications of Kansas, Inc.

 

Delaware

31.

 

Bio-Medical Applications of Kentucky, Inc.

 

Delaware

32.

 

Bio-Medical Applications of Los Gatos, Inc.

 

Delaware

33.

 

Bio-Medical Applications of Louisiana, LLC

 

Delaware

34.

 

Bio-Medical Applications of Maine, Inc.

 

Delaware

35.

 

Bio-Medical Applications of Manchester, Inc.

 

Delaware

36.

 

Bio-Medical Applications of Maryland, Inc.

 

Delaware

37.

 

Bio-Medical Applications of Massachusetts, Inc.

 

Delaware

38.

 

Bio-Medical Applications of Mayaguez, Inc.

 

Delaware

39.

 

Bio-Medical Applications of Michigan, Inc.

 

Delaware

40.

 

Bio-Medical Applications of Minnesota, Inc.

 

Delaware

41.

 

Bio-Medical Applications of Mississippi, Inc.

 

Delaware

42.

 

Bio-Medical Applications of Missouri, Inc.

 

Delaware

43.

 

Bio-Medical Applications of New Hampshire, Inc.

 

Delaware

44.

 

Bio-Medical Applications of New Jersey, Inc.

 

Delaware

45.

 

Bio-Medical Applications of New Mexico, Inc.

 

Delaware

46.

 

Bio-Medical Applications of North Carolina, Inc.

 

Delaware

47.

 

Bio-Medical Applications of Northeast D.C., Inc.

 

Delaware

48.

 

Bio-Medical Applications of Ohio, Inc.

 

Delaware

49.

 

Bio-Medical Applications of Oklahoma, Inc.

 

Delaware

50.

 

Bio-Medical Applications of Pennsylvania, Inc.

 

Delaware

51.

 

Bio-Medical Applications of Ponce, Inc.

 

Delaware

52.

 

Bio-Medical Applications of Puerto Rico, Inc.

 

Delaware

53.

 

Bio-Medical Applications of Rhode Island, Inc.

 

Delaware

54.

 

Bio-Medical Applications of Rio Piedras, Inc.

 

Delaware

55.

 

Bio-Medical Applications of San German, Inc.

 

Delaware

56.

 

Bio-Medical Applications of San Juan, Inc.

 

Delaware

57.

 

Bio-Medical Applications of South Carolina, Inc.

 

Delaware

58.

 

Bio-Medical Applications of Southeast Washington, Inc.

 

Delaware

59.

 

Bio-Medical Applications of Tennessee, Inc.

 

Delaware

60.

 

Bio-Medical Applications of Texas, Inc.

 

Delaware

61.

 

Bio-Medical Applications of the District of Columbia, Inc.

 

Delaware

62.

 

Bio-Medical Applications of Virginia, Inc.

 

Delaware

63.

 

Bio-Medical Applications of West Virginia, Inc.

 

Delaware

64.

 

Bio-Medical Applications of Wisconsin, Inc.

 

Delaware

65.

 

Bio-Medical Applications of Wyoming, LLC

 

Delaware

66.

 

Brevard County Dialysis, LLC

 

Florida

67.

 

Clayton County Dialysis, LLC

 

Georgia

68.

 

Clermont Dialysis Center, LLC

 

Georgia

69.

 

College Park Dialysis, LLC

 

Georgia

70.

 

Columbus Area Renal Alliance, LLC

 

Delaware

71.

 

Conejo Valley Dialysis, Inc.

 

California

72.

 

Dialysis America Georgia, LLC

 

Delaware

73.

 

Dialysis Associates of Northern New Jersey, L.L.C.

 

New Jersey

 

J-2


 

 

 

Transferring Affiliate

 

State of
Incorporation

74.

 

Dialysis Centers of America - Illinois, Inc.

 

Illinois

75.

 

Dialysis Management Corporation

 

Texas

76.

 

Dialysis Services of Atlanta, Inc.

 

Georgia

77.

 

Dialysis Services of Cincinnati, Inc.

 

Ohio

78.

 

Dialysis Specialists of Marietta, Ltd.

 

Ohio

79.

 

Dialysis Specialists of Topeka, Inc.

 

Kansas

80.

 

Douglas County Dialysis, LLC

 

Georgia

81.

 

Du Page Dialysis Ltd.

 

Illinois

82.

 

Everest Healthcare Holdings, Inc.

 

Delaware

83.

 

Everest Healthcare Indiana, Inc.

 

Indiana

84.

 

Everest Healthcare Ohio, Inc.

 

Ohio

85.

 

Everest Healthcare Rhode Island, Inc.

 

Delaware

86.

 

Everest Healthcare Texas, L.P.

 

Delaware

87.

 

FMS Delaware Dialysis, LLC

 

Delaware

88.

 

FMS Philadelphia Dialysis, LLC

 

Delaware

89.

 

Fondren Dialysis Clinic, Inc.

 

Texas

90.

 

Fort Scott Regional Dialysis Center, Inc.

 

Missouri

91.

 

Four State Regional Dialysis Center, Inc.

 

Missouri

92.

 

Fresenius Kidney Care Pittsburgh, LLC

 

Delaware

93.

 

Fresenius Management Services, Inc.

 

Delaware

94.

 

Fresenius Medical Care — South Texas Kidney, LLC

 

Delaware

95.

 

Fresenius Medical Care Dialysis Services Colorado, LLC

 

Delaware

96.

 

Fresenius Medical Care Dialysis Services-Oregon, LLC

 

Oregon

97.

 

Fresenius Medical Care Harston Hall, LLC

 

Delaware

98.

 

Fresenius Medical Care Holdings, Inc.

 

New York

99.

 

Fresenius Medical Care of Illinois, LLC

 

Delaware

100.

 

Fresenius Medical Care of Montana, LLC

 

Delaware

101.

 

Fresenius Medical Care Ventures, LLC

 

Delaware

102.

 

Fresenius Medical Care West Bexar, LLC

 

Delaware

103.

 

Fresenius Medical Care-OSUIM Kidney Centers, LLC

 

Delaware

104.

 

Fresenius USA Manufacturing, Inc.

 

Delaware

105.

 

Fresenius USA Marketing, Inc.

 

Delaware

106.

 

Fresenius USA, Inc.

 

Massachusetts

107.

 

Gulf Region Mobile Dialysis, Inc.

 

Delaware

108.

 

Haemo-Stat, Inc.

 

California

109.

 

Hauppauge Dialysis Center, LLC

 

New York

110.

 

Henry Dialysis Center, LLC

 

Georgia

111.

 

Holton Dialysis Clinic, LLC

 

Georgia

112.

 

Home Dialysis of Muhlenberg County, Inc.

 

Kentucky

113.

 

Homestead Artificial Kidney Center, Inc.

 

Florida

114.

 

Inland Northwest Renal Care Group, LLC

 

Washington

115.

 

Jefferson County Dialysis, Inc.

 

Arkansas

116.

 

KDCO, Inc.

 

Missouri

117.

 

Kentucky Renal Care Group, LLC

 

Delaware

 

J-3


 

 

 

Transferring Affiliate

 

State of
Incorporation

118.

 

Little Rock Dialysis, Inc.

 

Arkansas

119.

 

Maumee Dialysis Services, LLC

 

Delaware

120.

 

Metro Dialysis Center - Normandy, Inc.

 

Missouri

121.

 

Metro Dialysis Center - North, Inc.

 

Missouri

122.

 

National Medical Care, Inc.

 

Delaware

123.

 

National Nephrology Associates of Texas, L.P.

 

Texas

124.

 

New York Dialysis Services, Inc.

 

New York

125.

 

NNA of Alabama, Inc.

 

Alabama

126.

 

NNA of East Orange, L.L.C.

 

New Jersey

127.

 

NNA of Georgia, Inc.

 

Delaware

128.

 

NNA of Harrison, L.L.C.

 

New Jersey

129.

 

NNA of Louisiana, LLC

 

Louisiana

130.

 

NNA of Oklahoma, Inc.

 

Nevada

131.

 

NNA of Oklahoma, L.L.C.

 

Oklahoma

132.

 

NNA of Rhode Island, Inc.

 

Rhode Island

133.

 

NNA of Toledo, Inc.

 

Ohio

134.

 

NNA-Saint Barnabas-Livingston, L.L.C.

 

New Jersey

135.

 

NNA-Saint Barnabas, L.L.C.

 

New Jersey

136.

 

Northeast Alabama Kidney Clinic, Inc.

 

Alabama

137.

 

Northern New Jersey Dialysis, L.L.C.

 

Delaware

138.

 

NRA-Ada, Oklahoma, LLC

 

Delaware

139.

 

NRA-Augusta, Georgia, LLC

 

Georgia

140.

 

NRA-Bamberg, South Carolina, LLC

 

Tennessee

141.

 

NRA-Crossville, Tennessee, LLC

 

Tennessee

142.

 

NRA-Farmington, Missouri, LLC

 

Delaware

143.

 

NRA-Georgetown, Kentucky, LLC

 

Delaware

144.

 

NRA-Hogansville, Georgia, LLC

 

Delaware

145.

 

NRA-Holly Hill, South Carolina, LLC

 

Tennessee

146.

 

NRA-Hollywood, South Carolina, LLC

 

Delaware

147.

 

NRA-Inpatient Dialysis, LLC

 

Tennessee

148.

 

NRA-LaGrange, Georgia, LLC

 

Delaware

149.

 

NRA-Mt. Pleasant, South Carolina, LLC

 

Tennessee

150.

 

NRA-New Castle, Indiana, LLC

 

Delaware

151.

 

NRA-Newnan Acquisition, LLC

 

Tennessee

152.

 

NRA-Orangeburg, South Carolina, LLC

 

Tennessee

153.

 

NRA-Palmetto, Georgia, LLC

 

Delaware

154.

 

NRA-Princeton, Kentucky, LLC

 

Tennessee

155.

 

NRA-Roanoke, Alabama, LLC

 

Tennessee

156.

 

NRA-South City, Missouri, LLC

 

Delaware

157.

 

NRA-St. Louis (Home Therapy Center), Missouri, LLC

 

Delaware

158.

 

NRA-St. Louis, Missouri, LLC

 

Delaware

159.

 

NRA-Talladega, Alabama, LLC

 

Tennessee

160.

 

NRA-Valdosta (North), Georgia, LLC

 

Delaware

161.

 

NRA-Valdosta, Georgia, LLC

 

Delaware

 

J-4


 

 

 

Transferring Affiliate

 

State of
Incorporation

162.

 

NRA-Varnville, South Carolina, LLC

 

Tennessee

163.

 

NRA-Washington County, Missouri, LLC

 

Delaware

164.

 

NRA-Winchester, Indiana, LLC

 

Delaware

165.

 

Physicians Dialysis Company, Inc.

 

Pennsylvania

166.

 

QualiCenters Albany, Ltd.

 

Colorado

167.

 

QualiCenters Bend LLC

 

Colorado

168.

 

QualiCenters Coos Bay, Ltd.

 

Colorado

169.

 

QualiCenters Eugene-Springfield, Ltd.

 

Colorado

170.

 

QualiCenters Inland Northwest L.L.C.

 

Colorado

171.

 

QualiCenters Pueblo LLC

 

Colorado

172.

 

QualiCenters Salem LLC

 

Colorado

173.

 

RAI Care Centers of Alabama, LLC

 

Delaware

174.

 

RAI Care Centers of Florida I, LLC

 

Delaware

175.

 

RAI Care Centers of Florida II, LLC

 

Delaware

176.

 

RAI Care Centers of Georgia I, LLC

 

Delaware

177.

 

RAI Care Centers of Illinois I, LLC

 

Delaware

178.

 

RAI Care Centers of Illinois II, LLC

 

Delaware

179.

 

RAI Care Centers of Maryland I, LLC

 

Delaware

180.

 

RAI Care Centers of Michigan I, LLC

 

Delaware

181.

 

RAI Care Centers of Michigan II, LLC

 

Delaware

182.

 

RAI Care Centers of Nebraska II, LLC

 

Delaware

183.

 

RAI Care Centers of North Carolina II, LLC

 

Delaware

184.

 

RAI Care Centers of Northern California I, LLC

 

Delaware

185.

 

RAI Care Centers of Northern California II, LLC

 

Delaware

186.

 

RAI Care Centers of Oakland II, LLC

 

Delaware

187.

 

RAI Care Centers of South Carolina I, LLC

 

Delaware

188.

 

RAI Care Centers of Southern California I, LLC

 

Delaware

189.

 

RAI Care Centers of Southern California II, LLC

 

Delaware

190.

 

RAI Care Centers of Virginia I, LLC

 

Delaware

191.

 

RCG Bloomington, LLC

 

Delaware

192.

 

RCG East Texas, LLP

 

Delaware

193.

 

RCG Indiana, L.L.C.

 

Delaware

194.

 

RCG Irving, LLP

 

Delaware

195.

 

RCG Martin, LLC

 

Delaware

196.

 

RCG Memphis East, LLC

 

Delaware

197.

 

RCG Mississippi, Inc.

 

Delaware

198.

 

RCG Pensacola, LLC

 

Delaware

199.

 

RCG Robstown, LLP

 

Delaware

200.

 

RCG University Division, Inc.

 

Tennessee

201.

 

Renal Care Group, Inc.

 

Delaware

202.

 

Renal Care Group Alaska, Inc.

 

Alaska

203.

 

Renal Care Group East, Inc.

 

Pennsylvania

204.

 

Renal Care Group Maplewood, LLC

 

Delaware

205.

 

Renal Care Group Northwest, Inc.

 

Delaware

 

J-5


 

 

 

Transferring Affiliate

 

State of
Incorporation

206.

 

Renal Care Group of the Midwest, Inc.

 

Kansas

207.

 

Renal Care Group of the Ozarks, LLC

 

Delaware

208.

 

Renal Care Group of the Rockies, LLC

 

Delaware

209.

 

Renal Care Group of the South, Inc.

 

Delaware

210.

 

Renal Care Group of the Southeast, Inc.

 

Florida

211.

 

Renal Care Group South New Mexico, LLC

 

Delaware

212.

 

Renal Care Group Southwest Michigan, LLC

 

Delaware

213.

 

Renal Care Group Southwest, L.P.

 

Delaware

214.

 

Renal Care Group Terre Haute, LLC

 

Delaware

215.

 

Renal Care Group Texas, Inc.

 

Texas

216.

 

Renal Care Group Toledo, LLC

 

Delaware

217.

 

Renal Care Group-Harlingen, L.P.

 

Delaware

218.

 

RenalPartners, Inc.

 

Delaware

219.

 

Renex Dialysis Clinic of Bloomfield, Inc.

 

New Jersey

220.

 

Renex Dialysis Clinic of Bridgeton, Inc.

 

Missouri

221.

 

Renex Dialysis Clinic of Creve Coeur, Inc.

 

Missouri

222.

 

Renex Dialysis Clinic of Maplewood, Inc.

 

Missouri

223.

 

Renex Dialysis Clinic of Orange, Inc.

 

New Jersey

224.

 

Renex Dialysis Clinic of Pittsburgh, Inc.

 

Pennsylvania

225.

 

Renex Dialysis Clinic of South Georgia, Inc.

 

Georgia

226.

 

Renex Dialysis Clinic of St. Louis, Inc.

 

Missouri

227.

 

Renex Dialysis Clinic of Tampa, Inc.

 

Florida

228.

 

Renex Dialysis Clinic of University City, Inc.

 

Missouri

229.

 

Renex Dialysis Facilities, Inc.

 

Mississippi

230.

 

Saint Louis Renal Care, LLC

 

Delaware

231.

 

San Diego Dialysis Services, Inc.

 

Delaware

232.

 

Santa Barbara Community Dialysis Center, Inc.

 

California

233.

 

Smyrna Dialysis Center, LLC

 

Georgia

234.

 

SSKG, Inc.

 

Illinois

235.

 

St. Louis Regional Dialysis Center, Inc.

 

Missouri

236.

 

STAT Dialysis Corporation

 

Delaware

237.

 

Stone Mountain Dialysis Center, LLC

 

Georgia

238.

 

Stuttgart Dialysis, LLC

 

Arkansas

239.

 

Tappahannock Dialysis Center, Inc.

 

Virginia

240.

 

Terrell Dialysis Center, L.L.C.

 

Delaware

241.

 

Warrenton Dialysis Facility, Inc.

 

Virginia

242.

 

West End Dialysis Center, Inc.

 

Virginia

243.

 

WSKC Dialysis Services, Inc.

 

Illinois

 

J-6


 

3.1(i) Place of Business: For each Transferring Affiliate, the principal place of business, chief executive office, and the offices where each Transferring Affiliate keeps substantially all its Records is 920 Winter Street, Waltham, MA 02451 and such other locations listed in Exhibit G.

 

3.1(k)(iv)

Tradenames:

Renal Care Group

Fresenius Renal Technologies

 

 

National Nephrology Associates

Fresenius Renal Therapies

 

 

TruBlu Logistics (FUSA Mfg)

Fresenius Kidney Care

 

 

Fresenius Renal Pharmaceuticals

Fresenius USA

 

 

 

 

 

Merger:

On September 25, 2018, Mercy Dialysis Center, Inc. merged into Bio-Medical Applications of Wisconsin, Inc.

 

J-7


 

EXHIBIT C

 

Form of Amendment No. 1 to the Third Amended and Restated Parent Agreement

 

[Attached]

 


 

EXECUTION VERSION

 

AMENDMENT NO. 1

 

Dated as of March 13, 2020

 

to

 

Third Amended and Restated Parent Agreement

 

Dated as of December 20, 2018

 

THIS AMENDMENT NO. 1 (this “Amendment”) dated as of March 13, 2020 is entered into by and among (i) FRESENIUS MEDICAL CARE AG & Co. KGaA, a German partnership limited by shares (“FMC KGaA”), (ii) FRESENIUS MEDICAL CARE HOLDINGS, INC., a New York corporation (collectively with FMC KGaA, the “ Companies”), (iii) NMC FUNDING CORPORATION (“NMC Funding”) and (iv) THE BANK OF NOVA SCOTIA, as Agent (the “Agent”) for the Investors under (as defined in) the TAA.

 

PRELIMINARY STATEMENTS

 

A. The Companies entered into a Third Amended and Restated Parent Agreement dated as of December 20, 2018 in favor of NMC Funding and the Agent (the “Parent Agreement”). Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the Parent Agreement.

 

B. The parties hereto have agreed to amend the Parent Agreement on the terms and conditions hereinafter set forth.

 

NOW, THEREFORE, in consideration of the premises set forth above, and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows:

 

SECTION 1. AMENDMENT TO PARENT AGREEMENT.

 

Effective as of the Effective Date (as defined below),

 

(A) Section 6(a)(v)(A) of the Parent Agreement is hereby deleted in its entirety and replaced with the following:

 

(A) Consolidated Leverage Ratio. Ensure that as of the end of each fiscal quarter, the Consolidated Leverage Ratio will not exceed 4.45:1:00; provided that this limit may be increased, from time to time, by notice from FME KGaA in connection with one or a series of acquisitions and investments in any period of four consecutive fiscal quarters for which financial statements are available (plus the period extending until the next quarterly or annual financial statements shall be due) where the acquisition consideration (including assumed

 

1


 

indebtedness) is in excess of €1,000 million, to 4.95:1.0 for a period of up to four consecutive fiscal quarters (the “Covenant Holiday”). Thereafter, the Covenant Holiday will not be available again until the original financial covenant level has been complied with for at least one fiscal quarter;

 

SECTION 2. Effective Date.

 

This Amendment shall become effective and be deemed effective as of the date hereof (the “Effective Date”) subject to (i) the Agent’s receipt of counterparts of this Amendment duly executed by each Company, NMC Funding, the Agent and each of the Administrative Agents referred to in the introductory paragraph hereof and (ii) the effectiveness of Amendment No. 3, dated the date hereof, to the Seventh Amended and Restated Transfer and Administration Agreement, dated as of November 24, 2014 (the “TAA Amendment”), among the Seller, the Purchaser, the Transferor, the Collection Agent, the Administrative Agents, the Conduit Investors, the Bank Investors and the Agent.

 

SECTION 3. Acknowledgments, Consents, Covenants, Representations and Warranties of the Companies.

 

3.1 Each of the Companies hereby acknowledges, and consents to, the execution of the TAA Amendment, together with all the other instruments, documents and agreements referenced in Section 2 of the TAA Amendment (collectively, the “Amendment Documents”).

 

3.2  Upon the effectiveness of this Amendment, each of the Companies hereby

 

(i)    reaffirms all of its obligations under the Parent Agreement (as amended hereby) and (ii) reaffirms that all covenants, representations and warranties made by it in the Parent Agreement (as amended hereby) or otherwise in connection with the Transaction Documents are true and correct and agrees that all such covenants, representations and warranties shall be deemed to have been remade as of the effective date of this Amendment and (iii) further acknowledges and agrees that, after giving effect to this Amendment and the Amendment Documents, such Parent Agreement remains in full force and effect and such Parent Agreement is hereby ratified and confirmed.

 

3.3 Upon the effectiveness of this Amendment, each of the Companies hereby

 

represents and warrants that (i) this Amendment constitutes the legal, valid and binding obligation of such party, enforceable against it in accordance with its terms and (ii) no Termination Event or Potential Termination Event shall exist under the Transfer and Administration Agreement.

 

SECTION 4. Reference to and Effect on the Parent Agreement.

 

4.1 Unless otherwise indicated, all references in this Amendment to a specific “Section”, “Schedule”, “Exhibit” and other subdivision are to such Section, Schedule, Exhibit or other subdivision of the Parent Agreement.

 

4.2 Upon the effectiveness of this Amendment, each reference in the Parent Agreement to “this Agreement,” “hereunder,” “hereof,” “herein,” “hereby” or words of like

 

2


 

import shall mean and be a reference to the Parent Agreement as amended hereby, and each reference to the Parent Agreement in any other document, instrument and agreement executed and/or delivered in connection with the Parent Agreement shall mean and be a reference to the Parent Agreement as amended hereby.

 

4.3 Except as specifically amended hereby, the Parent Agreement and all other documents, instruments and agreements executed and/or delivered in connection therewith shall remain in full force and effect and are hereby ratified and confirmed.

 

4.4 The execution, delivery and effectiveness of this Amendment shall not operate as a waiver of any right, power or remedy of the Agent under the Parent Agreement or any other document, instrument, or agreement executed in connection therewith, nor constitute a waiver of any provision contained therein.

 

SECTION 5. Governing Law.

 

THIS AMENDMENT SHALL BE GOVERNED AND CONSTRUED IN ACCORDANCE WITH THE INTERNAL LAWS (AS OPPOSED TO THE CONFLICT OF LAW PROVISIONS) AND DECISIONS OF THE STATE OF NEW YORK.

 

SECTION 6. Execution in Counterparts.

 

This Amendment may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed and delivered shall be deemed to be an original and all of which taken together shall constitute but one and the same instrument. Delivery of an executed counterpart of this Amendment by electronic mail shall be equally as effective as delivery of an original executed counterpart of this Amendment.

 

SECTION 7. Headings.

 

Section headings in this Amendment are included herein for convenience of reference only and shall not constitute a part of this Amendment for any other purpose.

 

[Signature page to follow]

 

3


 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed by their respective officers thereunto duly authorized as of the date first written above.

 

 

 

FRESENIUS MEDICAL CARE AG & Co. KGaA,
represented by

 

 

FRESENIUS MEDICAL CARE
MANAGEMENT AG, its general partner

 

 

 

 

 

 

 

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

 

 

 

 

 

 

 

 

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

 

 

 

 

 

 

 

FRESENIUS MEDICAL CARE HOLDINGS, INC.

 

 

 

 

 

 

 

 

 

 

By:

 

 

 

Name:

Mark Fawcett

 

 

Title:

Senior Vice President and Treasurer

 

 

 

Accepted and Agreed as of the date first above written:

 

 

 

 

 

NMC FUNDING CORPORATION

 

 

 

 

 

 

 

 

By:

 

 

 

Name:

Mark Fawcett

 

 

Title:

Senior Vice President and Treasurer

 

 

 

Signature Page to Amendment No. 1 to Third Amended and Restated Parent Agreement

 


 

THE BANK OF NOVA SCOTIA,

 

 

as Agent

 

 

 

 

 

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

 

 

 

 

 

 

 

 

 

Acknowledged by:

 

 

 

 

 

 

 

 

 

 

THE BANK OF NOVA SCOTIA,

 

 

as an Administrative Agent

 

 

 

 

 

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

 

 

 

 

 

 

 

 

 

BARCLAYS BANK PLC,

 

 

as an Administrative Agent

 

 

 

 

 

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

 

 

 

 

 

 

 

 

 

CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK, NEW YORK,

 

 

as an Administrative Agent

 

 

 

 

 

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

 

 

 

 

 

 

 

 

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

 

 

Signature Page to Amendment No. 1 to Third Amended and Restated Parent Agreement

 


 

ROYAL BANK OF CANADA,

 

 

as an Administrative Agent

 

 

 

 

 

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

 

 

 

 

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

 

 

 

 

 

 

 

PNC BANK, NATIONAL ASSOCIATION,

 

 

as an Administrative Agent

 

 

 

 

 

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

 

 

 

 

 

 

 

THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.,
NEW YORK BRANCH,

 

 

as an Administrative Agent

 

 

 

 

 

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

 

 

Signature Page to Amendment No. 1 to Third Amended and Restated Parent Agreement