-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FL1XVr3yofpXs+rzp6ZyjLXpmG6VENdef/Cz+lOW3BU5vY2nS1/PBexBEN4YTrD7 t3A+yP1u27NcBpNfFFFL8Q== 0001123292-09-000951.txt : 20091116 0001123292-09-000951.hdr.sgml : 20091116 20091116170013 ACCESSION NUMBER: 0001123292-09-000951 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091113 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Silver Point Capital L.P. CENTRAL INDEX KEY: 0001332784 IRS NUMBER: 223844936 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11466 FILM NUMBER: 091187843 BUSINESS ADDRESS: STREET 1: TWO GREENWICH PLAZA, FIRST PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 542-4000 MAIL ADDRESS: STREET 1: TWO GREENWICH PLAZA, FIRST PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 sp13f11132009.txt QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------------------ Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Silver Point Capital, L.P. -------------------------------------------- Address: Two Greenwich Plaza -------------------------------------------- Greenwich, CT 06830 -------------------------------------------- 13F File Number: 028-11466 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frederick H. Fogel ----------------------------------- Title: Authorized Signatory ----------------------------------- Phone: (203) 542-4000 ----------------------------------- Signature, Place, and Date of Signing: /s/ Frederick H. Fogel Greenwich, CT November 16, 2009 - --------------------------- -------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 19 --------------- Form 13F Information Table Value Total: $471,060(x1000) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report: 13F Information Table
- ------------------------------------------------------------------------------------------------------------------------------ Name Of Issuer Title Of Class Cusip Value (x$1000) Shares or PRN Amount SH/PRN Put/Call - ------------------------------------------------------------------------------------------------------------------------------ AIRTRAN HLDGS INC CALL 00949P908 30 2,000 CALL AMERICAN AXLE & MFG HLDGS IN CALL 024061903 1 183 CALL BANK OF AMERICA CORPORATION COM 060505104 33,843 2,000,203 SH CITIGROUP INC COM 172967101 27,588 5,700,000 SH EXCO RESOURCES INC COM 269279402 35,432 1,895,757 SH EXIDE TECHNOLOGIES *W EXP 05/05/201 302051123 21 103,500 SH FIRST NIAGARA FINL GP INC COM 33582V108 1,850 150,000 SH GRACE W R & CO DEL NEW COM 38388F108 58,698 2,700,000 SH IPCS INC COM NEW 44980Y305 44,991 2,585,699 SH ISTAR FINL INC FRNT 10/0 45031UBF7 3,570 7,000,000 PRN ISHARES TR INDEX RUSSELL 2000 464287655 1,057 17,500 SH JPMORGAN CHASE & CO COM 46625H100 11,393 260,000 SH MASCO CORP CALL 574599906 71 4,700 CALL NAVISITE INC COM NEW 63935M208 1,099 501,900 SH SPDR TR UNIT SER 1 78462F103 176,957 1,676,368 SH SPDR TR PUT 78462F953 11,530 85,000 PUT SPDR GOLD TRUST GOLD SHS 78463V107 24,713 250,000 SH SIRIUS SATELLITE RADIO INC NOTE 3.250%10/1 82966UAD5 420 500,000 PRN TORCH ENERGY ROYALTY TRUST UNIT BEN INT 891013104 37,797 5,931,709 SH - ---------------------------------------------------------------------------------------------------------------------------- Name Of Issuer Investment Discretion Other Managers Sole Voting Authority Shared None - ---------------------------------------------------------------------------------------------------------------------------- AIRTRAN HLDGS INC SHARED-DEFINED 2,000 AMERICAN AXLE & MFG HLDGS IN SHARED-DEFINED 183 BANK OF AMERICA CORPORATION SHARED-DEFINED 2,000,203 CITIGROUP INC SHARED-DEFINED 5,700,000 EXCO RESOURCES INC SHARED-DEFINED 1,895,757 EXIDE TECHNOLOGIES SHARED-DEFINED 103,500 FIRST NIAGARA FINL GP INC SHARED-DEFINED 150,000 GRACE W R & CO DEL NEW SHARED-DEFINED 2,700,000 IPCS INC SHARED-DEFINED 2,585,699 ISTAR FINL INC SHARED-DEFINED None ISHARES TR INDEX SHARED-DEFINED 17,500 JPMORGAN CHASE & CO SHARED-DEFINED 260,000 MASCO CORP SHARED-DEFINED 4,700 NAVISITE INC SHARED-DEFINED 501,900 SPDR TR SHARED-DEFINED 1,676,368 SPDR TR SHARED-DEFINED 85,000 SPDR GOLD TRUST SHARED-DEFINED 250,000 SIRIUS SATELLITE RADIO INC SHARED-DEFINED None TORCH ENERGY ROYALTY TRUST SHARED-DEFINED 5,931,709
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