0001387131-15-002256.txt : 20150731
0001387131-15-002256.hdr.sgml : 20150731
20150731113841
ACCESSION NUMBER: 0001387131-15-002256
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150731
DATE AS OF CHANGE: 20150731
EFFECTIVENESS DATE: 20150731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westend Capital Management LLC
CENTRAL INDEX KEY: 0001331997
IRS NUMBER: 820541897
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11430
FILM NUMBER: 151018452
BUSINESS ADDRESS:
STREET 1: 86 GRAHAM STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-856-0426
MAIL ADDRESS:
STREET 1: 86 GRAHAM STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001331997
XXXXXXXX
06-30-2015
06-30-2015
false
Westend Capital Management LLC
86 Graham Street, Suite 100
San Francisco
CA
94129
13F HOLDINGS REPORT
028-11430
N
Gabriella Papesh
Chief Compliance Officer, Manager of Operations
415-635-0005
/s/ Gabriella Papesh
San Francisco
CA
07-31-2015
0
84
85895
INFORMATION TABLE
2
infotable.xml
CBS CORP NEW CL B
Stock
124857202
1278
23565
SH
SOLE
23565
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0
NEURALSTEM INC COM
Stock
64127R302
85
50000
SH
SOLE
50000
0
0
JOHNSON & JOHNSON COM
Stock
478160104
877
8913
SH
SOLE
8913
0
0
HCA HOLDINGS INC COM
Stock
40412C101
1451
15829
SH
SOLE
15829
0
0
GOLDMAN SACHS GROUP INC
Stock
38141G104
2245
10959
SH
SOLE
10959
0
0
PROCTER & GAMBLE CO COM
Stock
742718109
2821
34979
SH
SOLE
34979
0
0
CARNIVAL CORP PAIRED CTF
Stock
143658300
1477
30020
SH
SOLE
30020
0
0
MEDTRONIC PLC SHS
Stock
G5960L103
1771
24225
SH
SOLE
24225
0
0
AMERICAN CAPITAL AGENCY CORP COM
REIT
02503X105
230
12084
SH
SOLE
12084
0
0
MERCK & CO INC
Stock
58933Y105
375
6544
SH
SOLE
6544
0
0
ILLINOIS TOOL WKS INC COM
Stock
452308109
32
350
SH
SOLE
350
0
0
ALCOA INC COM
Stock
013817101
1419
134038
SH
SOLE
134038
0
0
VERIZON COMMUNICATIONS
Stock
92343V104
1193
25787
SH
SOLE
25787
0
0
SONOCO PRODS CO COM
Stock
835495102
240
5640
SH
SOLE
5640
0
0
FEDEX CORP
Stock
31428X106
1931
11515
SH
SOLE
11515
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0
PEPSICO INC COM
Stock
713448108
332
3514
SH
SOLE
3514
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0
INGERSOLL-RAND PLC SHS
Stock
G47791101
430
6500
SH
SOLE
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JMP GROUP LLC COM
Stock
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96
13268
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SOUTHERN CO COM
Stock
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9480
SH
SOLE
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0
SCHWAB U.S. SMALL-CAP ETF
ETF
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624
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SCHWAB U.S. LARGE-CAP GROWTH ETF
ETF
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284
5334
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SOLE
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0
GOOGLE INC
Stock
38259P508
2015
3700
SH
SOLE
3700
0
0
CVS HEALTH CORP COM
Stock
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2390
22612
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SOLE
22612
0
0
BOEING CO COM
Stock
097023105
2982
20885
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SOLE
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0
0
SCHWAB U.S. LARGE-CAP VALUE ETF
ETF
808524409
178
4155
SH
SOLE
4155
0
0
STANLEY BLACK & DECKER INC COM
Stock
854502101
1388
13120
SH
SOLE
13120
0
0
CONAGRA FOODS INC COM
Stock
205887102
1417
31830
SH
SOLE
31830
0
0
SANDRIDGE PERMIAN TRUST
MLP
80007A102
91
12230
SH
SOLE
12230
0
0
SCHWAB U.S. MID-CAP ETF
ETF
808524508
72
1706
SH
SOLE
1706
0
0
ANADARKO PETE CORP COM
Stock
032511107
1537
20200
SH
SOLE
20200
0
0
SUNPOWER CORP COM
Stock
867652406
1307
50320
SH
SOLE
50320
0
0
PERFUMANIA HLDGS INC COM NEW
Stock
71376C100
4544
808572
SH
SOLE
808572
0
0
DIGITAL RLTY TR INC COM
REIT
253868103
335
4925
SH
SOLE
4925
0
0
UNDER ARMOUR INC CL A
Stock
904311107
186
2200
SH
SOLE
2200
0
0
PERFORMANCE SPORTS GROUP LTD COM
Stock
71377G100
1454
77425
SH
SOLE
77425
0
0
ELLIE MAE INC COM
Stock
28849P100
1576
22330
SH
SOLE
22330
0
0
VISA INC
Stock
92826C839
2262
33736
SH
SOLE
33736
0
0
COSTAR GROUP INC COM
Stock
22160N109
1256
6162
SH
SOLE
6162
0
0
SPLUNK INC COM
Stock
848637104
2379
34476
SH
SOLE
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0
0
PHILLIPS 66
Stock
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26
330
SH
SOLE
330
0
0
FACEBOOK INC CL A
Stock
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3234
37658
SH
SOLE
37658
0
0
BANCO SANTANDER CENT HISP
ADR
05964H105
0
57
SH
SOLE
57
0
0
PALO ALTO NETWORKS INC COM
Stock
697435105
4266
24401
SH
SOLE
24401
0
0
CELGENE CORP
Stock
151020104
2333
19966
SH
SOLE
19966
0
0
CARLYLE GROUP L P COM UTS LTD PTN
MLP
14309L102
345
12563
SH
SOLE
12563
0
0
AAC HLDGS INC COM
Stock
000307108
189
4329
SH
SOLE
4329
0
0
W P CAREY INC COM
REIT
92936U109
309
5200
SH
SOLE
5200
0
0
RESTORATION HARDWARE HLDGS INC COM
Stock
761283100
1546
15874
SH
SOLE
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0
0
KINDER MORGAN INC
Stock
49456B101
399
10641
SH
SOLE
10641
0
0
ABBVIE INC
Stock
00287Y109
347
5100
SH
SOLE
5100
0
0
ABBVIE INC
Stock
00287Y109
238
3500
SH
Call
SOLE
3500
0
0
APACHE CORP COM
Stock
037411105
15
275
SH
SOLE
275
0
0
ARATANA THERAPEUTICS INC COM
Stock
03874P101
1384
90535
SH
SOLE
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0
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FAIRPOINT COMMUNICATIONS INC COM
Stock
305560104
0
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ALLEGION PUB LTD CO ORD SHS
Stock
G0176J109
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2366
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SOLE
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TEXAS PACIFIC LAND TRUST SUB SHARE CERTIFICATES
Stock
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199
1400
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SOLE
1400
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SUNTRUST BKS INC COM
Stock
867914103
1321
30564
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SOLE
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WELLS FARGO & CO NEW COM
Stock
949746101
2194
39531
SH
SOLE
39531
0
0
LOCKHEED MARTIN CORP
Stock
539830109
294
1531
SH
SOLE
1531
0
0
LOCKHEED MARTIN CORP
Stock
539830109
96
500
SH
Call
SOLE
500
0
0
ROCKY MTN CHOCOLATE FACTORY COM
Stock
77467X101
0
21
SH
SOLE
21
0
0
CONOCOPHILLIPS COM
Stock
20825C104
437
7450
SH
SOLE
7450
0
0
EXPRESS SCRIPTS INC
Stock
30219G108
120
1362
SH
SOLE
1362
0
0
BANK AMER CORP COM
Stock
060505104
2067
125441
SH
SOLE
125441
0
0
WAL-MART STORES INC COM
Stock
931142103
1326
18220
SH
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TEXAS INSTRS INC COM
Stock
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2206
45857
SH
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0
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TEVA PHARMACEUTICAL INDS LTD ADR
ADR
881624209
21
341
SH
SOLE
341
0
0
ACTINIUM PHARMACEUTICALS INC COM
Stock
00507W107
2
1000
SH
SOLE
1000
0
0
GOOGLE INC CL C
Stock
38259P706
83
160
SH
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160
0
0
GOPRO INC CL A
Stock
38268T103
26
500
SH
SOLE
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0
0
MOBILEYE N V AMSTELVEEN ORD SHS
Stock
N51488117
743
13058
SH
SOLE
13058
0
0
RIGHTSIDE GROUP LTD COM
Stock
76658B100
0
30
SH
SOLE
30
0
0
ALCOA INC DEP SHS 1/10TH
Convertible Preferred
013817309
320
8186
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CRACKER BARREL OLD CTRY STORE COM
Stock
22410J106
373
2410
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0
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PHILIP MORRIS INTL INC
Stock
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422
5191
SH
SOLE
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0
0
EASTERLY GOVT PPTYS INC COM
REIT
27616P103
1552
98955
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SOLE
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0
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ALTRIA GROUP INC COM
Stock
02209S103
51
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SH
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AMERICAN WTR WKS CO INC NEW COM
Stock
030420103
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6945
SH
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EXXON MOBIL CORP COM
Stock
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1194
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PRICE T ROWE GROUP INC COM
Stock
74144T108
72
935
SH
SOLE
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SOUTHWEST AIRLS CO COM
Stock
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SOLE
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CINEMARK HOLDINGS INC COM
Stock
17243V102
386
9650
SH
SOLE
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APPLE INC
Stock
037833100
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26848
SH
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DISNEY WALT CO COM DISNEY
Stock
254687106
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35628
SH
SOLE
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