0001181431-11-030462.txt : 20110517 0001181431-11-030462.hdr.sgml : 20110517 20110517162759 ACCESSION NUMBER: 0001181431-11-030462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110513 FILED AS OF DATE: 20110517 DATE AS OF CHANGE: 20110517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARR ROBERT O CENTRAL INDEX KEY: 0001331595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32594 FILM NUMBER: 11851949 MAIL ADDRESS: STREET 1: C/O HEARTLAND PAYMENT SYSTEMS, INC. STREET 2: 90 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARR JILL CENTRAL INDEX KEY: 0001332033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32594 FILM NUMBER: 11851948 MAIL ADDRESS: STREET 1: C/O HEARTLAND PAYMENT SYSTEMS, INC. STREET 2: 90 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND PAYMENT SYSTEMS INC CENTRAL INDEX KEY: 0001144354 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 NASSAU STREET, 2ND FLOOR CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 6096833850 MAIL ADDRESS: STREET 1: 90 NASSAU STREET, 2ND FLOOR CITY: PRINCETON STATE: NJ ZIP: 08542 4 1 rrd312151.xml FORM 4 X0303 4 2011-05-13 0 0001144354 HEARTLAND PAYMENT SYSTEMS INC HPY 0001331595 CARR ROBERT O C/O HEARTLAND PAYMENT SYSTEMS, INC. 90 NASSAU STREET PRINCETON NJ 08542 1 1 0 0 Chairman of the Board and CEO 0001332033 CARR JILL C/O HEARTLAND PAYMENT SYSTEMS, INC. 90 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 Wife Common Stock, par value $0.001 per share 2011-05-13 4 M 0 16885 8.88 A 63884 D Common Stock, par value $0.001 per share 2011-05-13 4 S 0 43884 20.958 D 20000 D Common Stock, par value $0.001 per share 2011-05-16 4 M 0 10306 8.88 A 30306 D Common Stock, par value $0.001 per share 2011-05-16 4 S 0 30306 19.8313 D 0 D Common Stock, par value $0.001 per share 2011-05-17 4 M 0 2681 8.88 A 2681 D Common Stock, par value $0.001 per share 2011-05-17 4 S 0 2681 19.2615 D 0 D Stock Option (right to buy) 8.88 2011-05-13 4 M 0 16885 0 D 2014-05-11 Common Stock 16885 245487 D Stock Option (right to buy) 8.88 2011-05-16 4 M 0 10306 0 D 2014-05-11 Common Stock 10306 235181 D Stock Option (right to buy) 8.88 2011-05-17 4 M 0 2681 0 D 2014-05-11 Common Stock 2681 232500 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2011. This price is the weighted average price of the 43,884 shares sold. The prices actually paid for the shares of the common stock of the Issuer sold ranged from $20.11 to $20.57. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid. This price is the weighted average price of the 30,306 shares sold. The prices actually paid for the shares of the common stock of the Issuer sold ranged from $19.57 to $20.25. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid. This price is the weighted average price of the 2,681 shares sold. The prices actually paid for the shares of the common stock of the Issuer sold ranged from $19.15 to $19.57. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid. This Form 4 is filed in connection with a joint/group filing consisting of Robert O. Carr and Jill Carr, Mr. Carr's wife. Mrs. Carr's address is c/o Heartland Payment Systems, Inc., 90 Nassau Street, Princeton, NJ 08542. Mr. and Mrs. Carr's indirect beneficial ownership consists of 400,000 shares of Company's common stock held by The Robert O. Carr 2001 Charitable Remainder Unitrust and 201,391 shares held by The Robert O. Carr 2000 Irrevocable Trust for Emily Carr. The reporting persons disclaim beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of the securities for purposes of Section 16 or for any other purpose. On May 11, 2009, the stock options were granted with vesting in four equal installments over a four year period. As of the date of this filing, 232,500 of the stock options have vested and 232,500 stock options remain unvested. /s/ Robert O. Carr 2011-05-17 /s/ Charles H.N. Kallenbach, attorney-in-fact 2011-05-17