0001330325-12-000008.txt : 20120731 0001330325-12-000008.hdr.sgml : 20120731 20120731110120 ACCESSION NUMBER: 0001330325-12-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120731 DATE AS OF CHANGE: 20120731 EFFECTIVENESS DATE: 20120731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opus Capital Group, LLC CENTRAL INDEX KEY: 0001330325 IRS NUMBER: 204857214 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11411 FILM NUMBER: 12995719 BUSINESS ADDRESS: STREET 1: 1 WEST FOURTH STREET STREET 2: 25TH FLOOR CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-621-6787 MAIL ADDRESS: STREET 1: 1 WEST FOURTH STREET STREET 2: 25TH FLOOR CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: OPUS CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20051219 FORMER COMPANY: FORMER CONFORMED NAME: Opus Capital Management, Inc. DATE OF NAME CHANGE: 20050615 13F-HR 1 form13f_063012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: JUNE 30, 2012 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE): [ ] IS A RESTATEMENT [ ] ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: OPUS CAPITAL GROUP, LLC ADDRESS: 1 WEST FOURTH STREET 25TH FLOOR CINCINNATI, OH 45202 13F FILE NUMBER: 028-11411 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENT, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS SUBMISSION. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: JOSEPH P. CONDREN TITLE: COO and CCO PHONE: 513-621-6787 SIGNATURE, PLACE, AND DATE OF SIGNING: JOSEPH P. CONDREN CINCINNATI, OH JULY 31, 2012 REPORT TYPE (CHECK ONLY ONE.): [ ] 13F HOLDINGS REPORT [ ] 13F NOTICE [X] 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NO. FORM 13F FILE NUMBER NAME 1 028-01190 FRANK RUSSELL COMPANY FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 1 FORM 13F INFORMATION TABLE ENTRY TOTAL: 167 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,454,219 (IN THOUSANDS) LIST OF OTHER INCLUDED MANAGERS: PROVIDE A NUMBERED LIST OF THE NAME(S) AND FORM 13F FILE NUMBER(S) OF ALL INSTITUTIONAL MANAGERS WITH RESPECT TO WHICH THIS REPORT IS FILED, OTHER THAN THE MANAGER FILING THIS REPORT. NO. FORM 13F FILE NUMBER NAME 1 028-14511 AMERICAN BEACON ADVISORS, INC. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE Aceto Corporation COM 004446100 3424 379193 SH SOLE 261193 118000 Aeropostale Inc COM 007865108 16613 931740 SH SOLE 615968 315772 Allegiant Travel Com COM 01748X102 11900 170777 SH SOLE 65505 105272 America's Car-Mart COM 03062T105 32066 825377 SH SOLE 502628 322749 Ares Capital Corp COM 04010L103 31490 1973039 SH SOLE 1307964 665075 Aspen Insurance Hold COM G05384105 38756 1341040 SH SOLE 883073 457967 Atlas Air Worldwide COM 049164205 30096 691708 SH SOLE 459482 232226 Atmos Energy COM 049560105 11606 330936 SH SOLE 220556 110380 Atwood Oceanics Inc COM 050095108 15511 409925 SH SOLE 277462 132463 AuRico Gold Inc COM 05155C105 11745 1466269 SH SOLE 1042613 423656 Bank of the Ozarks I COM 063904106 41616 1383526 SH SOLE 925593 457933 Big Lots Inc COM 089302103 19999 490301 SH SOLE 317315 172986 Black Box Corp COM 091826107 14519 505887 SH SOLE 332524 173363 Brightpoint Inc COM 109473405 21251 3928097 SH SOLE 2284421 1643676 Bristow Group Inc COM 110394103 15530 381863 SH SOLE 251915 129948 Cash America Intl COM 14754D100 25371 576088 SH SOLE 373113 202975 Cato Corp. COM 149205106 7257 238237 SH SOLE 151709 86528 Chemed Corp COM 16359R103 17982 297523 SH SOLE 194847 102676 Chesapeake Lodging T COM 165240102 20700 1202069 SH SOLE 782315 419754 Cloud Peak Energy In COM 18911Q102 26425 1562675 SH SOLE 1038825 523850 Colony Financial Inc COM 19624R106 21967 1269792 SH SOLE 837966 431826 Contango Oil & Gas C COM 21075N204 20343 343627 SH SOLE 226276 117351 Crane Co COM 224399105 10174 279676 SH SOLE 187902 91774 Curtiss Wright Corp COM 231561101 20123 648074 SH SOLE 425522 222552 Darling Internationa COM 237266101 24663 1495625 SH SOLE 982225 513400 Digital Generation I COM 25400B108 17194 1389936 SH SOLE 862267 527669 Ebix Inc COM 278715206 22924 1149089 SH SOLE 747660 401429 Emcor Group Inc COM 29084Q100 4118 148017 SH SOLE 95184 52833 Encore Capital Group COM 292554102 24860 839297 SH SOLE 545093 294204 Endo Health Solution COM 29264F205 22415 723537 SH SOLE 480113 243424 Endurance Specialty COM G30397106 39030 1018526 SH SOLE 671450 347076 Energy Partners Ltd COM 29270U303 25719 1521834 SH SOLE 1020594 501240 EnerSys COM 29275Y102 27187 775224 SH SOLE 512172 263052 Entropic Communicati COM 29384R105 16395 2909556 SH SOLE 1943390 966166 Ezcorp Inc COM 302301106 26022 1109186 SH SOLE 727939 381247 Fifth Street Finance COM 31678A103 31292 3135440 SH SOLE 2057799 1077641 First Financial Banc COM 320209109 22620 1415503 SH SOLE 945966 469537 Greenbrier Cos COM 393657101 12483 710073 SH SOLE 522023 188050 Greif Inc COM 397624107 4801 117084 SH SOLE 66053 51031 Guess Inc COM 401617105 7686 253064 SH SOLE 164654 88410 Hancock Holding Co COM 410120109 19053 625906 SH SOLE 414686 211220 IberiaBank Corp COM 450828108 34215 678192 SH SOLE 448764 229428 InterDigital Inc COM 45867G101 28790 975606 SH SOLE 641142 334464 Itron Inc COM 465741106 20977 508653 SH SOLE 338652 170001 Kirby Corp COM 497266106 8283 175941 SH SOLE 114866 61075 Knight Capital Group COM 499005106 17850 1494991 SH SOLE 998833 496158 LifePoint Hospitals COM 53219L109 14316 349334 SH SOLE 238261 111073 Materion Corp COM 576690101 22822 990957 SH SOLE 612493 378464 Methanex Corp COM 59151K108 9255 332441 SH SOLE 229786 102655 Navigators Group COM 638904102 7662 153095 SH SOLE 106386 46709 Newpark Resources In COM 651718504 23096 3914562 SH SOLE 2530323 1384239 Ocwen Financial Corp COM 675746309 30139 1604861 SH SOLE 1044771 560090 Oil States Intl COM 678026105 12979 196063 SH SOLE 129856 66207 Olin Corp COM 680665205 22320 1068444 SH SOLE 710821 357623 OM Group Inc COM 670872100 7510 395267 SH SOLE 261354 133913 Omnivision Technolog COM 682128103 14606 1094924 SH SOLE 720024 374900 Patterson-UTI Energy COM 703481101 1123 77124 SH SOLE 0 77124 Perry Ellis Internat COM 288853104 10667 514049 SH SOLE 312418 201631 Precision Drilling C COM 74022D308 17112 2509116 SH SOLE 1731222 777894 Rent-A-Center Inc COM 76009N100 12384 367354 SH SOLE 239006 128348 Spirit Airlines Inc COM 848577102 15828 813350 SH SOLE 312805 500545 StanCorp Financial COM 852891100 15877 427256 SH SOLE 281029 146227 Starwood Property Tr COM 85571B105 24168 1134127 SH SOLE 751468 382659 State Bank Financial COM 856190103 21848 1441190 SH SOLE 943271 497919 Synaptics Inc COM 87157D109 25352 885508 SH SOLE 571998 313510 Synnex Corp COM 87162W100 26639 772368 SH SOLE 502555 269813 Tesco Corp COM 88157K101 4207 350608 SH SOLE 151834 198774 Titan Machinery Inc. COM 88830R101 11693 385010 SH SOLE 250684 134326 Triumph Group Inc COM 896818101 14989 266382 SH SOLE 177082 89300 WMS Industries Inc COM 929297109 27416 1374225 SH SOLE 900291 473934 Worthington Industri COM 981811102 12720 621408 SH SOLE 404236 217172 Xyratex Ltd COM G98268108 10319 912363 SH SOLE 630260 282103 Abbott Laboratories COM 002824100 990 15354 SH SOLE 0 15354 ACE Limited COM H0023R105 361 4870 SH SOLE 0 4870 Air Products & Chemi COM 009158106 288 3570 SH SOLE 0 3570 Albemarle Corp COM 012653101 364 6100 SH SOLE 0 6100 Altria Group Inc COM 02209S103 643 18595 SH SOLE 280 18315 American Express Co COM 025816109 345 5930 SH SOLE 0 5930 Analog Devices Inc COM 032654105 622 16525 SH SOLE 0 16525 AT&T Inc COM 00206R102 1234 34609 SH SOLE 10604 24005 Automatic Data Proce COM 053015103 514 9235 SH SOLE 0 9235 BCE Inc COM 05534b760 740 17955 SH SOLE 0 17955 BlackRock Inc COM 09247X101 587 3455 SH SOLE 0 3455 Bristol Myers Squibb COM 110122108 810 22535 SH SOLE 865 21670 Brown & Brown Inc COM 115236101 406 14900 SH SOLE 0 14900 Canadian Imperial Ba COM 136069101 407 5790 SH SOLE 0 5790 Cardinal Health COM 14149Y108 297 7060 SH SOLE 0 7060 Chevron Corp COM 166764100 1139 10800 SH SOLE 3130 7670 Coca Cola Inc COM 191216100 653 8346 SH SOLE 485 7861 Crane Co COM 224399105 10174 279676 SH SOLE 187902 91774 Crescent Point Energ COM 22576C101 255 6845 SH SOLE 0 6845 Darden Restaurants I COM 237194105 867 17115 SH SOLE 0 17115 Digital Realty Trust COM 253868103 700 9330 SH SOLE 0 9330 Eli Lilly & Co COM 532457108 385 8960 SH SOLE 60 8900 Emerson Electric Co COM 291011104 591 12698 SH SOLE 0 12698 Enbridge Inc COM 29250n105 451 11290 SH SOLE 0 11290 Energen Corp COM 29265N108 289 6400 SH SOLE 0 6400 Exxon Mobil Corp COM 30231G102 1385 16187 SH SOLE 11777 4410 General Dynamics Cor COM 369550108 284 4300 SH SOLE 0 4300 Genuine Parts Co COM 372460105 781 12965 SH SOLE 0 12965 GlaxoSmithKline plc COM 37733w105 469 10295 SH SOLE 0 10295 Greif Inc COM 397624107 4801 117084 SH SOLE 66053 51031 HCP Inc COM 40414L109 602 13640 SH SOLE 0 13640 Health Care REIT COM 42217K106 606 10390 SH SOLE 0 10390 HJ Heinz Co COM 423074103 712 13090 SH SOLE 0 13090 Hubbell CLB COM 443510201 326 4180 SH SOLE 2730 1450 Intel Corp COM 458140100 1155 43335 SH SOLE 450 42885 iShares Barclays MBS BARCLYS MBS BD 464288588 1041 9602 SH SOLE 0 9602 Johnson & Johnson COM 478160104 872 12897 SH SOLE 1192 11705 Kimberly Clark Corp COM 494368103 795 9484 SH SOLE 33 9451 Kinder Morgan COM 49456B101 748 23225 SH SOLE 0 23225 Linear Technology Co COM 535678106 276 8825 SH SOLE 0 8825 Mattel Inc COM 577081102 652 20085 SH SOLE 0 20085 McDonalds Corp COM 580135101 1147 12960 SH SOLE 0 12960 Merck & Co. Inc COM 58933y105 637 15250 SH SOLE 0 15250 Microsoft Corp COM 594918104 349 11420 SH SOLE 100 11320 National Retail Prop COM 637417106 346 12230 SH SOLE 0 12230 NextEra Energy Inc COM 65339f101 473 6875 SH SOLE 0 6875 Novartis AG COM 66987V109 536 9595 SH SOLE 0 9595 Omnicom Group Inc COM 681919106 323 6650 SH SOLE 0 6650 Oneok Inc COM 682680103 737 17430 SH SOLE 0 17430 PartnerRe Ltd COM G6852T105 363 4800 SH SOLE 0 4800 Paychex Inc COM 704326107 320 10200 SH SOLE 0 10200 Pepsico Inc COM 713448108 346 4900 SH SOLE 200 4700 Phillip Morris Inter COM 718172109 805 9220 SH SOLE 0 9220 PMC-Sierra Inc COM 69344f106 71 11550 SH SOLE 0 11550 Praxair Inc COM 74005P104 584 5375 SH SOLE 0 5375 Procter & Gamble Co COM 742718109 9232 150720 SH SOLE 136230 14490 Realty Income Corp COM 756109104 455 10890 SH SOLE 0 10890 RPM International COM 749685103 858 31550 SH SOLE 0 31550 Stryker Corp COM 863667101 379 6870 SH SOLE 0 6870 T Rowe Price Group I COM 74144T108 378 6000 SH SOLE 0 6000 Target Corp COM 87612E106 340 5850 SH SOLE 0 5850 Teva Pharmaceutical COM 881624209 277 7030 SH SOLE 0 7030 The Bank of Nova Sco COM 064149107 871 16810 SH SOLE 0 16810 The Southern Company COM 842587107 728 15715 SH SOLE 0 15715 United Parcel Servic COM 911312106 384 4870 SH SOLE 0 4870 United Technologies COM 913017109 671 8880 SH SOLE 0 8880 Vermillion Energy In COM 923725105 267 5930 SH SOLE 0 5930 Waste Management Inc COM 94106L109 591 17705 SH SOLE 0 17705 Williams Companies COM 969457100 543 18835 SH SOLE 0 18835 WW Grainger Inc COM 384802104 338 1770 SH SOLE 0 1770 3M Company COM 88579Y101 499 5566 SH SOLE 5566 0 BB&T Corp. COM 054937107 231 7500 SH SOLE 7500 0 Du Pont E I De Nemou COM 263534109 267 5286 SH SOLE 5286 0 General Electric COM 369604103 473 22712 SH SOLE 22712 0 Hubbell Inc Class B COM 443510201 326 4180 SH SOLE 2730 1450 Intel Corp COM 458140100 1155 43335 SH SOLE 450 42885 iShares Barclays Agg BARCLYS US AGG 464287226 417 3743 SH SOLE 3743 0 iShares Mstar Large LRGE CORE INDX 464287127 692 8910 SH SOLE 8910 0 iShares Russell 1000 RUSSELL 1000 464287622 4829 64205 SH SOLE 64205 0 iShares Russell 1000 RUSSELL1000VAL 464287598 602 8830 SH SOLE 8830 0 iShares S&P 500 Inde S&P 500 INDEX 464287200 1298 9490 SH SOLE 9490 0 Johnson & Johnson COM 478160104 872 12897 SH SOLE 1192 11705 Kimberly Clark Corp COM 494368103 795 9484 SH SOLE 33 9451 Lilly Eli & Co COM 532457108 385 8960 SH SOLE 60 8900 Microsoft COM 594918104 349 11420 SH SOLE 100 11320 Pepsico Inc COM 713448108 346 4900 SH SOLE 200 4700 Procter & Gamble COM 742718109 9232 150720 SH SOLE 136230 14490 Rogers Intl Cmdty ROG TTL ETN 22 870297801 190 23715 SH SOLE 23715 0 United Sts Commodity COMM IDX FND 911717106 511 8870 SH SOLE 8870 0 Vanguard Corp Bond E SHRT-TERM CORP 92206C409 402 5085 SH SOLE 5085 0 Vanguard High Divide HIGH DIV YLD 921946406 1426 29640 SH SOLE 29640 0 Vanguard Large Value VALUE ETF 922908744 2674 47796 SH SOLE 47796 0 Vanguard Short Term SHORT TRM BOND 921937827 255 3140 SH SOLE 3140 0 Vanguard Total Bond TOTAL BND MRKT 921937835 643 7617 SH SOLE 7617 0 Walgreen Co. COM 931422109 296 10000 SH SOLE 10000 0