-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AdWSfTVjylwcOU9o3CmV++UWXpfvZgD7a7PAfaQzKIRbGbRqoqBfjgG2/+T84BYs LIwLFiZaTRH905YBbxP/vQ== 0001127602-09-002447.txt : 20090203 0001127602-09-002447.hdr.sgml : 20090203 20090203163057 ACCESSION NUMBER: 0001127602-09-002447 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090130 FILED AS OF DATE: 20090203 DATE AS OF CHANGE: 20090203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YOUNG STEVEN K CENTRAL INDEX KEY: 0001329406 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 09565321 BUSINESS ADDRESS: BUSINESS PHONE: 704-382-7704 MAIL ADDRESS: STREET 1: 526 S. CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET STREET 2: EC03T CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-594-6200 MAIL ADDRESS: STREET 1: 526 SOUTH CHURCH STREET STREET 2: EC03T CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-01-30 0001326160 Duke Energy CORP DUK 0001329406 YOUNG STEVEN K 526 S. CHURCH STREET CHARLOTTE NC 28202 1 Sr. VP & Controller Common Stock 2009-01-30 4 M 0 1811 15.15 A 25436 D Common Stock 2009-01-30 4 S 0 1811 15.15 D 23625 D Common Stock 10615 I By Retirement Savings Plan Phantom Stock Executive Savings Plan 2009-01-30 4 M 0 1811 0 D Common Stock 1811 992 D Converts to Common Stock on a 1-for-1 basis. Phantom stock disposition was made pursuant to a previous election under Section 409A of the Internal Revenue Code. Generally payable upon reporting person's termination of service. Expiration date not applicable. /s/ David S. Maltz, attorney-in-fact for Steven K. Young 2009-02-03 -----END PRIVACY-ENHANCED MESSAGE-----