-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I+S5c3BebsI6iZP3j0Z+Y73cqkPIoLyQC26AujKxGac8BETcUyQPsW6Zkk/nf149 lLIrozSNIxe/MlwrJetsdw== 0001315863-09-000212.txt : 20091116 0001315863-09-000212.hdr.sgml : 20091116 20091116160810 ACCESSION NUMBER: 0001315863-09-000212 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swank Energy Income Advisors, LP CENTRAL INDEX KEY: 0001329375 IRS NUMBER: 202700256 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12384 FILM NUMBER: 091186882 BUSINESS ADDRESS: STREET 1: 3300 OAK LAWN AVENUE STREET 2: SUITE 650 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214.692.6334 MAIL ADDRESS: STREET 1: 3300 OAK LAWN AVENUE STREET 2: SUITE 650 CITY: DALLAS STATE: TX ZIP: 75219 13F-HR 1 swank39.txt SWANK ENERGY INCOME ADVISORS 13F 3Q 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Swank Energy Income Advisors, LP Address: 3300 Oak Lawn Avenue Suite 650 Dallas, TX 75219 13F File Number: 28-12384 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jerry V. Swank Title: Chief Executive Officer Phone: 214.692.6334 Signature, Place, and Date of Signing: Jerry V. Swank Dallas, TX November 16, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 86 Form13F Information Table Value Total: $652,727 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 135 6000 SH SOLE 6000 AGFEED INDUSTRIES INC COM 00846L101 53 10000 SH SOLE 10000 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 24136 1172810 SH SOLE 1172810 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 370 10200 SH SOLE 10200 ARCHER DANIELS MIDLAND CO COM 039483102 146 5000 SH SOLE 5000 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 2482 100000 SH SOLE 100000 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167105 2169 90000 SH SOLE 90000 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 8293 171300 SH SOLE 171300 BUNGE LIMITED COM G16962105 63 1000 SH SOLE 1000 CABOT OIL & GAS CORP COM 127097103 107 3000 SH SOLE 3000 CARRIZO OIL & CO INC COM 144577103 147 6000 SH SOLE 6000 COMMERCIAL VEH GROUP INC COM 202608105 65 10000 SH SOLE 10000 CON-WAY INC COM 205944101 77 2000 SH SOLE 2000 CONAGRA FOODS INC COM 205887102 43 2000 SH SOLE 2000 CONCHO RES INC COM 20605P101 145 4000 SH SOLE 4000 COPANO ENERGY L L C COM UNITS 217202100 3640 200000 SH SOLE 200000 CSX CORP COM 126408103 105 2500 SH SOLE 2500 CUMMINS INC COM 231021106 134 3000 SH SOLE 3000 CUSHING MLP TOTAL RETURN FD COM SHS 231631102 28 4000 SH SOLE 4000 DELEK US HLDGS INC COM 246647101 86 10000 SH SOLE 10000 DIANA SHIPPING INC COM Y2066G104 117 9000 SH SOLE 9000 DRYSHIPS INC SHS Y2109Q101 133 20000 SH SOLE 20000 EAGLE BULK SHIPPING INC COM Y2187A101 103 20000 SH SOLE 20000 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 13039 629000 SH SOLE 629000 ELDORADO GOLD CORP NEW COM 284902103 114 10000 SH SOLE 10000 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 3642 80825 SH SOLE 80825 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 15794 989000 SH SOLE 989000 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 38356 1369857 SH SOLE 1369857 ENERGY TRANSFER EQUITY L P CALL 29273V900 1319 125000 SH CALL SOLE 125000 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 2128 50000 SH SOLE 50000 ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 32748 1107093 SH SOLE 1107093 ENTERPRISE PRODS PARTNERS L COM 293792107 21821 770500 SH SOLE 770500 GENERAL MARITIME CORP NEW SHS Y2693R101 93 12000 SH SOLE 12000 GENERAL MLS INC COM 370334104 129 2000 SH SOLE 2000 GENESEE & WYO INC CL A 371559105 136 4500 SH SOLE 4500 GENESIS ENERGY L P UNIT LTD PARTN 371927104 34355 2135207 SH SOLE 2135207 GREAT LAKES DREDGE & DOCK CO COM 390607109 70 10000 SH SOLE 10000 HILAND HLDGS GP LP UNIT LP INT 43129M107 2671 1122221 SH SOLE 1122221 IAMGOLD CORP COM 450913108 141 10000 SH SOLE 10000 INERGY HLDGS L P COM 45661Q107 29836 643013 SH SOLE 643013 INERGY L P UNIT LTD PTNR 456615103 19685 661000 SH SOLE 661000 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 31913 1275000 SH SOLE 1275000 K SEA TRANSN PARTNERS LP COM 48268Y101 907 45000 SH SOLE 45000 KANSAS CITY SOUTHERN COM NEW 485170302 132 5000 SH SOLE 5000 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 23391 433000 SH SOLE 433000 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 11001 232333 SH SOLE 232333 KIRBY CORP COM 497266106 147 4000 SH SOLE 4000 LEGACY RESERVES LP UNIT LP INT 524707304 1100 65000 SH SOLE 65000 LINN ENERGY LLC UNIT LTD LIAB 536020100 6380 278600 SH SOLE 278600 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 45323 1205401 SH SOLE 1205401 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 28420 1202700 SH SOLE 1202700 MCMORAN EXPLORATION CO COM 582411104 117 15500 SH SOLE 15500 MONSANTO CO NEW COM 61166W101 77 1000 SH SOLE 1000 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 13582 650800 SH SOLE 650800 NAVIOS MARITIME HOLDINGS INC COM Y62196103 49 10000 SH SOLE 10000 NAVISTAR INTL CORP NEW COM 63934E108 75 2000 SH SOLE 2000 NEWFIELD EXPL CO COM 651290108 170 4000 SH SOLE 4000 NUSTAR ENERGY LP UNIT COM 67058H102 1877 36200 SH SOLE 36200 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 7775 313500 SH SOLE 313500 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 84 719 SH SOLE 719 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 26418 499301 SH SOLE 499301 PACER INTL INC TENN COM 69373H106 116 30000 SH SOLE 30000 PENN VA GP HLDGS L P COM UNIT R LIM 70788P105 8267 644350 SH SOLE 644350 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 45697 987200 SH SOLE 987200 PROSHARES TR PSHS ULT S&P 500 74347R107 293 8550 SH SOLE 8550 PROSHARES TR PSHS ULTSH 20YRS 74347R297 396 9005 SH SOLE 9005 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 5883 300000 SH SOLE 300000 ROSETTA RESOURCES INC COM 777779307 59 4000 SH SOLE 4000 SAIA INC COM 78709Y105 96 6000 SH SOLE 6000 SHIP FINANCE INTERNATIONAL L SHS G81075106 147 12000 SH SOLE 12000 SPDR GOLD TRUST GOLD SHS 78463V107 44 450 SH SOLE 450 SPDR TR PUT 78462F953 2233 2077000 SH PUT SOLE 2077000 SPDR TR PUT 78462F953 2055 1010000 SH PUT SOLE 1010000 SPECTRA ENERGY PARTNERS LP COM 84756N109 22934 943000 SH SOLE 943000 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 178 3000 SH SOLE 3000 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 35758 1906100 SH SOLE 1906100 TC PIPELINES LP UT COM LTD PRT 87233Q108 10535 276500 SH SOLE 276500 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 1812 110000 SH SOLE 110000 TEPPCO PARTNERS L P UT LTD PARTNER 872384102 22686 653400 SH SOLE 653400 TERRA INDS INC COM 880915103 69 2000 SH SOLE 2000 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 29054 1080086 SH SOLE 1080086 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 411 25000 SH SOLE 25000 WALTER ENERGY INC COM 93317Q105 180 3000 SH SOLE 3000 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 5706 245000 SH SOLE 245000 XTO ENERGY INC COM 98385X106 165 4000 SH SOLE 4000 YAMANA GOLD INC COM 98462Y100 161 15000 SH SOLE 15000
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