-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KVy+FJMRijj3ga7vzUWm1XcONGG73ZJQ2OvzCqhx04jvsJL1/BK3D2TGhrUeTOYj KkbBEJoU1kuBOypC88OUpg== 0001192482-09-000110.txt : 20090506 0001192482-09-000110.hdr.sgml : 20090506 20090506160613 ACCESSION NUMBER: 0001192482-09-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090504 FILED AS OF DATE: 20090506 DATE AS OF CHANGE: 20090506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benz James W CENTRAL INDEX KEY: 0001326526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 09801564 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-05-04 0001012620 GENESEE & WYOMING INC GWR 0001326526 Benz James W 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2009-05-04 4 M 0 4328 15.6333 A 70216 D Class A Common Stock, $.01 par value 2009-05-04 4 M 0 12548 15.6333 A 82764 D Class A Common Stock, $.01 par value 2009-05-04 4 M 0 1800 19.15 A 84564 I By spouse Class A Common Stock, $.01 par value 2009-05-04 4 S 0 14876 30.81 D 69688 D Class A Common Stock, $.01 par value 2009-05-04 4 S 0 1800 30.93 D 67888 I By spouse Stock Option (Right to Buy) 15.6333 2009-05-04 4 M 0 4328 0 D 2009-05-11 Class A Common Stock, $.01 par value 4328 0 D Stock Option (Right to Buy) 15.6333 2009-05-04 4 M 0 12548 0 D 2009-05-11 Class A Common Stock, $.01 par value 12548 0 D Stock Option (Right to Buy) 19.15 2009-05-04 4 M 0 1800 0 D 2010-05-17 Class A Common Stock, $.01 par value 1800 0 I By spouse All shares are held in a joint account with spouse. Represents the weighted average sales price for the price increments ranging from $30.75 to $30.94. Represents the weighted average sales price for the price increments ranging from $30.928 to $30.946. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 12, 2005. This option was previously reported as covering 2,885 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006. This option was previously reported as covering 8,365 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006. This option was granted to the Reporting Persons's spouse under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 18, 2006. This option was previously reported as covering 1,200 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006. Allison M. Fergus, Attorney in Fact for James W. Benz 2009-05-06 -----END PRIVACY-ENHANCED MESSAGE-----