-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LBnORRJQw5dP9z06xjY5iFaTQu8NiOhImRuHkOYHXqjArUbduo9ERB4UGI4WOl2x l3wefRNj+ZSd22fVnylWIQ== 0001127602-09-024051.txt : 20091202 0001127602-09-024051.hdr.sgml : 20091202 20091202145151 ACCESSION NUMBER: 0001127602-09-024051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091130 FILED AS OF DATE: 20091202 DATE AS OF CHANGE: 20091202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNHARDT GEORGE ALEXANDER SR CENTRAL INDEX KEY: 0001216399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 091217313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET STREET 2: EC03T CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-594-6200 MAIL ADDRESS: STREET 1: 526 SOUTH CHURCH STREET STREET 2: EC03T CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-11-30 0001326160 Duke Energy CORP DUK 0001216399 BERNHARDT GEORGE ALEXANDER SR 526 S. CHURCH STREET CHARLOTTE NC 28202 1 Common Stock 2009-11-30 4 M 0 4000 14.17 A 14817 D Common Stock 2009-11-30 4 S 0 4000 16.633 D 10817 D Common Stock 1176 I By Trustee, Self-directed Ira For Spouse Stock Option (Right to Buy) 14.17 2009-11-30 4 M 0 4000 0 D 2004-12-20 2009-12-20 Common Stock 4000 0 D /s/ David S. Maltz, Attorney-in-fact for G. Alex Bernhardt, Sr. 2009-12-02 -----END PRIVACY-ENHANCED MESSAGE-----