<SEC-DOCUMENT>0001324360-13-000002.txt : 20130510 <SEC-HEADER>0001324360-13-000002.hdr.sgml : 20130510 <ACCEPTANCE-DATETIME>20130510132124 ACCESSION NUMBER: 0001324360-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130510 DATE AS OF CHANGE: 20130510 EFFECTIVENESS DATE: 20130510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sage Capital Management, LLC CENTRAL INDEX KEY: 0001324360 IRS NUMBER: 200570637 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11363 FILM NUMBER: 13832405 BUSINESS ADDRESS: STREET 1: 1280 N. PALM AVENUE CITY: SARASOTA STATE: FL ZIP: 34236 BUSINESS PHONE: 9419521032 MAIL ADDRESS: STREET 1: 1280 N. PALM AVENUE CITY: SARASOTA STATE: FL ZIP: 34236 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>main36.txt <DESCRIPTION>SAGE CAPITAL MANAGEMENT, LLC 13F-HR REPORT FOR QUARTER ENDED MARCH 31, 2013 <TEXT> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2013 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SAGE CAPITAL MANAGEMENT, LLC Address: 665 S. ORANGE AVENUE, SUITE 3 SARASOTA, FL 34236 13 File Number: 028-11363 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: MICHAEL C. IPPOLITO, CFA Title: CHIEF COMPLIANCE OFFICER Phone: 941-952-1032 Signature, Place and Date of Signing: MICHAEL C. IPPOLITO, CFA SARASOTA, FL MAY 9, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 <PAGE> FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 45 Form 13F Information Table Value Total: 104886 <PAGE> <TABLE> <C> <C> FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ACCURAY INC SR UNS 3.75% CONVRT BONDS 004397AB1 900 1000000 SH SOLE 1000000 0 0 D ACCURAY INC. SR UNS 3.50% CONVRT BONDS 004397AC9 1070 1000000 SH SOLE 1000000 0 0 D AFFORDABLE RES SR UNS 7.50% CONVRT BONDS 00828UAB9 1188 1000000 SH SOLE 1000000 0 0 D ALERE INC SR SUB CONV 3.00 CONVRT BONDS 01449JAA3 1484 1500000 SH SOLE 1500000 0 0 D AMTRUST FINANCIAL SR UNS 5.50% CONVRT BONDS 032359AC5 2845 2000000 SH SOLE 2000000 0 0 D ANNALY CAPITAL SR UNS GLOBAL CONVRT BONDS 035710AA0 3122 2500000 SH SOLE 2500000 0 0 D ARCELORMITTAL SA CONV PFD PRFD STK (CONVRT L0302D178 1676 80000 SH SOLE 80000 0 0 D CADENCE DESIGN SR UNS GLOBAL C CONVRT BONDS 127387AJ7 1877 1000000 SH SOLE 1000000 0 0 D CEMEX SAB SR UNS CONV 3.25% CONVRT BONDS 151290BB8 3316 2500000 SH SOLE 2500000 0 0 D CHIQUITA BRANDS INTL SR UNS CONVRT BONDS 170032AT3 1821 2000000 SH SOLE 2000000 0 0 D COVANTA HOLDING SR UNS CONV CONVRT BONDS 22282EAC6 1950 1500000 SH SOLE 1500000 0 0 D CUBIST PHARM SR UNS CONV 2.5% CONVRT BONDS 229678AD9 2900 1700000 SH SOLE 1700000 0 0 D DEVELOPERS DIVERSIFIED SR UNS CONVRT BONDS 251591AX1 2379 2000000 SH SOLE 2000000 0 0 D ENCORE CAPITAL GROUP 3.00% CONVRT BONDS 292554AC6 1706 1500000 SH SOLE 1500000 0 0 D ENDO PHARMA HLDG SER B SENIOR CONVRT BONDS 29264FAB2 2387 2000000 SH SOLE 2000000 0 0 D ENERSYS SR UNS CONV 3.375% CONVRT BONDS 29275YAA0 1890 1500000 SH SOLE 1500000 0 0 D ENPRO INDUSTRIES SER B SR UNS CONVRT BONDS 29355XAB3 3946 2475000 SH SOLE 2475000 0 0 D FIDELITY NATIONAL FIN 4.25% SR CONVRT BONDS 31620RAE5 2032 1500000 SH SOLE 1500000 0 0 D GEN CABLE CORP SR UNS 0.875% CONVRT BONDS 369300AD0 1493 1500000 SH SOLE 1500000 0 0 D GILEAD SCIENCES SER D SR UNS CONVRT BONDS 375558AP8 4345 2000000 SH SOLE 2000000 0 0 D GOODRICH PETRO SR UNS 5.00% CONVRT BONDS 382410AC2 1485 1500000 SH SOLE 1500000 0 0 D GROUP 1 AUTO SR UNS 2.25% CONVRT BONDS 398905AE9 1158 1000000 SH SOLE 1000000 0 0 D HERTZ GLOBAL HLD SR UNS 5.25% CONVRT BONDS 42805TAA3 2715 1000000 SH SOLE 1000000 0 0 D HUNTINGTON BANCSHARES CONV PFD PRFD STK (CONVRT 446150401 1920 1500 SH SOLE 1500 0 0 D LIBERTY MEDIA SER B SR UNS CON CONVRT BONDS 530718AF2 4117 2550000 SH SOLE 2550000 0 0 D M/I HOMES INC SR SUB 3.00% CONVRT BONDS 55292PAB1 1030 1000000 SH SOLE 1000000 0 0 D MICRON TECH SR UNS CONV 1.875% CONVRT BONDS 595112AK9 2113 2000000 SH SOLE 2000000 0 0 D MYLAN INC SER B SR UNS 3.75% CONVRT BONDS 628530AJ6 4438 2000000 SH SOLE 2000000 0 0 D NATL FINANCIAL SER B SR UNS CO CONVRT BONDS 63607PAC3 2770 1500000 SH SOLE 1500000 0 0 D NEXTERA ENERGY INC CONV PFD PRFD STK (CONVRT 65339F887 1635 30000 SH SOLE 30000 0 0 D OMNICARE INC SENIOR SUB CONV CONVRT BONDS 681904AN8 2436 1500000 SH SOLE 1500000 0 0 D PDL BIO PHARMA SR UNS GLOBAL CONVRT BONDS 69329YAC8 3002 2500000 SH SOLE 2500000 0 0 D PRS ULT LEH20+YR US ETF'S - US TR 74347B201 2012 30624 SH SOLE 30624 0 0 D TELEFLEX INC 3.875% SR SUB CONVRT BONDS 879369AA4 1455 1000000 SH SOLE 1000000 0 0 D THERAVANCE INC SUB CONV 2.125% CONVRT BONDS 88338TAB0 2194 2000000 SH SOLE 2000000 0 0 D SBA COMMUNICATIO SR UNS 4% CONVRT BONDS 78388JAM8 2395 1000000 SH SOLE 1000000 0 0 D SPDR BARCLAYS CAPTL CONV BND US ETF'S - US TR 78464A359 3334 78650 SH SOLE 78650 0 0 D TIME WARNER TELE SR UNS CONV CONVRT BONDS 887319AC5 2703 2000000 SH SOLE 2000000 0 0 D UAL CORP SR UNS CONV 6% CONVRT BONDS 902549AJ3 3724 1000000 SH SOLE 1000000 0 0 D UTILITIES SELECT SEC TOR SPDR US ETF'S - US TR 81369Y886 1369 35000 SH SOLE 35000 0 0 D UNITED THERA SR UNS 1.00% CONVRT BONDS 91307CAF9 2060 1500000 SH SOLE 1500000 0 0 D VERTEX PHARMA SR SUB 3.35% CONVRT BONDS 92532FAN0 1801 1500000 SH SOLE 1500000 0 0 D VIRGIN MEDIA INC SR UNS GLOBAL CONVRT BONDS 92769LAB7 5380 2050000 SH SOLE 2050000 0 0 D WEBMD HEALTH CORP SR UNS 2.50% CONVRT BONDS 94770VAF9 1380 1500000 SH SOLE 1500000 0 0 D WELLS FARGO & CO CONV PFD PRFD STK (CONVRT 949746804 1933 1500 SH SOLE 1500 0 0 S REPORT SUMMARY 45 DATA RECORDS 104886 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED </TABLE> </TEXT> </DOCUMENT> </SEC-DOCUMENT>