-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WYqz4+lJZBYBcz3i0ybMeM+rVd3He74HIMBkpULQM09PCDSY+sp5UX7hxinsYa9k VMf0xHZeL13N7bK+D06zGQ== 0000950123-11-012858.txt : 20110211 0000950123-11-012858.hdr.sgml : 20110211 20110211165559 ACCESSION NUMBER: 0000950123-11-012858 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 11600105 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y89249hre13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: ____________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York February 11, 2011 - --------------------------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II Management, LLC (SEC File No. 801-63785) and S Squared Technology Partners, L.P. (SEC. File No. 801-66022) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 2 Form 13F Information Table Entry Total: 96 Form 13F Information Table Value Total: $ 641,925 ---------- (thousands) List of Other Included Managers: S Squared Capital II Management, LLC S Squared Technology Partners, L.P. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 - S Squared Capital II Management, LLC 02 - S Squared Technology Partners, L.P. Page 1 of 4 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC December 31, 2010
Item 6 Investment Discretion -------------------- (b) Shared Item 4: Item 5: -As Fair Shares Defined Item 7 Item 8: Item 1: Item 2: Item 3: Market of in (c) Managers Voting Authority (Shares) Name of Title of CUSIP Value Principal (a) Instr. Shared- See ----------------------------- Issuer class Number (x$1000) Amount Sole V Other Instr. V (a) Sole (b) Shared (c) None - ------------------------------ -------- --------- -------- ------------ ---- ------- ------- -------- --------- ---------- -------- ABSOLUTE SOFTWARE CORPORATION COM 00386B109 7,298 1,961,800 SH X 1,961,800 ACCELRYS INC COM 00430U103 3,334 401,700 SH X 401,700 ACCENTURE PLC COM G1151C101 2,352 48,500 SH X 48,500 ACOR THERAPEUTIC INC COM 00484M106 9,446 346,500 SH X 01 346,500 ACTELION LTD (B1YD5Q2) ADR CH0010532 10,221 186,700 SH X 01 186,700 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 7,300 378,820 SH X 01 378,820 ALPHA & OMEGA SEMICONDUCTORS COM G6331P104 780 60,800 SH X 60,800 ALTERA CORP COM 021441100 2,829 79,500 SH X 01 79,500 ARCHIPELAGO LEARNING INC COM 03956P102 4,012 409,000 SH X 409,000 ARROW ELECTRONICS INC COM 042735100 10,861 317,100 SH X 01 317,100 ASPEN TECHNOLOGY INC COM 045327103 842 66,300 SH X 66,300 ATMEL CORP COM 049513104 8,094 657,000 SH X 01 657,000 AVAGO TECHNOLOGIES COM Y0486S104 6,123 215,500 SH X 01 215,500 AVIAT NETWORKS INC COM 05366Y102 507 100,000 SH X 100,000 AVNET INC COM 053807103 11,683 353,700 SH X 01 353,700 BALLANTYNE STRONG INC COM 058516105 2,821 363,000 SH X 363,000 BIOGEN IDEC INC COM 09062X103 9,461 141,100 SH X 01 141,100 BMC SOFTWARE INC COM 055921100 21,880 464,150 SH X 01 464,150 CADENCE DESIGN SYS INC COM 127387108 7,057 854,400 SH X 01 854,400 CALIX INC COM 13100M509 2,231 132,000 SH X 132,000 CALLIDUS SOFTWARE COM 13123E500 10,090 1,997,983 SH X 01 1,997,983 CAVIUM NETWORKS INC COM 14965A101 3,350 88,900 SH X 88,900 CEPHALON INC COM 156708109 6,635 107,500 SH X 01 107,500 CIENA COM 171779101 11,095 527,100 SH X 01 527,100 CITY TELECOM LTD ADR 178677209 4,904 331,100 SH X 331,100 CODEXIS, INC COM 192005106 2,470 233,000 SH X 233,000 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 4,808 65,600 SH X 01 65,600 COMVERGE INC COM 205859101 3,684 533,078 SH X 533,078 COMVERSE TECHNOLOGY INC COM 205862402 10,796 1,487,100 SH X 01 1,487,100 CONSTANT CONTACT INC COM 210313102 3,573 115,300 SH X 115,300 CREE INC COM 225447101 665 10,100 SH X 10,100 DEMANDTEC TEC COM 24802R506 1,002 92,400 SH X 92,400 DEXCOM INC COM 252131107 20,269 1,484,900 SH X 01 1,484,900 -------- COLUMN TOTAL 212,473 ========
Page 2 of 4 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC December 31, 2010
Item 6 Investment Discretion -------------------- (b) Shared Item 4: Item 5: -As Fair Shares Defined Item 7 Item 8: Item 1: Item 2: Item 3: Market of in (c) Managers Voting Authority (Shares) Name of Title of CUSIP Value Principal (a) Instr. Shared- See ----------------------------- Issuer class Number (x$1000) Amount Sole V Other Instr. V (a) Sole (b) Shared (c) None - ------------------------------ -------- --------- -------- ------------ ---- ------- ------- -------- --------- ---------- -------- DIGITAL RIV INC COM 25388B104 12,846 373,200 SH X 01 373,200 ELOYALTY COM 290151307 5,251 820,525 SH X 01 820,525 EMDEON INC COM 29084T104 1,840 135,900 SH X 01 135,900 EPICOR SOFTWARE CORP COM 29426L108 4,040 400,000 SH X 400,000 FLEXTRONICS INTL LTD COM Y2573F102 4,770 607,700 SH X 01 607,700 FOREST LABS INC COM 345838106 13,755 430,100 SH X 01 430,100 GENZYME CORP COM 372917104 5,176 72,700 SH X 01 72,700 GSE SYSTEMS INC COM 36227K106 4,962 1,370,800 SH X 1,370,800 GUIDANCE SOFTWARE INC COM 401692108 3,097 430,700 SH X 430,700 HARMONIC COM 413160102 6,649 775,900 SH X 775,900 IGATE CORPORATION COM 45169U105 1,433 72,700 SH X 72,700 INGRAM MICRO INC COM 457153104 9,406 492,700 SH X 01 492,700 INSPIRE PHARMACEUTICALS, INC COM 457733103 9,132 1,087,100 SH X 01 1,087,100 INTER-NAP NETWORK COM 45885A300 9,126 1,501,000 SH X 1,501,000 INTERSIL HLDG CORP CL A COM 46069S109 8,183 535,900 SH X 01 535,900 KENEXA CORP COM 488879107 19,036 873,600 SH X 01 873,600 LAM RESH CORP COM 512807108 9,605 185,500 SH X 01 185,500 LINEAR TECHNOLOTY CORP COM 535678106 6,427 185,800 SH X 01 185,800 LIQUIDITY SERVICES INC. COM 53635B107 6,049 430,500 SH X 430,500 MAGMA DESIGN AUTOMATION INC COM 559181102 6,273 1,252,100 SH X 1,252,100 MAXLINEAR, INC COM 57776J100 1,979 183,900 SH X 183,900 MEDIAMINDS TECHNOLOGIES COM 58449C100 1,666 121,600 SH X 121,600 MERU NETWORKS INC COM 59047Q103 3,445 223,400 SH X 223,400 MICROSEMI CORP COM 595137100 9,151 399,600 SH X 01 399,600 MICROSTRATEGY INC COM 594972408 5,419 63,400 SH X 01 63,400 MONOLITHIC POWERSYSTEM INC COM 609839105 4,885 295,700 SH X 295,700 MONSTER WORLDWIDE INC COM 611742107 11,678 494,200 SH X 01 494,200 NOVELL INC COM 670006105 3,676 620,900 SH X 01 620,900 NVIDIA CORP COM 67066G104 9,165 595,100 SH X 01 595,100 OCZ TECHNOLOGY COM 67086E303 5,162 1,070,993 SH X 1,070,993 OCZ TECHNOLOGY COM 67086E303 2,892 600,000 SH X 600,000 OCZ TECHNOLOGY CORP COM 67086e303 472 98,000 SH X 98,000 -------- COLUMN TOTAL 206,646 ========
Page 3 of 4 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC December 31, 2010
Item 6 Investment Discretion -------------------- (b) Shared Item 4: Item 5: -As Fair Shares Defined Item 7 Item 8: Item 1: Item 2: Item 3: Market of in (c) Managers Voting Authority (Shares) Name of Title of CUSIP Value Principal (a) Instr. Shared- See ----------------------------- Issuer class Number (x$1000) Amount Sole V Other Instr. V (a) Sole (b) Shared (c) None - ------------------------------ -------- --------- -------- ------------ ---- ------- ------- -------- --------- ---------- -------- ONYX PHARM COM 683399109 11,632 315,500 SH X 01 315,500 OPENWAVE SYS INC COM 683718308 19,396 9,148,900 SH X 01 9,148,900 POWER INTEGRATIONS INC COM 739276103 3,398 84,600 SH X 84,600 PRINCETON REVIEW INC COM 742352107 1,458 1,235,600 SH X 1,235,600 QUEST SOFTWARE INC COM 74834T103 2,765 99,663 SH X 01 99,663 RADWARE, LTD COM IL0010834 6,883 183,500 SH X 183,500 REAL NETWORKS INC COM 75605L104 12,222 2,910,000 SH X 2,910,000 RESVERLOGIX CORP COM 76128M108 843 355,100 SH X 355,100 RIVERSTONE NETWORKS COM 769320995 0 6,138,050 SH X 01 6,138,050 SALIX PHARMACEUTICALS COM 795435106 19,552 416,350 SH X 01 416,350 SAPIENT CORP COM 803062108 19,741 1,631,500 SH X 01 1,631,500 SEAGATE TECHNOLOGY HOLDINGS COM G7945M107 4,709 313,300 SH X 01 313,300 SILICON LABORATORIES, INC COM 826919102 6,995 152,000 SH X 01 152,000 SMART TECHNOLOGIES COM 83172R108 1,093 115,800 SH X 01 115,800 SOLARWINDS, INC COM 83416B109 4,743 246,400 SH X 01 246,400 SONIC SOLUTIONS COM 835460106 21,091 1,406,100 SH X 01 1,406,100 STEC Inc COM 784774101 9,344 529,400 SH X 01 529,400 TECH DATA CORP COM 878237106 4,076 92,600 SH X 01 92,600 TELECOMMUNICATIONS SYS CL A COM 87929J103 5,620 1,203,500 SH X 1,203,500 TNS INC COM 872960109 19,506 937,800 SH X 01 937,800 TRX INC COM 898452107 161 230,600 SH X 230,600 UNIVERSAL DISPLAY CORP COM 91347P105 3,589 117,100 SH X 117,100 VERIGY LTD COM Y93691106 2,669 205,000 SH X 01 205,000 VIROPHARMA INC COM 928241108 7,170 414,000 SH X 414,000 VISTAPRINT LTD COM N93540107 7,746 168,400 SH X 01 168,400 VOCUS INC COM 92858J108 4,816 174,100 SH X 174,100 WEB.COM GROUP INC COM 94733A104 13,441 1,590,701 SH X 1,590,701 WEBMEDIABRANDS INC COM 94770W100 3,876 2,407,700 SH X 2,407,700 WESTERN DIGITAL CORP COM 958102105 4,156 122,600 SH X 01 122,600 ELOYALTY CORP SERIES B CONV PF CVPF 290152990 115 22,475 SH X 22,475 COLUMN TOTAL 222,806 -------- TOTAL 641,925 ========
Page 4 of 4 S Squared Technology, LLC Form 13F - Additions 31-Dec-10
Item 6 Investment Discretion -------------------- (b) Shared Item 4: Item 5: -As Fair Shares Defined Item 7 Item 8: Item 1: Item 2: Item 3: Market of in (c) Managers Voting Authority (Shares) Name of Title of CUSIP Value Principal (a) Instr. Shared- See ----------------------------- Issuer class Number (x$1000) Amount Sole V Other Instr. V (a) Sole (b) Shared (c) None - ------------------------------ -------- --------- -------- ------------ ---- ------- ------- -------- --------- ---------- -------- NORTEL NETWORKS COM 656568508 0 5 SH X 5 TOTAL MARKET VALUE 13F ADDITIONS 0 TOTAL MARKET VALUE 13F 641,925 -------- TOTAL MARKET VALUE 13F & ADDITIONS 641,925 ========
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