-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q1K4M83CNKka3n5z1eBIthMY+fklnXfEbVO4dRIBLNuSG2ioUabTM4oqN0mlzcmS KjKPTuEd0vcLupIX9i6VGQ== 0000950123-10-048961.txt : 20100513 0000950123-10-048961.hdr.sgml : 20100513 20100513145134 ACCESSION NUMBER: 0000950123-10-048961 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100513 DATE AS OF CHANGE: 20100513 EFFECTIVENESS DATE: 20100513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 10827991 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y84512ce13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York May 13, 2010 - ---------------------------------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II Management, LLC (SEC File No. 801-63785) and S Squared Technology Partners, L.P. (SEC. File No. 801-66022) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 2 Form 13F Information Table Entry Total: 101 Form 13F Information Table Value Total: $746,999 (thousands) List of Other Included Managers: S Squared Capital II Management, LLC S Squared Technology Partners, L.P. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 - S Squared Capital II Management, LLC 02 - S Squared Technology Partners, L.P. Page 1 of 3 (SEC USE ONLY) March 31, 2010 FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 6 Investment Item 8: Item 4: Discretion Voting Authority Fair Item 5: ------------------------ Item 7 (Shares) Item 2: Item 3: Market Shares of (b) Shared (c) Managers ---------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See Instr. (b) (c) Item 1: Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other V (a) Sole Shared None - ------------------------------- -------- --------- -------- ------------ ---- ----------- ------- ---------- ---------- ------ ---- ABSOLUTE SOFTWARE CORPORATION COM 00386B109 10,202 1,805,100 SH X 02 1,805,100 ACCELRYS INC COM 00430U103 4,777 775,412 SH X 02 775,412 ACCENTURE PLC COM G1151C101 2,702 64,400 SH X 64,400 ACME PACKET INC COM 004764106 8,724 452,500 SH X 02 452,500 ACTELION LTD ADR B1YD5Q2 12,909 283,600 SH X 01 283,600 AGILYSYS INC COM 00847J105 1,955 175,000 SH X 02 175,000 AIRVANA INC COM 00950V101 5,331 696,000 SH X 02 696,000 ALTERA CORP COM 021441100 6,080 250,200 SH X 01 250,200 ANALOG DEVICES INC COM 032654105 5,822 202,000 SH X 01 202,000 APPLIED MICRO CIRCUITS COM 03822W406 2,769 320,825 SH X 01 320,825 ARROW ELECTRONICS INC COM 042735100 11,916 395,500 SH X 01 395,500 ARUBA NETWORKS INC COM 043176106 5,907 432,400 SH X 02 432,400 AVAGO TECHNOLOGIES COM Y0486S104 2,714 132,000 SH X 01 132,000 AVIAT NETWORKS INC COM 05366Y102 2,320 350,000 SH X 02 350,000 AVNET INC COM 053807103 14,418 480,600 SH X 01 480,600 BALLANTYNE STRONG INC COM 058516105 1,970 364,800 SH X 02 364,800 BIOGEN IDEC INC COM 09062X103 8,614 150,100 SH X 01 150,100 BLUECOAT SYSTEMS COM 09534T508 6,071 195,600 SH X 01, 02 195,600 BMC SOFTWARE INC COM 055921100 21,436 564,100 SH X 01 564,100 BSQUARE CORP COM 11776U102 2,259 973,900 SH X 02 973,900 CALLIDUS SOFTWARE COM 13123E500 9,194 2,532,883 SH X 01, 02 2,532,883 CAVIUM NETWORKS INC COM 14965A101 4,901 197,000 SH X 02 197,000 CHINACAST EDUCATION CORP COM 16946T109 4,934 675,000 SH X 02 675,000 CIENA COM 171779101 8,037 526,700 SH X 01 526,700 COGENT INC COM 19239Y108 12,493 1,224,800 SH X 02 1,224,800 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 9,212 180,700 SH X 01 180,700 COMPELLENT TECH COM 20452A108 4,044 230,400 SH X 02 230,400 COMVERGE INC COM 205859101 4,925 435,478 SH X 02 435,478 COMVERSE TECHNOLOGY INC COM 205862402 8,390 1,010,800 SH X 01 1,010,800 CONSTANT CONTACT INC COM 210313102 6,888 296,000 SH X 02 296,000 CYBERSOURCE CORP COM 23251J106 10,667 604,000 SH X 01 604,000 DEMANDTEC TEC COM 24802R506 448 64,500 SH X 02 64,500 DEXCOM INC COM 252131107 15,304 1,571,300 SH X 02 1,571,300 DIGITAL RIV INC COM 25388B104 294 9,700 SH X 9,700 DISH NETWORK CORP COM 25470M109 7,012 336,800 SH X 01 336,800 DOUBLE-TAKE SOFTWARE INC COM 258598101 3,029 340,000 SH X 02 340,000 E M C CORP MASS COM 268648102 884 49,000 SH X 49,000 ECLIPSYS CORP COM 278856109 7,356 370,000 SH X 02 370,000 COLUMN TOTAL 256,908
Page 2 of 3 (SEC USE ONLY) March 31, 2010 FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 6 Investment Item 8: Item 4: Discretion Voting Authority Fair Item 5: ------------------------ Item 7 (Shares) Item 2: Item 3: Market Shares of (b) Shared (c) Managers ---------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See Instr. (b) (c) Item 1: Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other V (a) Sole Shared None - ------------------------------- -------- --------- -------- ------------ ---- ----------- ------- ---------- ---------- ------ ---- EDUCATION MANAGEMENT COM 28140M103 12,021 548,900 SH X 01 548,900 ELOYALTY COM 290151307 5,561 987,689 SH X 01, 02 987,689 EMDEON INC COM 29084T104 2,865 173,400 SH X 01 173,400 EMULEX COM 292475209 4,024 303,000 SH X 01 303,000 FLEXTRONICS INTL LTD COM Y2573F102 7,359 938,700 SH X 01 938,700 FORTINET INC COM 34959E109 5,608 319,000 SH X 02 319,000 GENZYME CORP COM 372917104 6,551 126,400 SH X 01 126,400 GRAND CANYON EDUCATION INC COM 38526M106 10,508 402,000 SH X 02 402,000 GSE SYSTEMS INC COM 36227K106 2,975 550,000 SH X 02 550,000 GUIDANCE SOFTWARE INC COM 401692108 8,374 1,456,300 SH X 02 1,456,300 HARMONIC COM 413160102 2,051 325,000 SH X 02 325,000 IKANOS COMMUNICATIONS COM 45173E105 1,765 588,500 SH X 02 588,500 INGRAM MICRO INC COM 457153104 14,742 840,000 SH X 01 840,000 INTEGRATED DEVICE TECH COM 458118106 14,862 2,424,400 SH X 01 2,424,400 INTERSIL HLDG CORP CL A COM 46069S109 7,161 485,800 SH X 01 485,800 KENEXA CORP COM 488879107 11,202 814,700 SH X 01, 02 814,700 KNOT INC COM 499184109 190 24,300 SH X 02 24,300 LATTICE SEMICONDUCTOR COM 518415104 2,290 624,000 SH X 02 624,000 LAWSON SOFTWARE INC COM 52078P102 3,876 587,300 SH X 01 587,300 LINEAR TECHNOLOTY CORP COM 535678106 9,128 323,100 SH X 01 323,100 LIQUIDITY SERVICES INC. COM 53635B107 5,497 476,300 SH X 02 476,300 LOOKSMART LTD COM 543442503 898 872,240 SH X 02 872,240 MAGMA DESIGN AUTOMATION INC COM 559181102 7,898 3,037,800 SH X 02 3,037,800 MAXLINEAR, INC COM 57776J100 1,209 68,000 SH X 02 68,000 MELLANOX TECHNOLOGIES COM IL0011017 757 32,100 SH X 02 32,100 MICROSEMI CORP COM 595137100 9,667 557,500 SH X 01 557,500 MICROTUNE INC DEL COM 59514P109 2,755 1,009,200 SH X 02 1,009,200 MONOLITHIC POWERSYSTEM INC COM 609839105 3,860 173,100 SH X 02 173,100 MONSTER WORLDWIDE INC COM 611742107 28,117 1,692,800 SH X 01 1,692,800 MYRIAD GENETICS INC COM 62855J104 11,818 491,400 SH X 01 491,400 McAFEE INC COM 579064106 16,951 422,400 SH X 01 422,400 NETEZZA CORP COM 64111N101 15,955 1,247,440 SH X 01 1,247,440 NOVELL INC COM 670006105 7,216 1,202,700 SH X 01 1,202,700 NVIDIA CORP COM 67066G104 13,539 778,100 SH X 01 778,100 COLUMN TOTAL 259,250
Page 3 of 3 (SEC USE ONLY) March 31, 2010 FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 6 Investment Item 8: Item 4: Discretion Voting Authority Fair Item 5: ------------------------ Item 7 (Shares) Item 2: Item 3: Market Shares of (b) Shared (c) Managers ---------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See Instr. (b) (c) Item 1: Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other V (a) Sole Shared None - ------------------------------- -------- --------- -------- ------------ ---- ----------- ------- ---------- ---------- ------ ---- OPENWAVE SYS INC COM 683718308 25,389 11,038,700 SH X 01, 02 11,038,700 OPNEXT INC COM 68375V105 760 322,000 SH X 02 322,000 PHASE FORWARD INC COM 71721R406 6,283 480,000 SH X 02 480,000 PLATO Learning INC COM 72764Y100 8,860 1,593,600 SH X 02 1,593,600 QLOGIC CORP COM 747277101 4,588 226,000 SH X 01 226,000 QUEST SOFTWARE INC COM 74834T103 9,421 529,546 SH X 01 529,546 RADWARE, LTD COM IL0010834 1,498 67,856 SH X 02 67,856 RIGHTNOW TECHNOLOGIES INC COM 76657R106 3,924 219,700 SH X 02 219,700 RIVERSTONE NETWORKS COM 769320995 0 8,160,250 SH X 01, 02 8,160,250 SALARY.COM COM 794006106 1,152 397,100 SH X 02 397,100 SALIX PHARMACEUTICALS COM 795435106 30,768 826,000 SH X 01, 02 826,000 SAPIENT CORP COM 803062108 15,628 1,709,900 SH X 01 1,709,900 SILICON LABORATORIES, INC COM 826919102 3,895 81,700 SH X 01 81,700 SOLARWINDS, INC COM 83416B109 13,150 607,100 SH X 01 607,100 SONIC SOLUTIONS COM 835460106 12,040 1,284,900 SH X 01, 02 1,284,900 SS&C TECHNOLOGIES HOLDINGS, INC COM 78467J100 1,433 95,000 SH X 01 95,000 SYMANTEC CORP COM 871503108 11,875 701,500 SH X 01 701,500 TECH DATA CORP COM 878237106 3,318 79,200 SH X 01 79,200 TNS INC COM 872960109 24,450 1,096,400 SH X 01, 02 1,096,400 TRX INC COM 898452107 1,061 2,121,700 SH X 02 2,121,700 TTI TEAM TELECOMA (restricted) PFD M88258104 1,782 909,091 SH X 02 909,091 TYCO ELECTRONICS LTD COM H8912P106 5,578 203,000 SH X 01 203,000 ULTICOM COM 903844108 5,366 532,326 SH X 02 532,326 VERIGY LTD COM Y93691106 5,854 523,600 SH X 01 523,600 VIROPHARMA INC COM 928241108 9,203 675,200 SH X 02 675,200 WASHINGTON POST CO. COM 939640108 11,415 25,700 SH X 01 25,700 WEB.COM GROUP INC COM 94733A104 8,333 1,529,079 SH X 02 1,529,079 WEBMEDIABRANDS INC COM 94770W100 3,702 3,739,800 SH X 02 3,739,800 ELOYALTY CORP SERIES B CONV PF CVPF 290152990 115 22,475 SH X 22,475 COLUMN TOTAL 230,841 ------- TOTAL 746,999 =======
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