-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GFHY2yGab7Ld8AwrDkAAAHHDd+vrpFYgaSFtz7HjXsbLxgJSoYuu/Why4cPtuGi8 Sqak33hPbwXoeDvi2JX1/A== 0001321993-09-000011.txt : 20091026 0001321993-09-000011.hdr.sgml : 20091026 20091026080911 ACCESSION NUMBER: 0001321993-09-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091026 DATE AS OF CHANGE: 20091026 EFFECTIVENESS DATE: 20091026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIMES & COMPANY, INC. CENTRAL INDEX KEY: 0001321993 IRS NUMBER: 046906504 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11551 FILM NUMBER: 091135632 BUSINESS ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 508-366-3883 MAIL ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 13F-HR 1 final3rdqtr2009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/09 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Grimes & Company, Inc. Address: 110 Turnpike Road, Suite 100 Westborough, MA 01581 Form 13F File Number: 28-11551 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gerald S. Connolly Title: CCO Phone: 508-366-3883 Signature, Place, and Date of Signing: Gerald S. Connolly Westborough, MA 01581 10/26/09 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-__________________ ________________________________________________ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13FInformation Table Entry Total: 136 Form 13F Information Table Value Total(thousands): 160698 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state NONE and omit the column headings and list entries.] No. Form 13F File Number Name 28-________________________ Form 13F INFORMATION TABLE Name CLASS CUSIP Value AMT TYPE Inv. Other Voting 3M Company COM 88579Y101 3544 48019 SH SOLE 0 SOLE Abbot Laboratories COM 002824100 16 330 SH OTHER 0 SOLE Abbot Laboratories COM 002824100 2527 51083 SH SOLE 0 SOLE Accenture Ltd COM G1150G111 3080 82652 SH SOLE 0 SOLE American Express COM 025816109 2 51 SH OTHER 0 SOLE American Express COM 025816109 284 8379 SH SOLE 0 SOLE Apple Computer Inc. COM 037833100 463 2500 SH OTHER 0 SOLE Apple Computer Inc. COM 037833100 358 1929 SH SOLE 0 SOLE Applied Materials Inc. COM 038222105 1920 143469 SH SOLE 0 SOLE Astrazeneca PLC COM 046353108 54 1198 SH OTHER 0 SOLE Astrazeneca PLC COM 046353108 2671 59413 SH SOLE 0 SOLE AT&T Inc. Com COM 00206R102 438 16223 SH SOLE 0 SOLE Automatic Data Proc COM 053015103 13 320 SH OTHER 0 SOLE Automatic Data Proc COM 053015103 2802 71297 SH SOLE 0 SOLE Avon Products, Inc. COM 054303102 2490 73333 SH SOLE 0 SOLE Bank of America COM 060505104 2 145 SH OTHER 0 SOLE Bank of America COM 060505104 269 15870 SH OTHER 0 SOLE Bank of America COM 060505104 2289 135309 SH SOLE 0 SOLE Bearcat Explorations COM 073846107 0 10000 SH SOLE 0 SOLE Berkshire Hath Cl A COM 084670108 202 2 SH OTHER 0 SOLE Berkshire Hath Cl A COM 084670108 202 2 SH SOLE 0 SOLE Berkshire Hath Cl B COM 084670207 83 25 SH OTHER 0 SOLE Berkshire Hath Cl B COM 084670207 734 221 SH SOLE 0 SOLE BP PLC COM 055622104 49 917 SH OTHER 0 SOLE BP PLC COM 055622104 505 9491 SH SOLE 0 SOLE Brlgtn Nthn San Fe C COM 12189T104 283 3547 SH SOLE 0 SOLE Chesapeake Energy COM 165167107 2671 94042 SH SOLE 0 SOLE ChevronTexaco Corp COM 166764100 574 8152 SH SOLE 0 SOLE Cisco Systems, Inc. COM 17275R102 9 400 SH OTHER 0 SOLE Cisco Systems, Inc. COM 17275R102 4281 181877 SH SOLE 0 SOLE Citigroup Inc. COM 172967101 103 21270 SH SOLE 0 SOLE Clorox COM 189054109 2258 38396 SH SOLE 0 SOLE Coca-Cola Company COM 191216100 6 121 SH OTHER 0 SOLE Coca-Cola Company COM 191216100 32 600 SH OTHER 0 SOLE Coca-Cola Company COM 191216100 569 10590 SH SOLE 0 SOLE Covidien LTD COM G2552X108 2099 48522 SH SOLE 0 SOLE Cronus Corp. COM 226903102 0 10000 SH SOLE 0 SOLE Curis, Inc. COM 231269101 40 17000 SH SOLE 0 SOLE CVS Corporation COM 126650100 2084 58310 SH SOLE 0 SOLE Devon Energy Corp COM 25179M103 2 23 SH OTHER 0 SOLE Devon Energy Corp COM 25179M103 2518 37405 SH SOLE 0 SOLE Diageo plc COM 25243Q205 38 610 SH OTHER 0 SOLE Diageo plc COM 25243Q205 395 6425 SH SOLE 0 SOLE Dominion Resources COM 25746U109 264 7654 SH SOLE 0 SOLE DPAC Technologies COM 233269109 0 1000 SH SOLE 0 SOLE EI du Pt de Nemrs C COM 263534109 2676 83272 SH SOLE 0 SOLE Eaton COM 278058102 390 6900 SH SOLE 0 SOLE Eaton Vance Corp. COM 278265103 224 8000 SH SOLE 0 SOLE EMC Corporation COM 268648102 1276 74871 SH SOLE 0 SOLE Emerson Electric Co. COM 291011104 37 920 SH OTHER 0 SOLE Emerson Electric Co. COM 291011104 1911 47679 SH SOLE 0 SOLE Energen Corporation COM 29265N108 313 7258 SH SOLE 0 SOLE ENSCO International COM 26874Q100 1621 38096 SH SOLE 0 SOLE Exelon Corporation COM 30161N101 2477 49913 SH SOLE 0 SOLE Exxon Mobil Corp COM 30231G102 255 3715 SH OTHER 0 SOLE Exxon Mobil Corp COM 30231G102 6369 92830 SH SOLE 0 SOLE Ford Motor Company COM 345370860 74 10320 SH SOLE 0 SOLE Fortune Nat Res Co COM 349681106 0 18000 SH SOLE 0 SOLE FPL Group, Inc COM 302571104 2 31 SH OTHER 0 SOLE FPL Group, Inc COM 302571104 2071 37497 SH SOLE 0 SOLE General Electric Co COM 369604103 22 1310 SH OTHER 0 SOLE General Electric Co COM 369604103 33 2000 SH OTHER 0 SOLE General Electric Co COM 369604103 2839 172908 SH SOLE 0 SOLE Genuine Parts Co COM 372460105 2557 67188 SH SOLE 0 SOLE Gerber Scientific COM 373730100 60 10000 SH SOLE 0 SOLE Hewlett-Packard Co COM 428236103 196 4154 SH SOLE 0 SOLE Home Depot, Inc. COM 437076102 2067 77588 SH SOLE 0 SOLE Illinois Tool Works COM 452308109 2597 60803 SH SOLE 0 SOLE Ingersoll-Rand Co Ltd COM G47791101 456 14860 SH SOLE 0 SOLE Intel Corporation COM 458140100 3470 177328 SH SOLE 0 SOLE International Bus Mach COM 459200101 4 35 SH OTHER 0 SOLE Internatl Business Mach COM 459200101 5921 49501 SH SOLE 0 SOLE ISCO International COM 46426P103 0 58700 SH SOLE 0 SOLE ITT Corporation COM 450911102 2127 40787 SH SOLE 0 SOLE J.P. Morgan Chase & Co. COM 46625H100 3615 82506 SH SOLE 0 SOLE Jacobs Engineering Grp COM 469814107 2580 56139 SH SOLE 0 SOLE Johnson & Johnson COM 478160104 3 49 SH OTHER 0 SOLE Johnson & Johnson COM 478160104 253 4148 SH OTHER 0 SOLE Johnson & Johnson COM 478160104 4526 74332 SH SOLE 0 SOLE Kimberly-Clark Corp COM 494368103 417 7071 SH SOLE 0 SOLE Manulife Finl Corp COM 56501R106 90 4320 SH OTHER 0 SOLE Manulife Finl Corp COM 56501R106 417 19906 SH SOLE 0 SOLE McDonald's Corporation COM 580135101 3 50 SH OTHER 0 SOLE McDonald's Corporation COM 580135101 2973 52091 SH SOLE 0 SOLE Med Efficiency Delaware COM 584999AB2 0 60000 SH SOLE 0 SOLE Medtronic, Inc. COM 585055106 2348 63816 SH SOLE 0 SOLE MEMSIC, Inc COM 586264103 150 40000 SH SOLE 0 SOLE Microsoft Corporation COM 594918104 3542 137707 SH SOLE 0 SOLE Nestle S.A. COM 641069406 246 5790 SH SOLE 0 SOLE NY Community Bancorp COM 649445103 195 17070 SH SOLE 0 SOLE NIKE, Inc. COM 654106103 3299 50994 SH SOLE 0 SOLE Nokia Corporation COM 654902204 48 3250 SH OTHER 0 SOLE Nokia Corporation COM 654902204 2235 152877 SH SOLE 0 SOLE Novartis AG COM 66987V109 58 1151 SH OTHER 0 SOLE Novartis AG COM 66987V109 2299 45637 SH SOLE 0 SOLE Occidental Petroleum Co COM 674599105 110 1400 SH OTHER 0 SOLE Occidental Petroleum Co COM 674599105 264 3372 SH SOLE 0 SOLE Old Republic Intl Cor COM 680223104 2427 199299 SH SOLE 0 SOLE Oracle Corporation COM 68389X105 43 2064 SH OTHER 0 SOLE Oracle Corporation COM 68389X105 2299 110297 SH SOLE 0 SOLE PACCAR Inc COM 693718108 324 8599 SH SOLE 0 SOLE Patriot Scienfific Corp COM 70336N107 8 28000 SH SOLE 0 SOLE PepsiCo, Inc. COM 713448108 37 625 SH OTHER 0 SOLE PepsiCo, Inc. COM 713448108 3170 54034 SH SOLE 0 SOLE Pfizer Inc COM 717081103 555 33523 SH SOLE 0 SOLE Procter & Gamble Comp COM 742718109 22 380 SH OTHER 0 SOLE Procter & Gamble Comp COM 742718109 4042 69777 SH SOLE 0 SOLE QUALCOMM Incorporated COM 747525103 246 5480 SH SOLE 0 SOLE RXi Pharmaceuticals Co COM 74978T109 25 10100 SH SOLE 0 SOLE Schlumberger Limited COM 806857108 3046 51112 SH SOLE 0 SOLE Starent Networks Corp COM 85528P108 333 13115 SH SOLE 0 SOLE SYSCO Corporation COM 871829107 2395 96360 SH SOLE 0 SOLE Texas Instruments Inc COM 882508104 1965 82959 SH SOLE 0 SOLE The Hanover Insur Grp I COM 410867105 1177 28472 SH OTHER 0 SOLE The Hanover Insur Grp I COM 410867105 50 1200 SH SOLE 0 SOLE The TD Bank USA COM 891160509 14 212 SH OTHER 0 SOLE The TD Bank USA COM 891160509 1197 18570 SH SOLE 0 SOLE Transocean Inc. COM G90073100 49 575 SH OTHER 0 SOLE Transocean Inc. COM G90073100 2542 29721 SH SOLE 0 SOLE U.S. Bancorp COM 902973304 590 26980 SH OTHER 0 SOLE U.S. Bancorp COM 902973304 40 1824 SH SOLE 0 SOLE United Parcel Service COM 911312106 2079 36815 SH SOLE 0 SOLE United Technologies Co COM 913017109 3699 60711 SH SOLE 0 SOLE Universal Express Inc COM 91349P103 0 32000 SH SOLE 0 SOLE V.F. Corporation COM 918204108 254 3500 SH SOLE 0 SOLE Verizon Communications COM 92343V104 529 17480 SH SOLE 0 SOLE Vodafone Group PLC COM 92857W209 52 2300 SH OTHER 0 SOLE Vodafone Group PLC COM 92857W209 2624 116621 SH SOLE 0 SOLE Wal-Mart Stores, Inc. COM 931142103 3 55 SH OTHER 0 SOLE Wal-Mart Stores, Inc. COM 931142103 2799 57020 SH SOLE 0 SOLE Waste Management Inc. COM 939322103 2273 76222 SH SOLE 0 SOLE Wastech Inc COM 94107F101 0 21800 SH SOLE 0 SOLE Wells Fargo & Company COM 949746101 1687 59865 SH SOLE 0 SOLE Western Union COM 959802109 46 2415 SH OTHER 0 SOLE Western Union COM 959802109 1681 88864 SH SOLE 0 SOLE Zimmer Holdings, Inc. COM 98956P102 1437 26887 SH SOLE 0 SOLE -----END PRIVACY-ENHANCED MESSAGE-----