FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
International Coal Group, Inc. [ ICO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/22/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 02/22/2011 | A | 44,195(1) | A | $0 | 687,742(2) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $9.09 | 02/22/2011 | A | 118,156 | (3) | 02/22/2021 | Common Stock | 118,156 | $0 | 118,156 | D |
Explanation of Responses: |
1. Represents a restricted stock (RS) grant of 44,195 shares of common stock, the restrictions on such shares will lapse in equal installments of 11,049 shares on April 30, 2012, 2013 and 2014 and 11,048 shares on April 30, 2015. |
2. Includes (a) a RS grant of 26,000 shares, the restrictions on 19,500 have lapsed and the restrictions on the remaining 6,500 will lapse on June 30, 2011; (b) a RS grant of 26,000 shares, the restrictions on 13,000 have lapsed and the restrictions on the remaining 13,000 will lapse in equal installments of 6,500 on March 25, 2011 and 2012; (c) a RS grant of 117,627 shares, the restrictions on 29,407 have lapsed and the restrictions on the remaining 88,220 will lapse in equal installments of 29,407 on April 30, 2011 and 2012 and 29,406 on April 30, 2013; (d) a RS grant of 52,920 shares, the restrictions will lapse in equal installments of 13,230 on April 30, 2011, 2012, 2013 and 2014; (e) a RS grant of 44,195 shares, the restrictions will lapse in equal installments of 11,049 on April 30, 2012, 2013 and 2014 and 11,048 on April 30, 2015. |
3. Represents stock options for 118,156 shares of common stock, which will vest in equal installments of 29,539 shares on April 30, 2012, 2013, 2014 and 2015. |
Remarks: |
/s/ Bennett K. Hatfield | 02/24/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |