SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
McKenna Robert J

(Last) (First) (Middle)
8031 AVONIA ROAD

(Street)
FAIRVIEW PA 16415

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SPECTRUM CONTROL INC [ SPEC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice-President
3. Date of Earliest Transaction (Month/Day/Year)
11/01/2005
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/28/2006 F 8,742 D $7.87 9,462 D
Common Stock 03/28/2006 M 1,258 A $6.88 10,720 D
Common Stock 5,356 I Held jointly with spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Options $7.6 (1) 01/19/2010 Common Stock 15,000 15,000 D
Incentive Stock Options $6.88 03/28/2006 M 10,000 (2) 04/16/2006 Common Stock 10,000 $7.87(7) 0 D
Incentive Stock Options $5.27 (3) 03/07/2007 Common Stock 19,000 19,000 D
Non-qualified Stock Options $5.27 (3) 03/07/2007 Common Stock 6,000 6,000 D
Incentive Stock Options $5.05 (4) 01/28/2008 Common Stock 15,000 15,000 D
Incentive Stock Options $8.68 (5) 01/19/2009 Common Stock 12,000 12,000 D
Non-qualified Stock Options $8.68 (5) 01/19/2009 Common Stock 1,500 1,500 D
Non-qualified Stock Options $6.31 11/01/2005 A 30,000 (6) 11/01/2010 Common Stock 30,000 (7) 30,000 D
Explanation of Responses:
1. 1/3rd of the options are exercisable on 1/19/07, 1/3rd are exercisable on 1/19/08 and the final 1/3rd are exercisable on 1/19/09.
2. All of the options are currently exercisable.
3. 2/3rds of the options are currently exercisable and the final 1/3rd are exercisable on 3/7/06.
4. 1/3rd of the options are currently exercisable, 1/3rd are exercisable on 1/28/06 and the final 1/3rd are exercisable on 1/28/07.
5. 1/3rd of the options are exercisable on 1/19/06, 1/3rd are exercisable on 1/19/07 and the final 1/3rd are exercisable on 1/19/08.
6. 1/3rd of the options are exercisable on 11/1/07, 1/3rd are exercisable on 11/1/08 and the final 1/3rd are exercisable on 11/1/09.
7. All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan.
Remarks:
John P. Leemhuis, Jr. Attorney in fact for Robert J. McKenna. 03/30/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.