0001126328-14-000142.txt : 20140513 0001126328-14-000142.hdr.sgml : 20140513 20140513170441 ACCESSION NUMBER: 0001126328-14-000142 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140513 EFFECTIVENESS DATE: 20140513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 14838198 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 03-31-2014 03-31-2014 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203-322-0189 Joseph A. Hanczor Stamford CT 05-09-2014 0 17 239616 false INFORMATION TABLE 2 spectrum033114.inftab.xml BARCLAYS BANK PLCADR PFD SR 506739H36220295780292SHSOLE 78029200BARCLAYS BANK PLCADS7.75%PFD S406739H51119584754921SHSOLE 75492100BARCLAYS BANK PLCSP ADR 7.1%PF306739H776295591151502SHSOLE 115150200BARCLAYS BK PLCADR 2 PREF 206739F3903199126583SHSOLE 12658300BLACKROCK CR ALLCTN INC TRCOM092508100165581224706SHSOLE 122470600HANCOCK JOHN PFD INCOME FD ICOM41021P10311773679727SHSOLE 67972700HSBC HLDGS PLCADR A 1/40PF A404280604397331561210SHSOLE 156121000KEYCORP NEWPFD 7.75% SR A49326740512179362SHSOLE 936200NATIONAL WESTMINSTER BK PLCSPON ADR C63853988227210623SHSOLE 1062300ROYAL BK SCOTLAND GROUP PLCSP ADR PREF S78009773927712011SHSOLE 1201100ROYAL BK SCOTLAND GROUP PLCADR PREF SHS R78009774734215517SHSOLE 1551700ROYAL BK SCOTLAND GROUP PLCADR PREF SHS Q7800977547108301200SHSOLE 30120000ROYAL BK SCOTLAND GROUP PLCADR PREF SER N780097770148865817SHSOLE 6581700ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF780097788268071242368SHSOLE 124236800ROYAL BK SCOTLAND GROUP PLCSP ADR PREF M78009779643018843SHSOLE 1884300ROYAL BK SCOTLAND GROUP PLCSPON ADR SER H780097879135454143SHSOLE 5414300WELLS FARGO & CO NEWPERP PFD CNV A9497468045962050827SHSOLE 5082700