0001085146-11-000837.txt : 20110809 0001085146-11-000837.hdr.sgml : 20110809 20110808215329 ACCESSION NUMBER: 0001085146-11-000837 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110809 DATE AS OF CHANGE: 20110808 EFFECTIVENESS DATE: 20110809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SFE Investment Counsel CENTRAL INDEX KEY: 0001317784 IRS NUMBER: 953176708 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11318 FILM NUMBER: 111018670 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BOULEVARD STREET 2: SUITE 1950 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-612-0220 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BOULEVARD STREET 2: SUITE 1950 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 sfe2q2011.txt SFE INVESTMENT COUNSEL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SFE Investment Counsel Address: 801 South Figueroa Street, Suite 2100 Los Angeles, CA 90017 13F File Number: 028-11318 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jon Michael Kmett Title: President Phone: 213-612-0220 Signature, Place, and Date of Signing: /s/ Jon Michael Kmett Los Angeles, CA August 08, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 77 Form 13F Information Table Value Total: $154,446 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 2615 27575 SH SOLE 27575 0 0 ABBOTT LABS COM 002824100 4704 89390 SH SOLE 89390 0 0 ANTARES PHARMA INC COM 036642106 99 45000 SH SOLE 45000 0 0 APPLE INC COM 037833100 4499 13403 SH SOLE 13403 0 0 APPLIED MATLS INC COM 038222105 183 14050 SH SOLE 14050 0 0 AT&T INC COM 00206R102 302 9623 SH SOLE 9623 0 0 AZZ INC COM 002474104 1627 35532 SH SOLE 35532 0 0 BANK OF AMERICA CORPORATION COM 060505104 143 13003 SH SOLE 13003 0 0 BE AEROSPACE INC COM 073302101 1717 42080 SH SOLE 42080 0 0 BECTON DICKINSON & CO COM 075887109 5670 65796 SH SOLE 65796 0 0 BED BATH & BEYOND INC COM 075896100 480 8230 SH SOLE 8230 0 0 BOEING CO COM 097023105 3030 40980 SH SOLE 40980 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 6618 340065 SH SOLE 340065 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1426 22094 SH SOLE 22094 0 0 CAPSTEAD MTG CORP COM NO PAR 14067e506 211 15750 SH SOLE 15750 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1331 44815 SH SOLE 44815 0 0 CHEVRON CORP NEW COM 166764100 336 3265 SH SOLE 3265 0 0 CISCO SYS INC COM 17275R102 2175 139360 SH SOLE 139360 0 0 CLEAN HARBORS INC COM 184496107 208 2016 SH SOLE 2016 0 0 COLGATE PALMOLIVE CO COM 194162103 467 5342 SH SOLE 5342 0 0 CONSOLIDATED EDISON INC COM 209115104 806 15145 SH SOLE 15145 0 0 CORNING INC COM 219350105 3691 203388 SH SOLE 203388 0 0 COSTCO WHSL CORP NEW COM 22160K105 1535 18890 SH SOLE 18890 0 0 DELUXE CORP COM 248019101 847 34295 SH SOLE 34295 0 0 DOMINION RES INC VA NEW COM 25746u109 3223 66765 SH SOLE 66765 0 0 DONALDSON INC COM 257651109 4722 77823 SH SOLE 77823 0 0 DUKE ENERGY CORP NEW COM 26441c105 245 12993 SH SOLE 12993 0 0 E M C CORP MASS COM 268648102 3293 119520 SH SOLE 119520 0 0 EATON CORP COM 278058102 528 10257 SH SOLE 10257 0 0 EXXON MOBIL CORP COM 30231G102 745 9154 SH SOLE 9154 0 0 FIRST SOLAR INC COM 336433107 531 4012 SH SOLE 4012 0 0 FLY LEASING LTD SPONSORED ADR 34407d109 7109 536562 SH SOLE 536562 0 0 GENCO SHIPPING & TRADING LTD SHS y2685t107 1106 147080 SH SOLE 147080 0 0 GENERAL ELECTRIC CO COM 369604103 405 21450 SH SOLE 21450 0 0 GOOGLE INC CL A 38259p508 532 1050 SH SOLE 1050 0 0 HARLEY DAVIDSON INC COM 412822108 201 4910 SH SOLE 4910 0 0 HCP INC COM 40414l109 304 8290 SH SOLE 8290 0 0 HEALTHCARE SVCS GRP INC COM 421906108 1009 62092 SH SOLE 62092 0 0 HEINZ H J CO COM 423074103 2325 43645 SH SOLE 43645 0 0 HELMERICH & PAYNE INC COM 423452101 646 9775 SH SOLE 9775 0 0 HEXCEL CORP NEW COM 428291108 207 9470 SH SOLE 9470 0 0 INTEL CORP COM 458140100 2942 132756 SH SOLE 132756 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1119 6520 SH SOLE 6520 0 0 ITC HLDGS CORP COM 465685105 489 6820 SH SOLE 6820 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 4848 112091 SH SOLE 112091 0 0 JOHNSON & JOHNSON COM 478160104 1038 15605 SH SOLE 15605 0 0 KAYNE ANDERSON MLP INVSMNT C COM 486606106 4686 154900 SH SOLE 154900 0 0 KEYCORP NEW COM 493267108 105 12596 SH SOLE 12596 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3374 46472 SH SOLE 46472 0 0 LOWES COS INC COM 548661107 2721 116725 SH SOLE 116725 0 0 MORGAN STANLEY INDIA INVS FD COM 61745c105 275 12542 SH SOLE 12542 0 0 NEXTERA ENERGY INC COM 65339F101 3436 59805 SH SOLE 59805 0 0 NOKIA CORP SPONSORED ADR 654902204 1501 233760 SH SOLE 233760 0 0 NORDIC AMERICAN TANKER SHIPP COM g65773106 4536 199485 SH SOLE 199485 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 869 8355 SH SOLE 8355 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268n103 4393 51503 SH SOLE 51503 0 0 PENN VA RESOURCES PARTNERS L COM 707884102 2917 108270 SH SOLE 108270 0 0 PLUM CREEK TIMBER CO INC COM 729251108 4921 121391 SH SOLE 121391 0 0 PROVIDENT ENERGY LTD NEW COM 74386V100 3505 392525 SH SOLE 392525 0 0 QUALCOMM INC COM 747525103 3740 65850 SH SOLE 65850 0 0 RLI CORP COM 749607107 354 5710 SH SOLE 5710 0 0 RPM INTL INC COM 749685103 862 37453 SH SOLE 37453 0 0 SIGMA ALDRICH CORP COM 826552101 4753 64770 SH SOLE 64770 0 0 STERIS CORP COM 859152100 1401 40040 SH SOLE 40040 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 2534 48473 SH SOLE 48473 0 0 TENNANT CO COM 880345103 594 14885 SH SOLE 14885 0 0 TOWERSTREAM CORP COM 892000100 62 12500 SH SOLE 12500 0 0 U S G CORP COM NEW 903293405 143 10005 SH SOLE 10005 0 0 UNITED NAT FOODS INC COM 911163103 2121 49711 SH SOLE 49711 0 0 US BANCORP DEL COM NEW 902973304 2316 90787 SH SOLE 90787 0 0 VARIAN MED SYS INC COM 92220p105 567 8091 SH SOLE 8091 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5180 139136 SH SOLE 139136 0 0 VOLCANO CORPORATION COM 928645100 2165 67047 SH SOLE 67047 0 0 WALGREEN CO COM 931422109 3515 82790 SH SOLE 82790 0 0 WELLS FARGO & CO NEW COM 949746101 3689 131475 SH SOLE 131475 0 0 WHOLE FOODS MKT INC COM 966837106 412 6500 SH SOLE 6500 0 0 XCEL ENERGY INC COM 98389b100 512 21070 SH SOLE 21070 0 0