0001085146-11-000522.txt : 20110503
0001085146-11-000522.hdr.sgml : 20110503
20110502214804
ACCESSION NUMBER: 0001085146-11-000522
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110503
DATE AS OF CHANGE: 20110502
EFFECTIVENESS DATE: 20110503
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SFE Investment Counsel
CENTRAL INDEX KEY: 0001317784
IRS NUMBER: 953176708
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11318
FILM NUMBER: 11802687
BUSINESS ADDRESS:
STREET 1: 1000 WILSHIRE BOULEVARD
STREET 2: SUITE 1950
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-612-0220
MAIL ADDRESS:
STREET 1: 1000 WILSHIRE BOULEVARD
STREET 2: SUITE 1950
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
13F-HR
1
sfe1q2011.txt
SFE INVESTMENT COUNSEL
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: SFE Investment Counsel
Address: 801 South Figueroa Street, Suite 2100
Los Angeles, CA 90017
13F File Number: 028-11318
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jon Michael Kmett
Title: President
Phone: 213-612-0220
Signature, Place, and Date of Signing:
/s/ Jon Michael Kmett Los Angeles, CA April 29, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 75
Form 13F Information Table Value Total: $153,144 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 2326 24880 SH Sole 24880
ABBOTT LABS COM 002824100 3382 68945 SH Sole 68945
ANTARES PHARMA INC COM 036642106 81 45000 SH Sole 45000
APPLE INC COM 037833100 4613 13236 SH Sole 13236
APPLIED MATLS INC COM 038222105 182 11650 SH Sole 11650
AT&T INC COM 00206R102 215 7035 SH Sole 7035
AZZ INC COM 002474104 1698 37243 SH Sole 37243
BANK OF AMERICA CORPORATION COM 060505104 176 13203 SH Sole 13203
BE AEROSPACE INC COM 073302101 1533 43140 SH Sole 43140
BECTON DICKINSON & CO COM 075887109 5371 67459 SH Sole 67459
BED BATH & BEYOND INC COM 075896100 390 8080 SH Sole 8080
BOEING CO COM 097023105 3029 40965 SH Sole 40965
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 7225 332480 SH Sole 332480
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1387 21829 SH Sole 21829
CAPSTEAD MTG CORP COM NO PAR 14067e506 214 16750 SH Sole 16750
CHESAPEAKE ENERGY CORP COM 165167107 1451 43290 SH Sole 43290
CHEVRON CORP NEW COM 166764100 375 3485 SH Sole 3485
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 201 4950 SH Sole 4950
CISCO SYS INC COM 17275R102 1854 108078 SH Sole 108078
CITIGROUP INC COM 172967101 195 44033 SH Sole 44033
CLEAN HARBORS INC COM 184496107 210 2133 SH Sole 2133
COLGATE PALMOLIVE CO COM 194162103 431 5342 SH Sole 5342
CONSOLIDATED EDISON INC COM 209115104 733 14445 SH Sole 14445
CORNING INC COM 219350105 4141 200748 SH Sole 200748
COSTCO WHSL CORP NEW COM 22160K105 1500 20460 SH Sole 20460
DELUXE CORP COM 248019101 404 15225 SH Sole 15225
DOMINION RES INC VA NEW COM 25746u109 3058 68405 SH Sole 68405
DONALDSON INC COM 257651109 4896 79880 SH Sole 79880
E M C CORP MASS COM 268648102 3263 122840 SH Sole 122840
EATON CORP COM 278058102 512 9228 SH Sole 9228
EXXON MOBIL CORP COM 30231G102 727 8645 SH Sole 8645
FIRST SOLAR INC COM 336433107 498 3094 SH Sole 3094
FLY LEASING LTD SPONSORED ADR 34407d109 7210 521344 SH Sole 521344
GENCO SHIPPING & TRADING LTD SHS y2685t107 1483 137715 SH Sole 137715
GENERAL ELECTRIC CO COM 369604103 431 21479 SH Sole 21479
GOOGLE INC CL A 38259p508 745 1270 SH Sole 1270
HARLEY DAVIDSON INC COM 412822108 209 4910 SH Sole 4910
HEALTHCARE SVCS GRP INC COM 421906108 601 34182 SH Sole 34182
HEINZ H J CO COM 423074103 2042 41825 SH Sole 41825
HELMERICH & PAYNE INC COM 423452101 737 10725 SH Sole 10725
INTEL CORP COM 458140100 2145 106271 SH Sole 106271
INTERNATIONAL BUSINESS MACHS COM 459200101 1155 7080 SH Sole 7080
ITC HLDGS CORP COM 465685105 480 6872 SH Sole 6872
JACOBS ENGR GROUP INC DEL COM 469814107 5618 109234 SH Sole 109234
JOHNSON & JOHNSON COM 478160104 1620 27345 SH Sole 27345
KAYNE ANDERSON MLP INVSMNT C COM 486606106 4514 138155 SH Sole 138155
KEYCORP NEW COM 493267108 112 12596 SH Sole 12596
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3354 45268 SH Sole 45268
LOWES COS INC COM 548661107 2846 107680 SH Sole 107680
MORGAN STANLEY INDIA INVS FD COM 61745c105 292 12142 SH Sole 12142
NEXTERA ENERGY INC COM 65339F101 3340 60590 SH Sole 60590
NOKIA CORP SPONSORED ADR 654902204 1805 212130 SH Sole 212130
NORDIC AMERICAN TANKER SHIPP COM g65773106 4685 188620 SH Sole 188620
OCCIDENTAL PETE CORP DEL COM 674599105 825 7900 SH Sole 7900
ONEOK PARTNERS LP UNIT LTD PARTN 68268n103 4429 53784 SH Sole 53784
PENN VA RESOURCES PARTNERS L COM 707884102 2565 92615 SH Sole 92615
PLUM CREEK TIMBER CO INC COM 729251108 5163 118386 SH Sole 118386
PROVIDENT ENERGY LTD NEW COM 74386V100 3563 384315 SH Sole 384315
QUALCOMM INC COM 747525103 3756 68495 SH Sole 68495
RLI CORP COM 749607107 329 5710 SH Sole 5710
RPM INTL INC COM 749685103 877 36953 SH Sole 36953
SIGMA ALDRICH CORP COM 826552101 4395 69065 SH Sole 69065
STERIS CORP COM 859152100 1235 35770 SH Sole 35770
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 2663 47185 SH Sole 47185
TENNANT CO COM 880345103 607 14445 SH Sole 14445
TOWERSTREAM CORP COM 892000100 68 17500 SH Sole 17500
UNITED NAT FOODS INC COM 911163103 2348 52395 SH Sole 52395
US BANCORP DEL COM NEW 902973304 2400 90787 SH Sole 90787
VARIAN MED SYS INC COM 92220p105 560 8285 SH Sole 8285
VERIZON COMMUNICATIONS INC COM 92343V104 5410 140361 SH Sole 140361
VOLCANO CORPORATION COM 928645100 1858 72585 SH Sole 72585
WALGREEN CO COM 931422109 3546 88348 SH Sole 88348
WELLS FARGO & CO NEW COM 949746101 3916 123495 SH Sole 123495
WHOLE FOODS MKT INC COM 966837106 442 6700 SH Sole 6700
XCEL ENERGY INC COM 98389b100 494 20670 SH Sole 20670