0001085146-11-000522.txt : 20110503 0001085146-11-000522.hdr.sgml : 20110503 20110502214804 ACCESSION NUMBER: 0001085146-11-000522 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110503 DATE AS OF CHANGE: 20110502 EFFECTIVENESS DATE: 20110503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SFE Investment Counsel CENTRAL INDEX KEY: 0001317784 IRS NUMBER: 953176708 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11318 FILM NUMBER: 11802687 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BOULEVARD STREET 2: SUITE 1950 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-612-0220 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BOULEVARD STREET 2: SUITE 1950 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 sfe1q2011.txt SFE INVESTMENT COUNSEL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SFE Investment Counsel Address: 801 South Figueroa Street, Suite 2100 Los Angeles, CA 90017 13F File Number: 028-11318 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jon Michael Kmett Title: President Phone: 213-612-0220 Signature, Place, and Date of Signing: /s/ Jon Michael Kmett Los Angeles, CA April 29, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 75 Form 13F Information Table Value Total: $153,144 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 2326 24880 SH Sole 24880 ABBOTT LABS COM 002824100 3382 68945 SH Sole 68945 ANTARES PHARMA INC COM 036642106 81 45000 SH Sole 45000 APPLE INC COM 037833100 4613 13236 SH Sole 13236 APPLIED MATLS INC COM 038222105 182 11650 SH Sole 11650 AT&T INC COM 00206R102 215 7035 SH Sole 7035 AZZ INC COM 002474104 1698 37243 SH Sole 37243 BANK OF AMERICA CORPORATION COM 060505104 176 13203 SH Sole 13203 BE AEROSPACE INC COM 073302101 1533 43140 SH Sole 43140 BECTON DICKINSON & CO COM 075887109 5371 67459 SH Sole 67459 BED BATH & BEYOND INC COM 075896100 390 8080 SH Sole 8080 BOEING CO COM 097023105 3029 40965 SH Sole 40965 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 7225 332480 SH Sole 332480 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1387 21829 SH Sole 21829 CAPSTEAD MTG CORP COM NO PAR 14067e506 214 16750 SH Sole 16750 CHESAPEAKE ENERGY CORP COM 165167107 1451 43290 SH Sole 43290 CHEVRON CORP NEW COM 166764100 375 3485 SH Sole 3485 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 201 4950 SH Sole 4950 CISCO SYS INC COM 17275R102 1854 108078 SH Sole 108078 CITIGROUP INC COM 172967101 195 44033 SH Sole 44033 CLEAN HARBORS INC COM 184496107 210 2133 SH Sole 2133 COLGATE PALMOLIVE CO COM 194162103 431 5342 SH Sole 5342 CONSOLIDATED EDISON INC COM 209115104 733 14445 SH Sole 14445 CORNING INC COM 219350105 4141 200748 SH Sole 200748 COSTCO WHSL CORP NEW COM 22160K105 1500 20460 SH Sole 20460 DELUXE CORP COM 248019101 404 15225 SH Sole 15225 DOMINION RES INC VA NEW COM 25746u109 3058 68405 SH Sole 68405 DONALDSON INC COM 257651109 4896 79880 SH Sole 79880 E M C CORP MASS COM 268648102 3263 122840 SH Sole 122840 EATON CORP COM 278058102 512 9228 SH Sole 9228 EXXON MOBIL CORP COM 30231G102 727 8645 SH Sole 8645 FIRST SOLAR INC COM 336433107 498 3094 SH Sole 3094 FLY LEASING LTD SPONSORED ADR 34407d109 7210 521344 SH Sole 521344 GENCO SHIPPING & TRADING LTD SHS y2685t107 1483 137715 SH Sole 137715 GENERAL ELECTRIC CO COM 369604103 431 21479 SH Sole 21479 GOOGLE INC CL A 38259p508 745 1270 SH Sole 1270 HARLEY DAVIDSON INC COM 412822108 209 4910 SH Sole 4910 HEALTHCARE SVCS GRP INC COM 421906108 601 34182 SH Sole 34182 HEINZ H J CO COM 423074103 2042 41825 SH Sole 41825 HELMERICH & PAYNE INC COM 423452101 737 10725 SH Sole 10725 INTEL CORP COM 458140100 2145 106271 SH Sole 106271 INTERNATIONAL BUSINESS MACHS COM 459200101 1155 7080 SH Sole 7080 ITC HLDGS CORP COM 465685105 480 6872 SH Sole 6872 JACOBS ENGR GROUP INC DEL COM 469814107 5618 109234 SH Sole 109234 JOHNSON & JOHNSON COM 478160104 1620 27345 SH Sole 27345 KAYNE ANDERSON MLP INVSMNT C COM 486606106 4514 138155 SH Sole 138155 KEYCORP NEW COM 493267108 112 12596 SH Sole 12596 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3354 45268 SH Sole 45268 LOWES COS INC COM 548661107 2846 107680 SH Sole 107680 MORGAN STANLEY INDIA INVS FD COM 61745c105 292 12142 SH Sole 12142 NEXTERA ENERGY INC COM 65339F101 3340 60590 SH Sole 60590 NOKIA CORP SPONSORED ADR 654902204 1805 212130 SH Sole 212130 NORDIC AMERICAN TANKER SHIPP COM g65773106 4685 188620 SH Sole 188620 OCCIDENTAL PETE CORP DEL COM 674599105 825 7900 SH Sole 7900 ONEOK PARTNERS LP UNIT LTD PARTN 68268n103 4429 53784 SH Sole 53784 PENN VA RESOURCES PARTNERS L COM 707884102 2565 92615 SH Sole 92615 PLUM CREEK TIMBER CO INC COM 729251108 5163 118386 SH Sole 118386 PROVIDENT ENERGY LTD NEW COM 74386V100 3563 384315 SH Sole 384315 QUALCOMM INC COM 747525103 3756 68495 SH Sole 68495 RLI CORP COM 749607107 329 5710 SH Sole 5710 RPM INTL INC COM 749685103 877 36953 SH Sole 36953 SIGMA ALDRICH CORP COM 826552101 4395 69065 SH Sole 69065 STERIS CORP COM 859152100 1235 35770 SH Sole 35770 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 2663 47185 SH Sole 47185 TENNANT CO COM 880345103 607 14445 SH Sole 14445 TOWERSTREAM CORP COM 892000100 68 17500 SH Sole 17500 UNITED NAT FOODS INC COM 911163103 2348 52395 SH Sole 52395 US BANCORP DEL COM NEW 902973304 2400 90787 SH Sole 90787 VARIAN MED SYS INC COM 92220p105 560 8285 SH Sole 8285 VERIZON COMMUNICATIONS INC COM 92343V104 5410 140361 SH Sole 140361 VOLCANO CORPORATION COM 928645100 1858 72585 SH Sole 72585 WALGREEN CO COM 931422109 3546 88348 SH Sole 88348 WELLS FARGO & CO NEW COM 949746101 3916 123495 SH Sole 123495 WHOLE FOODS MKT INC COM 966837106 442 6700 SH Sole 6700 XCEL ENERGY INC COM 98389b100 494 20670 SH Sole 20670