-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WgVZ7jg2P3rp+HqDPn/GWfaouNuvnv8U+s0QEQF1rhm2teeUIcCMAx69AuYvO0WI uYTyu85pHhSsOpt/pldHSQ== 0001085146-11-000204.txt : 20110211 0001085146-11-000204.hdr.sgml : 20110211 20110211171255 ACCESSION NUMBER: 0001085146-11-000204 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SFE Investment Counsel CENTRAL INDEX KEY: 0001317784 IRS NUMBER: 953176708 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11318 FILM NUMBER: 11600413 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BOULEVARD STREET 2: SUITE 1950 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-612-0220 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BOULEVARD STREET 2: SUITE 1950 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 sfe4q2010.txt SFE INVESTMENT COUNSEL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SFE Investment Counsel Address: 801 South Figueroa Street, Suite 2100 Los Angeles, CA 90017 13F File Number: 028-11318 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jon Michael Kmett Title: President Phone: 213-612-0220 Signature, Place, and Date of Signing: /s/ Jon Michael Kmett Los Angeles, CA February 11, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 66 Form 13F Information Table Value Total: $134,311 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1043 12080 SH Sole 12080 ABBOTT LABS COM 002824100 560 11680 SH Sole 11680 APPLE INC COM 037833100 4486 13906 SH Sole 13906 AZZ INC COM 002474104 1487 37175 SH Sole 37175 BANK OF AMERICA CORPORATION COM 060505104 176 13203 SH Sole 13203 BE AEROSPACE INC COM 073302101 1405 37955 SH Sole 37955 BECTON DICKINSON & CO COM 075887109 5477 64804 SH Sole 64804 BED BATH & BEYOND INC COM 075896100 363 7380 SH Sole 7380 BOEING CO COM 097023105 2507 38410 SH Sole 38410 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 6460 320756 SH Sole 320756 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1445 21615 SH Sole 21615 CAPSTEAD MTG CORP COM NO PAR 14067e506 237 18800 SH Sole 18800 CHESAPEAKE ENERGY CORP COM 165167107 1509 58225 SH Sole 58225 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 212 6450 SH Sole 6450 CISCO SYS INC COM 17275R102 1364 67403 SH Sole 67403 CITIGROUP INC COM 172967101 222 46920 SH Sole 46920 COLGATE PALMOLIVE CO COM 194162103 334 4150 SH Sole 4150 CONSOLIDATED EDISON INC COM 209115104 636 12840 SH Sole 12840 CORNING INC COM 219350105 4350 225139 SH Sole 225139 COSTCO WHSL CORP NEW COM 22160K105 1515 20985 SH Sole 20985 DELUXE CORP COM 248019101 367 15925 SH Sole 15925 DOMINION RES INC VA NEW COM 25746u109 2974 69615 SH Sole 69615 DONALDSON INC COM 257651109 4998 85764 SH Sole 85764 E M C CORP MASS COM 268648102 2697 117770 SH Sole 117770 EATON CORP COM 278058102 373 3679 SH Sole 3679 EXXON MOBIL CORP COM 30231G102 441 6037 SH Sole 6037 FIRST SOLAR INC COM 336433107 383 2943 SH Sole 2943 FLY LEASING LTD SPONSORED ADR 34407d109 6638 485960 SH Sole 485960 GENCO SHIPPING & TRADING LTD SHS y2685t107 1681 116750 SH Sole 116750 GENERAL ELECTRIC CO COM 369604103 422 23050 SH Sole 23050 GOOGLE INC CL A 38259p508 701 1180 SH Sole 1180 HEINZ H J CO COM 423074103 1870 37815 SH Sole 37815 HELMERICH & PAYNE INC COM 423452101 577 11895 SH Sole 11895 INTEL CORP COM 458140100 1084 51565 SH Sole 51565 INTERNATIONAL BUSINESS MACHS COM 459200101 1047 7135 SH Sole 7135 ITC HLDGS CORP COM 465685105 389 6274 SH Sole 6274 JACOBS ENGR GROUP INC DEL COM 469814107 5332 116303 SH Sole 116303 JOHNSON & JOHNSON COM 478160104 2765 44702 SH Sole 44702 KAYNE ANDERSON MLP INVSMNT C COM 486606106 3822 121435 SH Sole 121435 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3220 45833 SH Sole 45833 LOWES COS INC COM 548661107 2585 103055 SH Sole 103055 MORGAN STANLEY INDIA INVS FD COM 61745c105 307 11972 SH Sole 11972 NEXTERA ENERGY INC COM 65339F101 2909 55955 SH Sole 55955 NOKIA CORP SPONSORED ADR 654902204 1107 107250 SH Sole 107250 NORDIC AMERICAN TANKER SHIPP COM g65773106 3847 147845 SH Sole 147845 OCCIDENTAL PETE CORP DEL COM 674599105 521 5310 SH Sole 5310 ONEOK PARTNERS LP UNIT LTD PARTN 68268n103 4407 55436 SH Sole 55436 PENN VA RESOURCES PARTNERS L COM 707884102 2942 103895 SH Sole 103895 PLUM CREEK TIMBER CO INC COM 729251108 4053 108225 SH Sole 108225 POWER INTEGRATIONS INC COM 739276103 1053 26210 SH Sole 26210 PROVIDENT ENERGY TR TR UNIT 74386k104 2398 301630 SH Sole 301630 QUALCOMM INC COM 747525103 3627 73285 SH Sole 73285 RLI CORP COM 749607107 296 5635 SH Sole 5635 RPM INTL INC COM 749685103 797 36053 SH Sole 36053 SIGMA ALDRICH CORP COM 826552101 4555 68440 SH Sole 68440 STERIS CORP COM 859152100 590 16180 SH Sole 16180 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 2688 47915 SH Sole 47915 TENNANT CO COM 880345103 498 12965 SH Sole 12965 UNITED NAT FOODS INC COM 911163103 2057 56075 SH Sole 56075 VARIAN MED SYS INC COM 92220p105 590 8509 SH Sole 8509 VERIZON COMMUNICATIONS INC COM 92343V104 4865 135976 SH Sole 135976 VOLCANO CORPORATION COM 928645100 1951 71429 SH Sole 71429 WALGREEN CO COM 931422109 3704 95068 SH Sole 95068 WELLS FARGO & CO NEW COM 949746101 3730 120355 SH Sole 120355 WHOLE FOODS MKT INC COM 966837106 369 7300 SH Sole 7300 XCEL ENERGY INC COM 98389b100 296 12550 SH Sole 12550
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