<SEC-DOCUMENT>0001193125-11-294129.txt : 20111103 <SEC-HEADER>0001193125-11-294129.hdr.sgml : 20111103 <ACCEPTANCE-DATETIME>20111103085555 ACCESSION NUMBER: 0001193125-11-294129 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111103 DATE AS OF CHANGE: 20111103 EFFECTIVENESS DATE: 20111103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Li Winifred I CENTRAL INDEX KEY: 0001317264 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11153 FILM NUMBER: 111176219 MAIL ADDRESS: STREET 1: ROPES & GRAY LLP STREET 2: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110-2624 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>d250404d13fhr.txt <DESCRIPTION>FORM 13F-HR <TEXT> <PAGE> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVERPAGE Report for the Calendar Quarter Ended: 09/30/11 If amended report check here: [_]; Amendment Number: ___________ Institutional Investment Manager Filing this Report: Name: Winifred I. Li Address: 800 Boylston Street Boston Ma 02199-3600 Form 13F File Number: 28-11153 The institutional investment manager filing this report and the person by whom it is signed here by represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, that that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Title: Phone: Signature, Place, and Date of Signing: /s/ Winifred I. Li Boston, Ma. 11/3/11 ------------------------------------ --------------------- ----------------- (Signature) (City, State) (Date) [_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and apportion are reported by other reporting manager(s).) <PAGE> FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 407 Form 13F Information Table Value Total: $82,937,000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 14 801-69700 Barclays Capital, Inc. <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> 3M CO COMMON STOCK 88579Y101 77 1,071 SHARES SHARED - Other 1,071 3M CO COMMON STOCK 88579Y101 636 8,860 SHARES SHARED - Other 14 8,860 ABB LTD-SPON ADR COMMON STOCK 000375204 438 25,625 SHARES SHARED - Other 25,625 ABB LTD-SPON ADR COMMON STOCK 000375204 242 14,163 SHARES SHARED - Other 14 14,163 ABBOTT LABS COMMON STOCK 002824100 1,233 24,120 SHARES SHARED - Other 24,120 ABBOTT LABS COMMON STOCK 002824100 380 7,421 SHARES SHARED - Other 14 7,421 ACCENTURE PLC CL A COMMON STOCK G1151C101 532 10,095 SHARES SHARED - Other 14 10,095 ACE LIMITED COMMON STOCK H0023R105 707 11,661 SHARES SHARED - Other 11,661 ACUITY BRANDS INC COMMON STOCK 00508Y102 56 1,560 SHARES SHARED - Other 14 1,560 ADOBE SYS INC COMMON STOCK 00724F101 3 120 SHARES SHARED - Other 120 AGL RES INC COMMON STOCK 001204106 163 4,000 SHARES SHARED - Other 4,000 AIR PRODUCTS & CHEMICALS INC COMMON STOCK 009158106 395 5,166 SHARES SHARED - Other 5,166 ALLEGHENY TECHNOLOGIES INC COMMON STOCK 01741R102 67 1,800 SHARES SHARED - Other 1,800 ALLERGAN INC COMMON STOCK 018490102 45 550 SHARES SHARED - Other 550 ALLETE INC COMMON STOCK 018522300 49 1,340 SHARES SHARED - Other 14 1,340 ALLIANCE MASTER LIMITED HOLDING GP LP PARTNERSHIP 01861G100 150 3,400 SHARES SHARED - Other 3,400 ALLIANT CORP COMMON STOCK 018802108 112 2,900 SHARES SHARED - Other 14 2,900 AMC NETWORKS-A COMMON STOCK 00164V103 17 522 SHARES SHARED - Other 14 522 AMERICAN CAMPUS COMMUNITIES REIT REIT 024835100 147 3,950 SHARES SHARED - Other 14 3,950 AMERICAN EXPRESS CO COMMON STOCK 025816109 852 18,976 SHARES SHARED - Other 14 18,976 AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 491 13,175 SHARES SHARED - Other 14 13,175 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> ANHEUSER-BUSCH INVEV SPONS ADR COMMON STOCK 03524A108 21 400 SHARES SHARED - Other 400 APACHE CORP COMMON STOCK 037411105 192 2,397 SHARES SHARED - Other 14 2,397 APOLLO INV CORPORATION COMMON STOCK 03761U106 75 10,000 SHARES SHARED - Other 14 10,000 APPLE INC COMMON STOCK 037833100 1,003 2,630 SHARES SHARED - Other 2,630 APPLE INC COMMON STOCK 037833100 506 1,327 SHARES SHARED - Other 14 1,327 APPLIED MATERIALS INC COMMON STOCK 038222105 19 1,830 SHARES SHARED - Other 1,830 AQUA AMERICA INC COMMON STOCK 03836W103 71 3,300 SHARES SHARED - Other 14 3,300 ARRIS GROUP INC COMMON STOCK 04269Q100 25 2,390 SHARES SHARED - Other 14 2,390 AT&T INC COMMON STOCK 00206R102 692 24,253 SHARES SHARED - Other 24,253 ATMEL CORP COMMON STOCK 049513104 48 5,890 SHARES SHARED - Other 14 5,890 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 668 14,157 SHARES SHARED - Other 14,157 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 397 8,428 SHARES SHARED - Other 14 8,428 AVIS BUDGET GROUP COMMON STOCK 053774105 37 3,870 SHARES SHARED - Other 14 3,870 AVNET INC COMMON STOCK 053807103 45 1,730 SHARES SHARED - Other 14 1,730 BABCOCK & WILCOX COMMON STOCK 05615F102 39 2,020 SHARES SHARED - Other 14 2,020 BAKER HUGHES INC COMMON STOCK 057224107 23 500 SHARES SHARED - Other 14 500 BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 499 26,865 SHARES SHARED - Other 14 26,865 BELO CORPORATION COMMON STOCK 080555105 13 2,560 SHARES SHARED - Other 14 2,560 BENEFICIAL MUTUAL BANCORP INC COMMON STOCK 08173R104 31 4,100 SHARES SHARED - Other 14 4,100 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 298 4,197 SHARES SHARED - Other 4,197 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 599 8,435 SHARES SHARED - Other 14 8,435 BHP BILLITON LTD ADR COMMON STOCK 088606108 142 2,137 SHARES SHARED - Other 2,137 BILL BARRETT CONV 5.000% BONDPAYING PERIODIC 3/15/28 INCOME 06846NAA2 95 95,000 PAR VALUE SHARED - Other 14 95,000 BILL BARRETT COR COMMON STOCK 06846N104 18 490 SHARES SHARED - Other 14 490 BOEING CO COMMON STOCK 097023105 219 3,615 SHARES SHARED - Other 3,615 BP PLC SPONS ADR COMMON STOCK 055622104 88 2,450 SHARES SHARED - Other 2,450 BRINKS CO COMMON STOCK 109696104 68 2,910 SHARES SHARED - Other 14 2,910 BROADRIDGE FINL SOLUTIONS INC COMMON STOCK 11133T103 74 3,680 SHARES SHARED - Other 14 3,680 BROOKS AUTOMATION INC COMMON STOCK 114340102 16 1,960 SHARES SHARED - Other 14 1,960 CABLEVISION NY GROUP CL A COMMON STOCK 12686C109 33 2,090 SHARES SHARED - Other 14 2,090 CABOT OIL & GAS CORP COMMON STOCK 127097103 232 3,745 SHARES SHARED - Other 14 3,745 CAE INC COMMON STOCK 124765108 35 3,800 SHARES SHARED - Other 14 3,800 CAMECO CORP COMMON STOCK 13321L108 46 2,520 SHARES SHARED - Other 14 2,520 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 1,494 22,432 SHARES SHARED - Other 22,432 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 53 800 SHARES SHARED - Other 14 800 CAPITOL FEDERAL FINANCIAL INC. COMMON STOCK 14057J101 52 4,930 SHARES SHARED - Other 14 4,930 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> CARRIZO OIL & GAS INC COMMON STOCK 144577103 33 1,540 SHARES SHARED - Other 14 1,540 CATERPILLAR INC COMMON STOCK 149123101 238 3,225 SHARES SHARED - Other 3,225 CATERPILLAR INC COMMON STOCK 149123101 90 1,225 SHARES SHARED - Other 14 1,225 CBOE HOLDINGS INC COMMON STOCK 12503M108 36 1,470 SHARES SHARED - Other 14 1,470 CENOVUS ENERGY INC COMMON STOCK 15135U109 341 11,098 SHARES SHARED - Other 14 11,098 CENTERPOINT ENERGY INC COMMON STOCK 15189T107 196 10,000 SHARES SHARED - Other 14 10,000 CHEMTURA CORP COMMON STOCK 163893209 46 4,620 SHARES SHARED - Other 14 4,620 CHEVRON CORP COMMON STOCK 166764100 638 6,894 SHARES SHARED - Other 6,894 CHEVRON CORP COMMON STOCK 166764100 313 3,382 SHARES SHARED - Other 14 3,382 CHICAGO BRIDGE & IRON CO COMMON STOCK 167250109 64 2,230 SHARES SHARED - Other 14 2,230 CHINA MOBILE LIMITED SPONS ADR COMMON STOCK 16941M109 73 1,500 SHARES SHARED - Other 14 1,500 CHUBB CORP COMMON STOCK 171232101 139 2,322 SHARES SHARED - Other 2,322 CHUNGHWA TELECOM LTD SPONS ADR COMMON STOCK 17133Q502 116 3,520 SHARES SHARED - Other 14 3,520 CHURCH & DWIGHT INC COMMON STOCK 171340102 200 4,525 SHARES SHARED - Other 14 4,525 CINCINNATI BELL INC COMMON STOCK 171871106 42 13,520 SHARES SHARED - Other 14 13,520 CINTAS CORP COMMON STOCK 172908105 320 11,385 SHARES SHARED - Other 14 11,385 CIRCOR INTL INC COMMON STOCK 17273K109 41 1,400 SHARES SHARED - Other 14 1,400 CISCO SYSTEMS INC COMMON STOCK 17275R102 863 55,703 SHARES SHARED - Other 55,703 CISCO SYSTEMS INC COMMON STOCK 17275R102 61 3,946 SHARES SHARED - Other 14 3,946 COCA COLA CO COMMON STOCK 191216100 406 6,003 SHARES SHARED - Other 6,003 COCA COLA CO COMMON STOCK 191216100 41 600 SHARES SHARED - Other 14 600 COGNEX CORP COMMON STOCK 192422103 21 790 SHARES SHARED - Other 14 790 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> COLGATE PALMOLIVE CO COMMON STOCK 194162103 16 175 SHARES SHARED - Other 175 COMERICA INC COMMON STOCK 200340107 255 11,115 SHARES SHARED - Other 14 11,115 COMPANHIA ENERGETICA DE MINAS GERAIS COMMON STOCK 204409601 370 24,928 SHARES SHARED - Other 24,928 COMPASS MINERALS COMMON STOCK 20451N101 41 620 SHARES SHARED - Other 14 620 CONOCOPHILLIPS COMMON STOCK 20825C104 578 9,129 SHARES SHARED - Other 9,129 COVANTA CONV BONDPAYING PERIODIC 1.000% 2/01/27 INCOME 22282EAA0 100 100,000 PAR VALUE SHARED - Other 14 100,000 COVIDIEN PLC COMMON STOCK G2554F113 7 165 SHARES SHARED - Other 165 COVIDIEN PLC COMMON STOCK G2554F113 419 9,495 SHARES SHARED - Other 14 9,495 CUMMINS INC COMMON STOCK 231021106 82 1,000 SHARES SHARED - Other 14 1,000 CVS CAREMARK CORP COMMON STOCK 126650100 226 6,725 SHARES SHARED - Other 6,725 DANA HOLDING CORP COMMON STOCK 235825205 36 3,420 SHARES SHARED - Other 14 3,420 DANAHER CORP COMMON STOCK 235851102 344 8,213 SHARES SHARED - Other 14 8,213 DELTIC TIMBER CORP COMMON STOCK 247850100 65 1,090 SHARES SHARED - Other 14 1,090 DENBURY RES INC COMMON STOCK 247916208 115 10,000 SHARES SHARED - Other 10,000 DENBURY RES INC COMMON STOCK 247916208 65 5,659 SHARES SHARED - Other 14 5,659 DENNY'S CORPORATION COMMON STOCK 24869P104 19 5,610 SHARES SHARED - Other 14 5,610 DEVON ENERGY CORPORATION NEW COMMON STOCK 25179M103 8 145 SHARES SHARED - Other 145 DEVON ENERGY CORPORATION NEW COMMON STOCK 25179M103 484 8,733 SHARES SHARED - Other 14 8,733 DIAGEO PLC ADR COMMON STOCK 25243Q205 417 5,490 SHARES SHARED - Other 14 5,490 DIEBOLD INC COMMON STOCK 253651103 18 640 SHARES SHARED - Other 14 640 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> DIGITAL REALTY TRUST INC REIT REIT 253868103 105 1,900 SHARES SHARED - Other 14 1,900 DINEEQUITY INC COMMON STOCK 254423106 44 1,140 SHARES SHARED - Other 14 1,140 DISCOVERY COMMUNICATIONS CL C COMMON STOCK 25470F302 72 2,040 SHARES SHARED - Other 14 2,040 DISNEY WALT CO NEW COMMON STOCK 254687106 213 7,054 SHARES SHARED - Other 7,054 DRESSER-RAND GRO COMMON STOCK 261608103 40 990 SHARES SHARED - Other 14 990 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 1,027 25,684 SHARES SHARED - Other 25,684 DUKE ENERGY CORP COMMON STOCK 26441C105 84 4,220 SHARES SHARED - Other 4,220 DUKE REALTY CORP REIT REIT 264411505 74 7,000 SHARES SHARED - Other 7,000 EBAY INC COMMON STOCK 278642103 118 4,000 SHARES SHARED - Other 4,000 ECOLAB INC COMMON STOCK 278865100 90 1,850 SHARES SHARED - Other 1,850 ECOPETROL SPONS ADR COMMON STOCK 279158109 109 2,700 SHARES SHARED - Other 14 2,700 EDWARDS LIFESCIENCES CORP COMMON STOCK 28176E108 260 3,650 SHARES SHARED - Other 3,650 EDWARDS LIFESCIENCES CORP COMMON STOCK 28176E108 10 137 SHARES SHARED - Other 14 137 ELECTRONIC ARTS INC COMMON STOCK 285512109 6 275 SHARES SHARED - Other 275 EMC CORP MASS COMMON STOCK 268648102 975 46,467 SHARES SHARED - Other 46,467 EMC CORP MASS COMMON STOCK 268648102 14 685 SHARES SHARED - Other 14 685 EMERSON ELEC CO COMMON STOCK 291011104 467 11,305 SHARES SHARED - Other 11,305 EMERSON ELEC CO COMMON STOCK 291011104 62 1,500 SHARES SHARED - Other 14 1,500 ENERGY TRANSFER MASTER LIMITED PARTNERSHIP 29273V100 52 1,500 SHARES SHARED - Other 1,500 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> ENPRO INDUSTRIES INC COMMON STOCK 29355X107 58 1,960 SHARES SHARED - Other 14 1,960 ENTERPRISE MASTER LIMITED PRODS PARTNERS LP PARTNERSHIP 293792107 550 13,707 SHARES SHARED - Other 13,707 EOG RES INC COMMON STOCK 26875P101 245 3,452 SHARES SHARED - Other 3,452 EOG RES INC COMMON STOCK 26875P101 243 3,423 SHARES SHARED - Other 14 3,423 EQUINIX INC CONV 3.000% BONDPAYING PERIODIC 10/15/14 INCOME 29444UAG1 105 100,000 PAR VALUE SHARED - Other 14 100,000 EXELON CORP COMMON STOCK 30161N101 194 4,557 SHARES SHARED - Other 4,557 EXELON CORP COMMON STOCK 30161N101 170 4,000 SHARES SHARED - Other 14 4,000 EXPRESS SCRIPTS INC CL A COMMON STOCK 302182100 207 5,578 SHARES SHARED - Other 14 5,578 EXXON MOBIL CORP COMMON STOCK 30231G102 2,878 39,626 SHARES SHARED - Other 39,626 EXXON MOBIL CORP COMMON STOCK 30231G102 377 5,184 SHARES SHARED - Other 14 5,184 FEDERAL SIGNAL CORP COMMON STOCK 313855108 12 2,620 SHARES SHARED - Other 14 2,620 FEDERATED INVESTORS INC-CL B COMMON STOCK 314211103 54 3,060 SHARES SHARED - Other 14 3,060 FIRST AMERICAN FINANCIAL CORPORATION COMMON STOCK 31847R102 49 3,840 SHARES SHARED - Other 14 3,840 FIRST NIAGARA FINANCIAL GRP COMMON STOCK 33582V108 38 4,150 SHARES SHARED - Other 14 4,150 FIRSTMERIT CORP COMMON STOCK 337915102 35 3,120 SHARES SHARED - Other 14 3,120 FISERV INC COMMON STOCK 337738108 98 1,926 SHARES SHARED - Other 14 1,926 FLOWERS FOODS INC COMMON STOCK 343498101 82 4,200 SHARES SHARED - Other 14 4,200 FLOWSERVE CORP COMMON STOCK 34354P105 46 620 SHARES SHARED - Other 14 620 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> FLUSHING FINL CORP COMMON STOCK 343873105 15 1,410 SHARES SHARED - Other 14 1,410 FMC TECHNOLOGIES INC COMMON STOCK 30249U101 235 6,241 SHARES SHARED - Other 14 6,241 FORESTAR GROUP INC COMMON STOCK 346233109 25 2,330 SHARES SHARED - Other 14 2,330 FOSTER LB COMPANY COMMON STOCK 350060109 22 990 SHARES SHARED - Other 14 990 FOSTER WHEELER AG COMMON STOCK H27178104 52 2,930 SHARES SHARED - Other 14 2,930 FRANCO NEVADA CORP COMMON STOCK 351858105 186 5,150 SHARES SHARED - Other 14 5,150 FRONTIER COMMUNICATIONS CORP COMMON STOCK 35906A108 13 2,184 SHARES SHARED - Other 2,184 GANNETT INC COMMON STOCK 364730101 27 2,820 SHARES SHARED - Other 14 2,820 GENERAL DYNAMICS CORP COMMON STOCK 369550108 80 1,400 SHARES SHARED - Other 1,400 GENERAL ELECTRIC CO COMMON STOCK 369604103 383 25,151 SHARES SHARED - Other 25,151 GENERAL ELECTRIC CO COMMON STOCK 369604103 368 24,205 SHARES SHARED - Other 14 24,205 GENERAL MLS INC COMMON STOCK 370334104 1,216 31,590 SHARES SHARED - Other 31,590 GENERAL MLS INC COMMON STOCK 370334104 76 1,963 SHARES SHARED - Other 14 1,963 GENUINE PARTS CO COMMON STOCK 372460105 122 2,400 SHARES SHARED - Other 2,400 GILEAD SCIENCES INC COMMON STOCK 375558103 54 1,400 SHARES SHARED - Other 1,400 GLAXO SMITHKLINE SPONSORED ADR COMMON STOCK 37733W105 414 10,020 SHARES SHARED - Other 14 10,020 GLOBAL CROSSING LTD COMMON STOCK G3921A175 28 1,160 SHARES SHARED - Other 14 1,160 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 104 1,100 SHARES SHARED - Other 1,100 GOODRICH CORP. COMMON STOCK 382388106 111 920 SHARES SHARED - Other 14 920 GOODRICH PETROLEUM CORP COMMON STOCK 382410405 14 1,220 SHARES SHARED - Other 14 1,220 GOOGLE INC-CL A COMMON STOCK 38259P508 537 1,042 SHARES SHARED - Other 1,042 GOOGLE INC-CL A COMMON STOCK 38259P508 175 340 SHARES SHARED - Other 14 340 GULFPORT ENERGY CORP COMMON STOCK 402635304 55 2,280 SHARES SHARED - Other 14 2,280 HALLIBURTON CO COMMON STOCK 406216101 79 2,575 SHARES SHARED - Other 2,575 HANESBRANDS INC COMMON STOCK 410345102 79 3,170 SHARES SHARED - Other 14 3,170 HANOVER INSURANCE GROUP INC COMMON STOCK 410867105 49 1,380 SHARES SHARED - Other 14 1,380 HARMONIC LIGHTWAVES INC COMMON STOCK 413160102 23 5,290 SHARES SHARED - Other 14 5,290 HCP INC REIT REIT 40414L109 105 3,000 SHARES SHARED - Other 14 3,000 HEIDRICK & STRUGGLES INTL INC COMMON STOCK 422819102 10 600 SHARES SHARED - Other 14 600 HELMERICH & PAYNE INC COMMON STOCK 423452101 48 1,190 SHARES SHARED - Other 14 1,190 HEWLETT PACKARD CO COMMON STOCK 428236103 61 2,712 SHARES SHARED - Other 2,712 HEXCEL CORP COMMON STOCK 428291108 43 1,920 SHARES SHARED - Other 14 1,920 HILL-ROM HOLDING COMMON STOCK 431475102 80 2,650 SHARES SHARED - Other 14 2,650 HOLOGIC CONV V-A 2.000% BONDPAYING PERIODIC 12/15/37 INCOME 436440AA9 98 105,000 PAR VALUE SHARED - Other 14 105,000 HOLOGIC INC COMMON STOCK 436440101 273 17,967 SHARES SHARED - Other 14 17,967 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> HOME DEPOT INC COMMON STOCK 437076102 104 3,166 SHARES SHARED - Other 3,166 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 64 1,450 SHARES SHARED - Other 1,450 IAC INTERACTIVECORP COMMON STOCK 44919P508 28 700 SHARES SHARED - Other 14 700 IBERIABANK CORP COMMON STOCK 450828108 54 1,140 SHARES SHARED - Other 14 1,140 ICONIX BRAND GROUP COMMON STOCK 451055107 28 1,770 SHARES SHARED - Other 14 1,770 IDEXX LABS INC COMMON STOCK 45168D104 344 4,986 SHARES SHARED - Other 4,986 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 8 200 SHARES SHARED - Other 200 IMMUNOGEN INC COMMON STOCK 45253H101 15 1,410 SHARES SHARED - Other 14 1,410 INGERSOLL-RAND PLC COMMON STOCK G47791101 56 2,000 SHARES SHARED - Other 2,000 INGERSOLL-RAND PLC COMMON STOCK G47791101 266 9,465 SHARES SHARED - Other 14 9,465 INTEL CORP COMMON STOCK 458140100 711 33,329 SHARES SHARED - Other 33,329 INTEL CORP COMMON STOCK 458140100 46 2,150 SHARES SHARED - Other 14 2,150 INTERMEC INC COMMON STOCK 458786100 11 1,660 SHARES SHARED - Other 14 1,660 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 1,767 10,104 SHARES SHARED - Other 10,104 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 511 2,925 SHARES SHARED - Other 14 2,925 INTERXION HOLDING NV COMMON STOCK N47279109 14 1,150 SHARES SHARED - Other 14 1,150 INTUIT COMMON STOCK 461202103 5 100 SHARES SHARED - Other 100 INVESCO LIMITED COMMON STOCK G491BT108 102 6,600 SHARES SHARED - Other 6,600 ION GEOPHYSICAL CORP COMMON STOCK 462044108 14 2,860 SHARES SHARED - Other 14 2,860 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> ISHARES BARCLAYS 1-3 YEAR CR MUTUAL FUND 464288646 104 1,000 UNITS SHARED - Other 1,000 ISHARES DJ US MEDICAL DEVICE MUTUAL FUND 464288810 557 9,874 SHARES SHARED - Other 9,874 ISHARES FTSE CHINA 25 INDEX FUND MUTUAL FUND 464287184 65 2,100 SHARES SHARED - Other 2,100 ISHARES MSCI EAFE INDEX FUND MUTUAL FUND 464287465 7,249 151,712 UNITS SHARED - Other 151,712 ISHARES MSCI EMERGING MARKETS INDEX MUTUAL FUND 464287234 21 600 UNITS SHARED - Other 600 ISHARES RUSSELL 2000 INDEX FUND MUTUAL FUND 464287655 89 1,382 UNITS SHARED - Other 1,382 ISHARES TR RUSSELL 1000 GROWTH INDEX MUTUAL FUND 464287614 11 215 UNITS SHARED - Other 215 ISIS PHARMACEUTICALS COMMON STOCK 464330109 18 2,640 SHARES SHARED - Other 14 2,640 ITC HOLDINGS CORP COMMON STOCK 465685105 77 990 SHARES SHARED - Other 14 990 JF CHINA REGION FUND INC MUTUAL FUND 46614T107 87 8,000 UNITS SHARED - Other 8,000 JOHN BEAN TECHNOLOGIES COMMON STOCK 477839104 29 2,030 SHARES SHARED - Other 14 2,030 JOHNSON & JOHNSON COMMON STOCK 478160104 951 14,937 SHARES SHARED - Other 14,937 JOHNSON & JOHNSON COMMON STOCK 478160104 217 3,400 SHARES SHARED - Other 14 3,400 JP MORGAN CHASE & CO COMMON STOCK 46625H100 639 21,224 SHARES SHARED - Other 21,224 JP MORGAN CHASE & CO COMMON STOCK 46625H100 362 12,006 SHARES SHARED - Other 14 12,006 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> JPMORGAN ALERIAN MLP INDEX FUND MUTUAL FUND 46625H365 129 3,800 UNITS SHARED - Other 14 3,800 KAISER ALUMINUM CORP COMMON STOCK 483007704 62 1,400 SHARES SHARED - Other 14 1,400 KANSAS CITY SOUTHERN COMMON STOCK 485170302 118 2,370 SHARES SHARED - Other 14 2,370 KIMBERLY CLARK CORP COMMON STOCK 494368103 43 610 SHARES SHARED - Other 610 KIMBERLY CLARK CORP COMMON STOCK 494368103 642 9,035 SHARES SHARED - Other 14 9,035 KINDER MORGAN MANAGEMENT LLC COMMON STOCK 49455U100 235 4,010 SHARES SHARED - Other 4,010 KINROSS GOLD CONV 1.750% BONDPAYING PERIODIC 3/15/28 INCOME 496902AD9 88 90,000 PAR VALUE SHARED - Other 14 90,000 KOPPERS HOLDINGS INC COMMON STOCK 50060P106 27 1,040 SHARES SHARED - Other 14 1,040 KRAFT FOODS INC CL A COMMON STOCK 50075N104 97 2,900 SHARES SHARED - Other 2,900 LAM RESEARCH CORP COMMON STOCK 512807108 44 1,150 SHARES SHARED - Other 14 1,150 LAS VEGAS SANDS CORP COMMON STOCK 517834107 93 2,430 SHARES SHARED - Other 14 2,430 LAZARD LTD CL A MASTER LIMITED PARTNERSHIP G54050102 18 850 SHARES SHARED - Other 14 850 LENNAR CORP-CL A COMMON STOCK 526057104 126 9,336 SHARES SHARED - Other 14 9,336 LIBERTY PROPERTY TRUST REIT 531172104 131 4,500 SHARES SHARED - Other 4,500 LILLY ELI & CO COMMON STOCK 532457108 133 3,600 SHARES SHARED - Other 3,600 LIN TV CORP COMMON STOCK 532774106 6 2,900 SHARES SHARED - Other 14 2,900 LINEAR TECHNOLOGY CORP COMMON STOCK 535678106 10 375 SHARES SHARED - Other 375 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> LIONS GATE CONV BONDPAYING PERIODIC 2.9375% 10/15/24 INCOME 535919AF1 55 55,000 PAR VALUE SHARED - Other 14 55,000 LOWES COS INC COMMON STOCK 548661107 244 12,611 SHARES SHARED - Other 12,611 LSI CORP COMMON STOCK 502161102 29 5,570 SHARES SHARED - Other 14 5,570 LUXOTTICA GROUP SPA SPONS ADR COMMON STOCK 55068R202 387 15,371 SHARES SHARED - Other 14 15,371 M & T BANK CORP COMMON STOCK 55261F104 5 78 SHARES SHARED - Other 78 MADISON SQUARE GARDEN CO CL A COMMON STOCK 55826P100 12 520 SHARES SHARED - Other 14 520 MAGELLAN MIDSTREAM MASTER LIMITED PARTNERS PARTNERSHIP 559080106 141 2,339 UNITS SHARED - Other 2,339 MCDERMOTT INTERNATIONAL INC COMMON STOCK 580037109 12 1,130 SHARES SHARED - Other 14 1,130 MCDONALDS CORP COMMON STOCK 580135101 553 6,295 SHARES SHARED - Other 6,295 MCDONALDS CORP COMMON STOCK 580135101 433 4,934 SHARES SHARED - Other 14 4,934 MCGRAW HILL COMPANIES INC COMMON STOCK 580645109 478 11,655 SHARES SHARED - Other 14 11,655 MEAD JOHNSON NUTRITION CO COMMON STOCK 582839106 217 3,150 SHARES SHARED - Other 3,150 MEADWESTVACO CORP COMMON STOCK 583334107 26 1,070 SHARES SHARED - Other 14 1,070 MEDTRONIC INC COMMON STOCK 585055106 12 350 SHARES SHARED - Other 350 MERCK & CO INC COMMON STOCK 58933Y105 423 12,932 SHARES SHARED - Other 12,932 MERCK & CO INC COMMON STOCK 58933Y105 92 2,806 SHARES SHARED - Other 14 2,806 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 84 2,700 SHARES SHARED - Other 14 2,700 MICROMET INC COMMON STOCK 59509C105 17 3,630 SHARES SHARED - Other 14 3,630 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> MICROSOFT CORP COMMON STOCK 594918104 1,600 64,292 SHARES SHARED - Other 64,292 MICROSOFT CORP COMMON STOCK 594918104 497 19,950 SHARES SHARED - Other 14 19,950 MONSANTO CO NEW COMMON STOCK 61166W101 149 2,480 SHARES SHARED - Other 2,480 MONSANTO CO NEW COMMON STOCK 61166W101 218 3,635 SHARES SHARED - Other 14 3,635 MOODYS CORP COMMON STOCK 615369105 394 12,951 SHARES SHARED - Other 14 12,951 MOOG INC COMMON STOCK 615394202 85 2,600 SHARES SHARED - Other 2,600 MURPHY OIL CORP COMMON STOCK 626717102 79 1,800 SHARES SHARED - Other 1,800 MYRIAD GENETICS INC COMMON STOCK 62855J104 34 1,790 SHARES SHARED - Other 14 1,790 NASDAQ OMX GRP CONV 2.500% BONDPAYING PERIODIC 8/15/13 INCOME 631103AA6 102 100,000 PAR VALUE SHARED - Other 14 100,000 NATIONAL-OILWELL INC COMMON STOCK 637071101 26 500 SHARES SHARED - Other 500 NCR CORP COMMON STOCK 62886E108 52 3,060 SHARES SHARED - Other 14 3,060 NEW JERSEY RES CORP COMMON STOCK 646025106 106 2,500 SHARES SHARED - Other 14 2,500 NEXTERA ENERGY INC COMMON STOCK 65339F101 906 16,779 SHARES SHARED - Other 16,779 NEXTERA ENERGY INC COMMON STOCK 65339F101 90 1,670 SHARES SHARED - Other 14 1,670 NOBLE ENERGY INC COMMON STOCK 655044105 150 2,112 SHARES SHARED - Other 2,112 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 73 1,200 SHARES SHARED - Other 14 1,200 NORTH AMERN ENERGY PARTNERS COMMON STOCK 656844107 9 1,510 SHARES SHARED - Other 14 1,510 NORTHWEST BANCSHARES INC COMMON STOCK 667340103 58 4,880 SHARES SHARED - Other 14 4,880 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 611 10,956 SHARES SHARED - Other 10,956 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 435 7,791 SHARES SHARED - Other 14 7,791 NOVELLUS SYSTEMS INC COMMON STOCK 670008101 43 1,580 SHARES SHARED - Other 14 1,580 NUVASIVE INC CONV 2.750% BONDPAYING PERIODIC 7/01/17 INCOME 670704AC9 75 90,000 PAR VALUE SHARED - Other 14 90,000 OASIS PETROLEUM INC COMMON STOCK 674215108 44 1,950 SHARES SHARED - Other 14 1,950 OCCIDENTAL PETE CORP COMMON STOCK 674599105 210 2,940 SHARES SHARED - Other 2,940 OCCIDENTAL PETE CORP COMMON STOCK 674599105 196 2,736 SHARES SHARED - Other 14 2,736 OGE ENERGY CORP COMMON STOCK 670837103 24 500 SHARES SHARED - Other 500 OMNICOM GROUP COMMON STOCK 681919106 745 20,212 SHARES SHARED - Other 14 20,212 ONYX PHARMACEUTICALS INC COMMON STOCK 683399109 35 1,150 SHARES SHARED - Other 14 1,150 ORACLE CORPORATION COMMON STOCK 68389X105 1,202 41,836 SHARES SHARED - Other 41,836 ORACLE CORPORATION COMMON STOCK 68389X105 421 14,648 SHARES SHARED - Other 14 14,648 ORIENT-EXPRESS HOTELS LTD COMMON STOCK G67743107 30 4,350 SHARES SHARED - Other 14 4,350 PALL CORP COMMON STOCK 696429307 382 9,011 SHARES SHARED - Other 9,011 PALL CORP COMMON STOCK 696429307 120 2,835 SHARES SHARED - Other 14 2,835 PARKER HANNIFIN CORP COMMON STOCK 701094104 303 4,805 SHARES SHARED - Other 4,805 PATTERSON COS INC COMMON STOCK 703395103 50 1,760 SHARES SHARED - Other 14 1,760 PAYCHEX INC COMMON STOCK 704326107 19 725 SHARES SHARED - Other 725 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> PENSKE AUTO GROUP COMMON STOCK 70959W103 47 2,930 SHARES SHARED - Other 14 2,930 PEPSICO INC COMMON STOCK 713448108 2,069 33,420 SHARES SHARED - Other 33,420 PEPSICO INC COMMON STOCK 713448108 90 1,450 SHARES SHARED - Other 14 1,450 PETROCHINA CO LTD ADR COMMON STOCK 71646E100 78 650 SHARES SHARED - Other 14 650 PETROLEO BRASILEIRO S.A. ADR COMMON STOCK 71654V408 296 13,170 SHARES SHARED - Other 13,170 PFIZER INC COMMON STOCK 717081103 331 18,702 SHARES SHARED - Other 18,702 PG & E CORP COMMON STOCK 69331C108 76 1,800 SHARES SHARED - Other 14 1,800 PHH CORP COMMON STOCK 693320202 43 2,650 SHARES SHARED - Other 14 2,650 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 56 900 SHARES SHARED - Other 14 900 PIONEER SOUTHWST ENRG MASTER LIMITED PRTNR LP PARTNERSHIP 72388B106 181 7,500 SHARES SHARED - Other 7,500 PLAINS ALL AMERICAN MASTER LIMITED PIPELINE LP PARTNERSHIP 726503105 59 1,000 SHARES SHARED - Other 1,000 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 218 4,531 SHARES SHARED - Other 4,531 POWERSHARES DB COMMODITY INDEX MUTUAL FUND 73935S105 1 42 UNITS SHARED - Other 42 PRAXAIR INC COMMON STOCK 74005P104 220 2,349 SHARES SHARED - Other 14 2,349 PRECISION CASTPARTS CORP COMMON STOCK 740189105 522 3,356 SHARES SHARED - Other 3,356 PRECISION CASTPARTS CORP COMMON STOCK 740189105 476 3,060 SHARES SHARED - Other 14 3,060 PROCTER & GAMBLE CO COMMON STOCK 742718109 2,165 34,260 SHARES SHARED - Other 34,260 PROCTER & GAMBLE CO COMMON STOCK 742718109 150 2,375 SHARES SHARED - Other 14 2,375 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> PROLOGIS INC REIT REIT 74340W103 73 3,000 SHARES SHARED - Other 14 3,000 QUALCOMM INC COMMON STOCK 747525103 65 1,340 SHARES SHARED - Other 1,340 QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 247 5,010 SHARES SHARED - Other 5,010 RALCORP HOLDINGS INC COMMON STOCK 751028101 132 1,725 SHARES SHARED - Other 1,725 RANGE RESOURCES CORP COMMON STOCK 75281A109 135 2,310 SHARES SHARED - Other 2,310 RAYMOND JAMES FINANCIAL INC COMMON STOCK 754730109 28 1,090 SHARES SHARED - Other 14 1,090 RAYONIER INC REIT 754907103 138 3,750 SHARES SHARED - Other 14 3,750 RAYTHEON COMPANY COMMON STOCK 755111507 41 1,000 SHARES SHARED - Other 1,000 REGAL BELOIT CORP COMMON STOCK 758750103 43 940 SHARES SHARED - Other 14 940 REGENERON PHARMACEUTICALS INC COMMON STOCK 75886F107 100 1,710 SHARES SHARED - Other 14 1,710 RESOURCE CAPITAL CORP REIT REIT 76120W302 90 18,000 SHARES SHARED - Other 18,000 RF MICRO DEVICES INC COMMON STOCK 749941100 24 3,730 SHARES SHARED - Other 14 3,730 RIO TINTO PLC SPNSD ADR COMMON STOCK 767204100 459 10,424 SHARES SHARED - Other 10,424 RIO TINTO PLC SPNSD ADR COMMON STOCK 767204100 11 245 SHARES SHARED - Other 14 245 RLJ LODGING TRUST REIT REIT 74965L101 61 4,800 SHARES SHARED - Other 14 4,800 ROBERT HALF INTL INC COMMON STOCK 770323103 22 1,020 SHARES SHARED - Other 14 1,020 ROPER INDS INC NEW COMMON STOCK 776696106 763 11,068 SHARES SHARED - Other 11,068 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> ROPER INDS INC NEW COMMON STOCK 776696106 413 5,989 SHARES SHARED - Other 14 5,989 ROWAN COS INC COMMON STOCK 779382100 38 1,260 SHARES SHARED - Other 14 1,260 ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 26 1,220 SHARES SHARED - Other 14 1,220 RTI INTERNATIONAL METALS INC COMMON STOCK 74973W107 31 1,320 SHARES SHARED - Other 14 1,320 RTI INTL METALS CONV 3.000% BONDPAYING PERIODIC 12/01/15 INCOME 74973WAA5 65 65,000 PAR VALUE SHARED - Other 14 65,000 SAKS INC COMMON STOCK 79377W108 23 2,640 SHARES SHARED - Other 14 2,640 SALLY BEAUTY CO-W/I COMMON STOCK 79546E104 67 4,010 SHARES SHARED - Other 14 4,010 SANOFI SPONS ADR COMMON STOCK 80105N105 157 4,800 SHARES SHARED - Other 14 4,800 SCHLUMBERGER LTD COMMON STOCK 806857108 924 15,471 SHARES SHARED - Other 15,471 SCHLUMBERGER LTD COMMON STOCK 806857108 326 5,451 SHARES SHARED - Other 14 5,451 SEACHANGE INTL INC COMMON STOCK 811699107 29 3,800 SHARES SHARED - Other 14 3,800 SEALED AIR CORP NEW COMMON STOCK 81211K100 100 6,010 SHARES SHARED - Other 6,010 SEATTLE GENETICS INC COMMON STOCK 812578102 39 2,030 SHARES SHARED - Other 14 2,030 SHAW GROUP INC COMMON STOCK 820280105 21 980 SHARES SHARED - Other 14 980 SINCLAIR BROADCAST GROUP INC CL A COMMON STOCK 829226109 25 3,460 SHARES SHARED - Other 14 3,460 SIRONA DENTAL SYSTEMS COMMON STOCK 82966C103 274 6,453 SHARES SHARED - Other 14 6,453 SMITH A O CORPORATION COMMON STOCK 831865209 29 910 SHARES SHARED - Other 14 910 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> SOLUTIA INC COMMON STOCK 834376501 25 1,970 SHARES SHARED - Other 14 1,970 SPDR S&P BIOTECH ETF MUTUAL FUND 78464A870 634 10,650 SHARES SHARED - Other 10,650 SPECTRA ENERGY CORP COMMON STOCK 847560109 115 4,700 SHARES SHARED - Other 14 4,700 STAPLES INC COMMON STOCK 855030102 51 3,813 SHARES SHARED - Other 3,813 STAPLES INC COMMON STOCK 855030102 525 39,445 SHARES SHARED - Other 14 39,445 STATE STREET CORP COMMON STOCK 857477103 166 5,148 SHARES SHARED - Other 5,148 STATE STREET CORP COMMON STOCK 857477103 26 800 SHARES SHARED - Other 14 800 STERICYCLE INC COMMON STOCK 858912108 278 3,450 SHARES SHARED - Other 3,450 STILLWATER MINING COMPANY COMMON STOCK 86074Q102 30 3,580 SHARES SHARED - Other 14 3,580 STRYKER CORP COMMON STOCK 863667101 253 5,375 SHARES SHARED - Other 5,375 SUNCOR ENERGY INC COMMON STOCK 867224107 405 15,931 SHARES SHARED - Other 15,931 SUNCOR ENERGY INC COMMON STOCK 867224107 12 490 SHARES SHARED - Other 14 490 SUNOCO INC COMMON STOCK 86764P109 29 940 SHARES SHARED - Other 14 940 SUPERVALU INC COMMON STOCK 868536103 30 4,570 SHARES SHARED - Other 14 4,570 SYSCO CORP COMMON STOCK 871829107 354 13,673 SHARES SHARED - Other 13,673 SYSCO CORP COMMON STOCK 871829107 716 27,660 SHARES SHARED - Other 14 27,660 TE CONNECTIVITY LIMITED COMMON STOCK H84989104 446 15,860 SHARES SHARED - Other 14 15,860 TECO ENERGY INC COMMON STOCK 872375100 63 3,700 SHARES SHARED - Other 14 3,700 TEVA PHARMACEUTICAL INDS LTD ADR COMMON STOCK 881624209 559 15,031 SHARES SHARED - Other 15,031 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 372 13,955 SHARES SHARED - Other 13,955 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> THE MOSAIC COMPANY COMMON STOCK 61945C103 54 1,110 SHARES SHARED - Other 14 1,110 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 90 1,768 SHARES SHARED - Other 1,768 TIFFANY & CO COMMON STOCK 886547108 38 630 SHARES SHARED - Other 630 TIME WARNER CABLE INC COMMON STOCK 88732J207 13 200 SHARES SHARED - Other 200 TIME WARNER INC COMMON STOCK 887317303 47 1,552 SHARES SHARED - Other 1,552 TIME WARNER INC COMMON STOCK 887317303 428 14,265 SHARES SHARED - Other 14 14,265 TIMKEN CO COMMON STOCK 887389104 76 2,330 SHARES SHARED - Other 14 2,330 TOTAL S.A. SPON ADR COMMON STOCK 89151E109 70 1,600 SHARES SHARED - Other 14 1,600 TREEHOUSE FOODS COMMON STOCK 89469A104 87 1,400 SHARES SHARED - Other 14 1,400 TRIMBLE NAVIGATION LTD COMMON STOCK 896239100 64 1,910 SHARES SHARED - Other 14 1,910 TRINITY INDUSTRIES INC COMMON STOCK 896522109 49 2,280 SHARES SHARED - Other 14 2,280 TRIQUINT SEMICONDUCTOR INC COMMON STOCK 89674K103 26 5,250 SHARES SHARED - Other 14 5,250 TW TELECOM INC COMMON STOCK 87311L104 40 2,430 SHARES SHARED - Other 14 2,430 TYCO INTERNATIONAL LTD COMMON STOCK H89128104 327 8,019 SHARES SHARED - Other 14 8,019 UNIFI INC COMMON STOCK 904677200 13 1,619 SHARES SHARED - Other 14 1,619 UNILEVER NV NY SHARES COMMON STOCK 904784709 348 11,050 SHARES SHARED - Other 11,050 UNILEVER NV NY SHARES COMMON STOCK 904784709 165 5,250 SHARES SHARED - Other 14 5,250 UNITED PARCEL SERVICE-CLASS B COMMON STOCK 911312106 141 2,225 SHARES SHARED - Other 2,225 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> UNITED PARCEL SERVICE-CLASS B COMMON STOCK 911312106 624 9,885 SHARES SHARED - Other 14 9,885 UNITED STATES CELLULAR CORP COMMON STOCK 911684108 27 680 SHARES SHARED - Other 14 680 UNITED STATES STEEL CORP COMMON STOCK 912909108 9 390 SHARES SHARED - Other 14 390 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 780 11,081 SHARES SHARED - Other 11,081 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 217 3,085 SHARES SHARED - Other 14 3,085 US BANCORP NEW COMMON STOCK 902973304 298 12,674 SHARES SHARED - Other 12,674 VAIL RESORTS INC COMMON STOCK 91879Q109 55 1,450 SHARES SHARED - Other 14 1,450 VALE S.A. ADR COMMON STOCK 91912E105 510 22,383 SHARES SHARED - Other 22,383 VALSPAR CORP COMMON STOCK 920355104 44 1,410 SHARES SHARED - Other 14 1,410 VANGUARD MSCI EMERGING MARKETS ETF MUTUAL FUND 922042858 1,036 28,902 UNITS SHARED - Other 28,902 VARIAN MEDICAL SYSTEMS INC COMMON STOCK 92220P105 18 350 SHARES SHARED - Other 350 VARIAN MEDICAL SYSTEMS INC COMMON STOCK 92220P105 180 3,446 SHARES SHARED - Other 14 3,446 VARIAN SEMICONDUCTOR EQUIPMENT COMMON STOCK 922207105 15 250 SHARES SHARED - Other 250 VECTREN CORP COMMON STOCK 92240G101 56 2,080 SHARES SHARED - Other 14 2,080 VENTAS INC REIT 92276F100 109 2,202 SHARES SHARED - Other 14 2,202 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 595 16,170 SHARES SHARED - Other 16,170 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 77 2,087 SHARES SHARED - Other 14 2,087 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> VIACOM INC CL B COMMON STOCK 92553P201 22 575 SHARES SHARED - Other 575 VIEWPOINT FINL GROUP INC COMMON STOCK 92672A101 37 3,240 SHARES SHARED - Other 14 3,240 VISHAY INTERTECHNOLOGY INC COMMON STOCK 928298108 25 3,030 SHARES SHARED - Other 14 3,030 VODAFONE GROUP ADR COMMON STOCK 92857W209 280 10,900 SHARES SHARED - Other 10,900 WABTEC CORP COMMON STOCK 929740108 78 1,480 SHARES SHARED - Other 14 1,480 WADDELL & REED FINL INC COMMON STOCK 930059100 59 2,360 SHARES SHARED - Other 14 2,360 WAL MART STORES INC COMMON STOCK 931142103 452 8,703 SHARES SHARED - Other 8,703 WAL MART STORES INC COMMON STOCK 931142103 604 11,635 SHARES SHARED - Other 14 11,635 WALGREEN CO COMMON STOCK 931422109 343 10,442 SHARES SHARED - Other 10,442 WALGREEN CO COMMON STOCK 931422109 261 7,943 SHARES SHARED - Other 14 7,943 WALTER ENERGY INC COMMON STOCK 93317Q105 38 630 SHARES SHARED - Other 14 630 WEATHERFORD INTNTL LTD COMMON STOCK H27013103 4 345 SHARES SHARED - Other 345 WELLS FARGO & CO COMMON STOCK 949746101 441 18,282 SHARES SHARED - Other 18,282 WEYERHAEUSER CO COMMON STOCK 962166104 53 3,415 SHARES SHARED - Other 14 3,415 WHIRLPOOL CORPORATION COMMON STOCK 963320106 17 340 SHARES SHARED - Other 14 340 WILLIS GROUP HOLDINS PLC COMMON STOCK G96666105 321 9,325 SHARES SHARED - Other 14 9,325 WISCONSIN ENERGY CORP COMMON STOCK 976657106 308 9,838 SHARES SHARED - Other 14 9,838 WORLD WRESTLING ENTERTAINMENT, INC COMMON STOCK 98156Q108 30 3,400 SHARES SHARED - Other 14 3,400 WRIGHT EXPRESS CORP COMMON STOCK 98233Q105 91 2,390 SHARES SHARED - Other 14 2,390 </TABLE> <PAGE> <TABLE> <CAPTION> Voting Authority Value Shares/Par SH Put Investment Other ------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ----------------- ------------------- --------- --------- ---------- --------- ----- -------------- -------- ------- ------ ---- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> WRIGHT MEDICAL CONV 2.625% BONDPAYING PERIODIC 12/01/14 INCOME 98235TAA5 128 140,000 PAR VALUE SHARED - Other 14 140,000 WYNDHAM WORLDWIDE CORP COMMON STOCK 98310W108 64 2,230 SHARES SHARED - Other 14 2,230 ZIMMER HLDGS INC COMMON STOCK 98956P102 71 1,330 SHARES SHARED - Other 1,330 </TABLE> </TEXT> </DOCUMENT> </SEC-DOCUMENT>