-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NLWP1QiS/nqF49Z3OCQNiXjkC/GiAHV8aRbY7u8ekn+9FJElljQLF7CFHQj0XcYv rSlZ3Nwp9TMn2BomDVjcWw== 0001225208-09-020763.txt : 20091021 0001225208-09-020763.hdr.sgml : 20091021 20091021171356 ACCESSION NUMBER: 0001225208-09-020763 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091020 FILED AS OF DATE: 20091021 DATE AS OF CHANGE: 20091021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Natural Resources, Inc. CENTRAL INDEX KEY: 0001301063 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 421638663 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALPHA PLACE STREET 2: P.O. BOX 2345 CITY: ABINGDON STATE: VA ZIP: 24212 BUSINESS PHONE: 276-619-4410 MAIL ADDRESS: STREET 1: ONE ALPHA PLACE STREET 2: P.O. BOX 2345 CITY: ABINGDON STATE: VA ZIP: 24212 FORMER COMPANY: FORMER CONFORMED NAME: Foundation Coal Holdings, Inc. DATE OF NAME CHANGE: 20040819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neely Eddie W CENTRAL INDEX KEY: 0001316840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32331 FILM NUMBER: 091130617 MAIL ADDRESS: STREET 1: ONE ALPHA PLACE STREET 2: P.O. BOX 2345 CITY: ABINGDON STATE: VA ZIP: 24212 4 1 doc4.xml X0303 4 2009-10-20 0001301063 Alpha Natural Resources, Inc. ANR 0001316840 Neely Eddie W ONE ALPHA PLACE P. O. BOX 2345 ABINGDON VA 24212 1 EVP & Chief Risk Officer Common Stock 2009-10-20 4 M 0 6200 0 A 64568 D Common Stock 2009-10-20 4 S 0 6200 40 D 58368 D Common Stock 2009-10-21 4 M 0 84 0 A 58452 D Common Stock 2009-10-21 4 S 0 84 40 D 58368 D Non-Qualified Stock Option (right to buy) 12.73 2009-10-20 4 M 0 6200 0 D 2014-11-10 Common Stock 6200 6368 D Non-Qualified Stock Option (right to buy) 12.73 2009-10-21 4 M 0 84 0 D 2014-11-10 Common Stock 84 6284 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2009. The options vest as follows: 6,270 shares became exercisable on November 10, 2007, 6,284 shares became exercisable on November 10, 2008, and the remaining 6,284 shares will become exercisable on November 10, 2009. Edythe C. Katz, Attorney-in-Fact 2009-10-21 -----END PRIVACY-ENHANCED MESSAGE-----