<SEC-DOCUMENT>0001316367-13-000002.txt : 20130214
<SEC-HEADER>0001316367-13-000002.hdr.sgml : 20130214
<ACCEPTANCE-DATETIME>20130214110037
ACCESSION NUMBER: 0001316367-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARTIO GLOBAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001316367
IRS NUMBER: 432047412
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11384
FILM NUMBER: 13607753
BUSINESS ADDRESS:
STREET 1: 330 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-297-3923
MAIL ADDRESS:
STREET 1: 330 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: JULIUS BAER INVESTMENT MANAGEMENT LLC
DATE OF NAME CHANGE: 20050202
</SEC-HEADER>
<DOCUMENT>
<TYPE>13F-HR
<SEQUENCE>1
<FILENAME>jb13f-20121231.txt
<DESCRIPTION>13F FILING
<TEXT>
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARTIO GLOBAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001316367
IRS NUMBER: 432047412
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11384
FILM NUMBER: 05828503
BUSINESS ADDRESS:
STREET 1: 330 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-297-3923
MAIL ADDRESS:
STREET 1: 330 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Quarter Ended: 12/31/2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: ARTIO GLOBAL Management LLC
Address: 330 Madison Avenue
New York, New York 10017
Form 13F File Number: 28-11384
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Donald Delano
Title: Chief Compliance Officer
Phone: (212) 297-3628
Signature, Place, and Date of Signing:
/s/ Donald Delano New York, New York Feb 14 ,2013
---------------- ---------------- ------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 121
Form 13F Information Table Value Total: 203,011.82
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. 13F File Number Name
01 028-1666 Eagle Asset Management, Inc.
<PAGE>
INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3M CO COM 88579Y101 1448 15624 SH SOLE 15624 0 0
ACCENTURE PLC IRELAND COM G1151C101 672 10124 SH SOLE 10124 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 294 4074 SH SOLE 4074 0 0
AETNA INC NEW COM 00817Y108 288 6237 SH SOLE 6237 0 0
AFLAC INC COM 001055102 568 10724 SH SOLE 10724 0 0
AIRGAS INC COM 009363102 201 2206 SH SOLE 2206 0 0
AMERISOURCEBERGEN CORP COM 03073E105 745 17295 SH SOLE 17295 0 0
APPLE INC COM 037833100 1423 2677 SH SOLE 2677 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 285 10436 SH SOLE 10436 0 0
AT&T INC COM 00206R102 495 14721 SH SOLE 14721 0 0
BANK OF AMERICA CORPORATI COM 060505104 427 36878 SH SOLE 36878 0 0
BARD C R INC COM 067383109 457 4680 SH SOLE 4680 0 0
BARRICK GOLD CORP COM 067901108 1304 37363 SH SOLE 37363 0 0
BAXTER INTL INC COM 071813109 308 4631 SH SOLE 4631 0 0
BB&T CORP COM 054937107 848 29193 SH SOLE 29193 0 0
BCE INC COM 05534B760 5001 116836 SH SOLE 03 116836 0 0
BECTON DICKINSON & CO COM 075887109 281 3601 SH SOLE 3601 0 0
BED BATH & BEYOND INC COM 075896100 1369 24525 SH SOLE 24525 0 0
BOEING CO COM 097023105 290 3860 SH SOLE 3860 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 460 14157 SH SOLE 14157 0 0
CAMPBELL SOUP CO COM 134429109 451 12973 SH SOLE 12973 0 0
CANADIAN NATL RY CO COM 136375102 443 4898 SH SOLE 4898 0 0
CANADIAN PAC RY LTD COM 13645T100 214 2117 SH SOLE 2117 0 0
CELGENE CORP COM 151020104 546 6948 SH SOLE 6948 0 0
CENOVUS ENERGY INC COM 15135U109 9173 274440 SH SOLE 03 274440 0 0
CF INDS HLDGS INC COM 125269100 263 1299 SH SOLE 1299 0 0
CHESAPEAKE ENERGY CORP COM 165167BZ9 1742 1925000PRN SOLE 1925000 0 0
CHEVRON CORP NEW COM 166764100 1452 13452 SH SOLE 13452 0 0
CHIPOTLE MEXICAN GRILL IN COM 169656105 341 1148 SH SOLE 1148 0 0
CISCO SYS INC COM 17275R102 312 15902 SH SOLE 15902 0 0
CITIGROUP INC COM 172967424 1380 34959 SH SOLE 34959 0 0
COACH INC COM 189754104 351 6345 SH SOLE 6345 0 0
COBALT INTL ENERGY INC COM 19075F106 162 6624 SH SOLE 6624 0 0
CONOCOPHILLIPS COM 20825C104 249 4305 SH SOLE 4305 0 0
CONTINENTAL RESOURCES INC COM 212015101 442 6028 SH SOLE 6028 0 0
COVIDIEN PLC COM G2554F113 345 5987 SH SOLE 5987 0 0
CUMMINS INC COM 231021106 399 3687 SH SOLE 3687 0 0
DAVITA HEALTHCARE PARTNER COM 23918K108 975 8833 SH SOLE 8833 0 0
DECKERS OUTDOOR CORP COM 243537107 1006 25015 SH SOLE 25015 0 0
DOLLAR TREE INC COM 256746108 554 13687 SH SOLE 13687 0 0
DU PONT E I DE NEMOURS & COM 263534109 1032 22980 SH SOLE 22980 0 0
E M C CORP MASS COM 268648102 658 26051 SH SOLE 26051 0 0
EQUINIX INC COM 29444U502 316 1534 SH SOLE 1534 0 0
EXELON CORP COM 30161N101 867 29234 SH SOLE 29234 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 277 5136 SH SOLE 5136 0 0
EXXON MOBIL CORP COM 30231G102 2255 26105 SH SOLE 26105 0 0
F5 NETWORKS INC COM 315616102 460 4749 SH SOLE 4749 0 0
FRANKLIN RES INC COM 354613101 271 2161 SH SOLE 2161 0 0
FREEPORT-MCMORAN COPPER & COM 35671D857 231 6770 SH SOLE 6770 0 0
GENERAC HLDGS INC COM 368736104 224 6535 SH SOLE 6535 0 0
GENERAL ELECTRIC CO COM 369604103 749 35785 SH SOLE 35785 0 0
GENERAL MLS INC COM 370334104 450 11159 SH SOLE 11159 0 0
GENERAL MTRS CO COM 37045V100 11656 404294 SH SOLE 404294 0 0
GENERAL MTRS CO COM 37045V118 6897 353712 SH SOLE 353712 0 0
GENERAL MTRS CO COM 37045V126 4418 353712 SH SOLE 353712 0 0
GENERAL MTRS CO COM 37045V209 21271 482000 SH SOLE 482000 0 0
GLOBAL PMTS INC COM 37940X102 440 9733 SH SOLE 9733 0 0
GUESS INC COM 401617105 559 22838 SH SOLE 22838 0 0
HALLIBURTON CO COM 406216101 301 8698 SH SOLE 8698 0 0
HDFC BANK LTD COM 40415F101 3740 91921 SH SOLE 03 91921 0 0
HEALTHSOUTH CORP COM 421924309 164 7783 SH SOLE 7783 0 0
HILLSHIRE BRANDS CO COM 432589109 282 10052 SH SOLE 10052 0 0
HORMEL FOODS CORP COM 440452100 718 23052 SH SOLE 23052 0 0
ICICI BK LTD COM 45104G104 8088 185629 SH SOLE 185629 0 0
INTEL CORP COM 458140100 954 46305 SH SOLE 46305 0 0
INTERNATIONAL BUSINESS MA COM 459200101 636 3327 SH SOLE 3327 0 0
JOHNSON & JOHNSON COM 478160104 1849 26423 SH SOLE 26423 0 0
JOY GLOBAL INC COM 481165108 309 4852 SH SOLE 4852 0 0
JPMORGAN CHASE & CO COM 46625H100 2176 49581 SH SOLE 49581 0 0
KANSAS CITY SOUTHERN COM 485170302 282 3383 SH SOLE 3383 0 0
KELLOGG CO COM 487836108 717 12863 SH SOLE 12863 0 0
LULULEMON ATHLETICA INC COM 550021109 307 4038 SH SOLE 4038 0 0
LYONDELLBASELL INDUSTRIES COM N53745100 294 5164 SH SOLE 5164 0 0
MARKET VECTORS ETF TR COM 57060U100 16832 363060 SH SOLE 03 363060 0 0
MASTERCARD INC COM 57636Q104 1190 2426 SH SOLE 2426 0 0
MCDONALDS CORP COM 580135101 279 3167 SH SOLE 3167 0 0
MCKESSON CORP COM 58155Q103 490 5063 SH SOLE 5063 0 0
MEAD JOHNSON NUTRITION CO COM 582839106 402 6110 SH SOLE 6110 0 0
MICROSOFT CORP COM 594918104 954 35758 SH SOLE 35758 0 0
MONSANTO CO NEW COM 61166W101 329 3481 SH SOLE 3481 0 0
MOSAIC CO NEW COM 61945C103 371 6561 SH SOLE 6561 0 0
MOTOROLA SOLUTIONS INC COM 620076307 301 5426 SH SOLE 5426 0 0
NATIONAL FINL PARTNERS CO COM 63607P208 252 14721 SH SOLE 14721 0 0
NATIONAL OILWELL VARCO IN COM 637071101 269 3952 SH SOLE 3952 0 0
NETAPP INC COM 64110D104 271 8093 SH SOLE 8093 0 0
NORFOLK SOUTHERN CORP COM 655844108 284 4605 SH SOLE 4605 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 323 4230 SH SOLE 4230 0 0
OIL STS INTL INC COM 678026105 365 5111 SH SOLE 5111 0 0
ORACLE CORP COM 68389X105 771 23206 SH SOLE 23206 0 0
PARKER HANNIFIN CORP COM 701094104 301 3553 SH SOLE 3553 0 0
PETSMART INC COM 716768106 378 5541 SH SOLE 5541 0 0
PFIZER INC COM 717081103 470 18774 SH SOLE 18774 0 0
POTASH CORP SASK INC COM 73755L107 290 7152 SH SOLE 7152 0 0
PROCTER & GAMBLE CO COM 742718109 449 6630 SH SOLE 6630 0 0
QUALCOMM INC COM 747525103 951 15366 SH SOLE 15366 0 0
RENT A CTR INC NEW COM 76009N100 284 8275 SH SOLE 8275 0 0
ROGERS COMMUNICATIONS INC COM 775109200 5748 126801 SH SOLE 03 126801 0 0
ROSS STORES INC COM 778296103 933 17261 SH SOLE 17261 0 0
STARBUCKS CORP COM 855244109 283 5290 SH SOLE 5290 0 0
STATE STR CORP COM 857477103 305 6508 SH SOLE 6508 0 0
STERICYCLE INC COM 858912108 433 4655 SH SOLE 4655 0 0
SUNCOR ENERGY INC NEW COM 867224107 27148 826768 SH SOLE 03 826768 0 0
TAIWAN SEMICONDUCTOR MFG COM 874039100 18731 1093263 SH SOLE 1093263 0 0
TARGET CORP COM 87612E106 309 5234 SH SOLE 5234 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 292 17441 SH SOLE 17441 0 0
TIFFANY & CO NEW COM 886547108 247 4326 SH SOLE 4326 0 0
TJX COS INC NEW COM 872540109 554 13058 SH SOLE 13058 0 0
TRONOX LTD COM Q9235V101 343 18800 SH SOLE 18800 0 0
TURQUOISE HILL RES LTD COM 900435108 240 31574 SH SOLE 31574 0 0
UNION PAC CORP COM 907818108 1385 11035 SH SOLE 11035 0 0
UNITED TECHNOLOGIES CORP COM 913017109 888 10862 SH SOLE 10862 0 0
UNITEDHEALTH GROUP INC COM 91324P102 970 17922 SH SOLE 17922 0 0
VALE S A COM 91912E105 491 23458 SH SOLE 23458 0 0
VISTEON CORP COM 92839U206 646 12000 SH SOLE 12000 0 0
WAL-MART STORES INC COM 931142103 528 7759 SH SOLE 7759 0 0
WELLS FARGO & CO NEW COM 949746101 1231 36099 SH SOLE 36099 0 0
WESTERN ALLIANCE BANCORP COM 957638109 192 18248 SH SOLE 18248 0 0
WESTERN UN CO COM 959802109 992 73040 SH SOLE 73040 0 0
WHITING PETE CORP NEW COM 966387102 281 6492 SH SOLE 6492 0 0
YRC WORLDWIDE INC COM 984249607 159 23588 SH SOLE 23588 0 0
YRC WORLDWIDE INC COM 984249AB8 1067 3498629PRN SOLE 3498629 0 0
</TABLE>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>