SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
402 Fund LP

(Last) (First) (Middle)
5015 UNDERWOOD AVENUE

(Street)
OMAHA NE 68132

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/22/2014
3. Issuer Name and Ticker or Trading Symbol
SPARK NETWORKS INC [ LOV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Footnote 1
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 per share 1,215,950(1)(2)(3) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This Form 3 is filed by 402 Fund, LP ("402 Fund"). 402 Fund may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.
2. Represents shares of Common Stock owned directly by 402 Fund. As the Investment Manager of 402 Fund, 402 Capital, LLC ("402 Capital") may be deemed to beneficially own the shares of Common Stock owned directly by 402 Fund. As the Managing Member of 402 Capital, Ian V. Jacobs may be deemed to beneficially own the shares of Common Stock owned directly by 402 Fund. Each of 402 Fund, 402 Capital and Mr. Jacobs disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
3. The filing of this Form 3 shall not be deemed an admission that 402 Fund, 402 Capital or Mr. Jacobs are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
By: 402 Fund, LP; By: 402 Capital, LLC, its Investment Manager; By: /s/ Ian V. Jacobs, Managing Member 06/02/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.