-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GLrgsPTOw4vO3pehBbYnQRODGFe93Ocfsr/cM8dbExqK9zQSZK2/TeBZYWqmesRF OnQ/0yilNxR7C7uLzeDmUw== 0001314376-10-000002.txt : 20100205 0001314376-10-000002.hdr.sgml : 20100205 20100205153801 ACCESSION NUMBER: 0001314376-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 EFFECTIVENESS DATE: 20100205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Broderick Brian C CENTRAL INDEX KEY: 0001314376 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11136 FILM NUMBER: 10577343 MAIL ADDRESS: STREET 1: HEMENWAY & BARNES LLP STREET 2: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 bcb13f4thqtr2009final.txt BCB 13F 4TH QTR 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brian C. Broderick Address:Hemenway & Barnes LLP 60 State Street Boston, MA 02109 Form 13F File Number: 28-11136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sveta Y. Bartsch Title: Paralegal, Duly Authorized Phone: 617-557-9751 Signature, Place, and Date of Signing: Sveta Y. Bartsch Boston, MA 2/5/2010 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-_____ [Repeat as necessary.] Report Summary: Number of Other Included Managers: 6 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total: 70189723 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-5362 John M. Cornish 2 28-06281 Michael B. Elefante 3 28-11134 Stephen W. Kidder (35) * 4 28-06167 Lawrence T. Perera 5 28-06165 Michael J. Puzo 6 28-10379 Kurt F. Somerville * Refers to manager number on attached detail in item 7 AS OF DECEMBER 31, 2009 FORM 13F SEC FILE # BRIAN C BRODERICK \ 28-11136
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY NUMBER VALUE PRINCIPAL DISCRETION (A) (B) (C) AMOUNT (A) (B) (C) SOLE SHARED NONE ABB LTD SPONSORED 000375204 1699041 88955 XX 51055 2300 ADR XX 35 35600 AT&T INC COMMON STOCK 00206R102 295913 10557 XX 8709 XX 35 1848 ABBOTT LABS COMMON STOCK 002824100 1843381 34143 XX 19843 1800 XX 35 12500 ANADARKO PETROLEUM COMMON STOCK 032511107 320339 5132 XX 3736 CORP XX 35 1396 APPLIED MATERIALS INC COMMON STOCK 038222105 696791 49985 XX 25875 1000 XX 35 23110 APTARGROUP INC COMMON STOCK 038336103 2137895 59818 XX 33348 400 XX 35 26070 AUTOMATIC DATA COMMON STOCK 053015103 641915 14991 XX 9291 100 PROCESSING XX 35 5600 B P PLC ADR COMMON STOCK 055622104 1014243 17496 XX 6853 300 XX 35 10343 BAXTER INT'L INC COMMON STOCK 071813109 330838 5638 XX 2000 XX 35 3638 BRISTOL MYERS COMMON STOCK 110122108 312115 12361 XX 9921 SQUIBB CO XX 35 2440 C I G N A CORP COMMON STOCK 125509109 231406 6561 XX 35 6561 CVS CAREMARK COMMON STOCK 126650100 1123324 34875 XX 16875 1300 CORPORATION XX 35 16700 CANADIAN NATIONAL COMMON STOCK 136375102 3179353 58487 XX 32333 2450 RAILWAY CO XX 35 23704 CATERPILLAR INC COMMON STOCK 149123101 941703 16524 XX 16524 CENOVUS ENERGY INC COMMON STOCK 15135U109 1390586 55182 XX 34442 2425 XX 35 18315 CHEVRON CORP COMMON STOCK 166764100 1280036 16626 XX 9976 XX 35 6650 CHUBB CORPORATION COMMON STOCK 171232101 334424 6800 XX 6800 CISCO SYS INC COMMON STOCK 17275R102 1137126 47499 XX 31469 2000 XX 35 14030 CITIGROUP INC COMMON STOCK 172967101 64274 19418 XX 35 19418 COCA COLA CO COMMON STOCK 191216100 276450 4850 XX 35 4850 CONOCOPHILLIPS COMMON STOCK 20825C104 446454 8742 XX 6821 1200 XX 35 721 DEERE & COMPANY COMMON STOCK 244199105 1350898 24975 XX 11400 200 XX 35 13375 DEVON ENERGY CORP COMMON STOCK 25179M103 380363 5175 XX 1540 XX 35 3635 E I DU PONT DE COMMON STOCK 263534109 893467 26536 XX 22248 1000 NEMOURS & CO XX 35 3288 E M C CORP COMMON STOCK 268648102 1418756 81211 XX 48672 2000 XX 35 30539 EMERSON ELECTRIC CO COMMON STOCK 291011104 3038019 71315 XX 40830 2500 XX 35 27985 ENCANA CORP COMMON STOCK 292505104 1843218 56907 XX 36167 2425 XX 35 18315 EXXON MOBIL CORP COMMON STOCK 30231G102 5888343 86352 XX 60976 1700 XX 35 23676 FRONTIER COMMON STOCK 35906A108 98101 12561 XX 12561 COMMUNICATIONS CORP GENERAL ELECTRIC CO COMMON STOCK 369604103 1693395 111923 XX 74378 6400 XX 35 31145 HELMERICH & PAYNE INC COMMON STOCK 423452101 529407 13275 XX 3325 800 XX 35 9150 HEWLETT PACKARD CO COMMON STOCK 428236103 225356 4375 XX 3075 500 XX 35 800 HOME DEPOT INC COMMON STOCK 437076102 253138 8750 XX 7600 1000 XX 35 150 HONEYWELL COMMON STOCK 438516106 263346 6718 XX 5218 1500 INTERNATIONAL INC INTEL CORPORATION COMMON STOCK 458140100 2896168 141969 XX 98384 3300 XX 35 40285 INTL BUSINESS MACHINES COMMON STOCK 459200101 1250619 9554 XX 7804 950 XX 35 800 JOHNSON & JOHNSON COMMON STOCK 478160104 4938830 76678 XX 55613 2900 XX 35 18165 KIMBERLY CLARK CORP COMMON STOCK 494368103 267582 4200 XX 4200 LIFE TECHNOLOGIES CORP COMMON STOCK 53217V109 421938 8080 XX 2820 XX 35 5260 ELI LILLY & CO. COMMON STOCK 532457108 252934 7083 XX 5583 1500 ISHARES TRUST MSCI EAFE IDX 464287465 55280 1000 XX 1000 INDEX FUND MCDONALD'S CORP COMMON STOCK 580135101 287224 4600 XX 4000 XX 35 600 MERCK & CO INC NEW COMMON STOCK 58933Y105 1386437 37943 XX 19938 1425 XX 35 16580 MICROSOFT CORP COMMON STOCK 594918104 786414 25801 XX 16294 600 XX 35 8907 MONSANTO CO NEW COMMON STOCK 61166W101 702805 8597 XX 4162 XX 35 4435 NOVARTIS AG ADR COMMON STOCK 66987V109 2374781 43630 XX 24825 1300 XX 35 17505 OYO GEOSPACE CORP COMMON STOCK 671074102 227317 5300 XX 2500 500 XX 35 2300 ORACLE CORP COMMON STOCK 68389X105 849621 34636 XX 23966 500 XX 35 10170 PEPSICO INC COMMON STOCK 713448108 1438893 23666 XX 12966 50 XX 35 10650 PFIZER INC COMMON STOCK 717081103 311813 17142 XX 9932 1300 XX 35 5910 PORTLAND GENERAL COMMON STOCK 736508847 385749 18900 XX 12100 ELECTRIC CO XX 35 6800 PROCTER & GAMBLE CO COMMON STOCK 742718109 4312369 71126 XX 44546 3600 XX 35 22980 ROCKWELL AUTOMATION COMMON STOCK 773903109 254820 5424 XX 5424 INC ROCKWELL COLLINS INC COMMON STOCK 774341101 327953 5924 XX 5924 SAN JUAN BASIN COMMON STOCK 798241105 297407 17251 XX 14651 1300 ROYALTY TRUST XX 35 1300 SCHLUMBERGER LTD COMMON STOCK 806857108 369841 5682 XX 4474 XX 35 1208 SIGMA ALDRICH CORP COMMON STOCK 826552101 647040 12800 XX 11600 XX 35 1200 SIMS METAL SPONSORED 829160100 788483 40435 XX 19700 300 MANAGEMENT LTD ADR XX 35 20435 STATE STREET CORP COMMON STOCK 857477103 266421 6119 XX 2059 XX 35 4060 3 M COMPANY COMMON STOCK 88579Y101 3848702 46555 XX 31335 1300 XX 35 13920 UNION PACIFIC CORP COMMON STOCK 907818108 1152756 18040 XX 14328 XX 35 3712 UNITED TECHNOLOGIES COMMON STOCK 913017109 562221 8100 XX 8100 V F CORP COMMON STOCK 918204108 432848 5910 XX 5910 COVIDIEN PLC COMMON STOCK G2554F105 521043 10880 XX 3745 500 XX 35 6635
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