0000950123-19-000996.txt : 20190208 0000950123-19-000996.hdr.sgml : 20190208 20190208120303 ACCESSION NUMBER: 0000950123-19-000996 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190208 DATE AS OF CHANGE: 20190208 EFFECTIVENESS DATE: 20190208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yorktown Management & Research Co Inc CENTRAL INDEX KEY: 0001313559 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12529 FILM NUMBER: 19578757 BUSINESS ADDRESS: STREET 1: 2303 YORKTOWN AVE CITY: LYNCHBURG STATE: VA ZIP: 24501 BUSINESS PHONE: 800-544-6060 MAIL ADDRESS: STREET 1: 2303 YORKTOWN AVE CITY: LYNCHBURG STATE: VA ZIP: 24501 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001313559 XXXXXXXX 12-31-2018 12-31-2018 Yorktown Management & Research Co Inc

2303 Yorktown Ave Lynchburg VA 24501

13F HOLDINGS REPORT 028-12529 N David D. Basten (434) 846-1361 David D. Basten Lynchburg VA 02-08-2019 0 310 301669 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AMN Healthcare Services, Inc. COM 001744101 351 6200 SH SOLE 6200 0 0 AT&T, Inc. COM 00206R102 1427 50000 SH SOLE 50000 0 0 AbbVie, Inc. COM 00287Y109 1567 17000 SH SOLE 17000 0 0 Adobe Systems, Inc. COM 00724F101 317 1400 SH SOLE 1400 0 0 Advance Auto Parts, Inc. COM 00751Y106 803 5100 SH SOLE 5100 0 0 Air Products & Chemicals, Inc. COM 009158106 800 5000 SH SOLE 5000 0 0 Akamai Technologies, Inc. DBCV 2/1 00971TAG6 2491 2500000 PRN SOLE 2500000 0 0 Alaska Air Group, Inc. COM 011659109 1156 19000 SH SOLE 19000 0 0 Align Technology, Inc. COM 016255101 283 1350 SH SOLE 1350 0 0 Ally Financial, Inc. COM 02005N100 3512 155000 SH SOLE 155000 0 0 AMERCO COM 023586100 295 900 SH SOLE 900 0 0 American Tower Corp. COM 03027X100 316 2000 SH SOLE 2000 0 0 AmerisourceBergen Corp. COM 03073E105 789 10600 SH SOLE 10600 0 0 Amgen, Inc. COM 031162100 973 5000 SH SOLE 5000 0 0 Anheuser-Busch InBev SA/NV SPONSORED ADR 03524A108 290 4400 SH SOLE 4400 0 0 Antero Resources Corp. COM 03674X106 535 57000 SH SOLE 57000 0 0 Antero Midstream GP LP COM SHS REPSTG 03675Y103 335 30000 SH SOLE 30000 0 0 Apollo Commercial Real Estate Finance, Inc. COM 03762U105 2499 150000 SH SOLE 150000 0 0 Apple, Inc. COM 037833100 1593 10100 SH SOLE 10100 0 0 Ares Management Corp. CL A COM STK 03990B101 2578 145000 SH SOLE 145000 0 0 Ares Capital Corp. NOTE 4.375% 1/1 04010LAM5 3396 3390000 PRN SOLE 3390000 0 0 Ares Commercial Real Estate Corp. COM 04013V108 2999 230000 SH SOLE 230000 0 0 AstraZeneca PLC SPONSORED ADR 046353108 380 10000 SH SOLE 10000 0 0 AutoZone, Inc. COM 053332102 352 420 SH SOLE 420 0 0 AXA Equitable Holdings, Inc. COM 054561105 600 36100 SH SOLE 36100 0 0 B&G Foods, Inc. COM 05508R106 838 29000 SH SOLE 29000 0 0 BGC Partners, Inc. CL A 05541T101 2068 400000 SH SOLE 400000 0 0 BP PLC SPONSORED ADR 055622104 5688 150000 SH SOLE 150000 0 0 Bank of America Corp. COM 060505104 1749 71000 SH SOLE 71000 0 0 Berkshire Hathaway, Inc. CL A 084670108 306 1 SH SOLE 1 0 0 BlackRock, Inc. COM 09247X101 786 2000 SH SOLE 2000 0 0 Boeing Co./The COM 097023105 968 3000 SH SOLE 3000 0 0 Bristol-Myers Squibb Co. COM 110122108 1040 20000 SH SOLE 20000 0 0 British American Tobacco PLC SPONSORED ADR 110448107 271 8500 SH SOLE 8500 0 0 Broadridge Financial Solutions, Inc. COM 11133T103 260 2700 SH SOLE 2700 0 0 Broadcom, Inc. COM 11135F101 1348 5300 SH SOLE 5300 0 0 CDW Corp. COM 12514G108 316 3900 SH SOLE 3900 0 0 CF Industries Holdings, Inc. COM 125269100 348 8000 SH SOLE 8000 0 0 CVS Health Corp. COM 126650100 1310 20000 SH SOLE 20000 0 0 Campbell Soup Co. COM 134429109 396 12000 SH SOLE 12000 0 0 Cantel Medical Corp. COM 138098108 499 6704 SH SOLE 6704 0 0 Carnival Corp. UNIT 99/99/9999 143658300 1233 25000 SH SOLE 25000 0 0 Caterpillar, Inc. COM 149123101 1017 8000 SH SOLE 8000 0 0 CenterState Banks, Inc. COM 15201P109 384 18250 SH SOLE 18250 0 0 CenturyLink, Inc. COM 156700106 477 31500 SH SOLE 31500 0 0 Cerner Corp. COM 156782104 262 5000 SH SOLE 5000 0 0 Chemed Corp. COM 16359R103 340 1200 SH SOLE 1200 0 0 Chesapeake Utilities Corp. COM 165303108 660 8112 SH SOLE 8112 0 0 Chevron Corp. COM 166764100 1088 10000 SH SOLE 10000 0 0 Children's Place, Inc./The COM 168905107 489 5431 SH SOLE 5431 0 0 Choice Hotels International, Inc. COM 169905106 729 10190 SH SOLE 10190 0 0 Cisco Systems, Inc. COM 17275R102 2167 50000 SH SOLE 50000 0 0 Cintas Corp. COM 172908105 269 1600 SH SOLE 1600 0 0 Citigroup, Inc. COM NEW 172967424 1562 30000 SH SOLE 30000 0 0 Coca-Cola Co./The COM 191216100 710 15000 SH SOLE 15000 0 0 Colony NorthStar, Inc. NOTE 5.000% 4/1 19624RAA4 881 1000000 PRN SOLE 1000000 0 0 Colony NorthStar, Inc. 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