EX-99.(D)(III) 3 d532603dex99diii.htm FORM OF SPECIMEN PREFERRED SHARE CERTIFICATE FOR THE SERIES B CUMULATIVE Form of specimen preferred share Certificate for the Series B Cumulative

Exhibit 99(d)(iii)

 

CERTIFICATE NO.

  SHARES

GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI

Organized Under the Laws of The State of Delaware

5.00% Series B Cumulative Preferred Shares

Par Value $0.001 Per Share

$25.00 Liquidation Preference Per Share

CUSIP No.

This certifies that Cede & Co. is the owner of [ ] fully paid and non-assessable 5.00% Series B Cumulative Preferred Shares, par value $0.001 per share, $25.00 liquidation preference per share, of the GAMCO Global Gold, Natural Resources & Income Trust by Gabelli (the “Fund”) transferable only on the books of the Fund by the holder thereof in person or by duly authorized Attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid unless countersigned by the transfer agent and registrar.

A statement in full, of all the designations, preferences, qualifications, limitations, restrictions and special or relative rights of the shares of each class authorized to be issued, will be furnished by the Fund to any shareholders upon request and without charge.

IN WITNESS WHEREOF, the Fund has caused this Certificate to be signed by its duly authorized officers this          day of         .

 

AMERICAN STOCK TRANSFER & TRUST COMPANY

 

As Transfer Agent and Registrar

    

GAMCO GLOBAL GOLD, NATURAL RESOURCES &

INCOME TRUST BY GABELLI

By:   

 

     By:   

 

   Authorized Signature         President
        Attest:   

 

           Secretary


FOR VALUE RECEIVED,                          hereby sells, assigns and transfers unto                                     

Shares represented by this Certificate, and do hereby irrevocably constitute and appoint                             

Attorney to transfer the said Shares on the books of the within named Fund with full power of substitution in the premises.

Dated                         ,             

In presence of

 

 

    

 

The Fund will furnish to any shareholder, upon request and without charge, the Fund’s Amended and Restated Agreement and Declaration of Trust and a full statement of the designations, preferences, limitations and relative rights of the shares of each class or series of capital stock of the Fund authorized to be issued, so far as they have been determined, and the authority of the Board of Trustees to determine the relative rights and preferences of subsequent classes or series. Any such request should be addressed to the Secretary of the Fund.

Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to the Fund or its agent for registration of transfer, exchange, or payment, and any certificate issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of DTC (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized representative of DTC), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof, Cede & Co., has an interest herein.