0001313471-11-000004.txt : 20110502
0001313471-11-000004.hdr.sgml : 20110502
20110502111730
ACCESSION NUMBER: 0001313471-11-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110502
DATE AS OF CHANGE: 20110502
EFFECTIVENESS DATE: 20110502
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Old Mutual Capital Inc
CENTRAL INDEX KEY: 0001313471
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11581
FILM NUMBER: 11798706
BUSINESS ADDRESS:
STREET 1: 4643 SOUTH ULSTER STREET
STREET 2: SUITE 600
CITY: DENVER
STATE: CO
ZIP: 80237
BUSINESS PHONE: 720-200-7600
MAIL ADDRESS:
STREET 1: 4643 SOUTH ULSTER STREET
STREET 2: SUITE 600
CITY: DENVER
STATE: CO
ZIP: 80237
13F-HR
1
form13fhr2011q1.txt
FORM 13F - 1ST QUARTER 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Old Mutual Capital, Inc.
Address: 4643 S. Ulster Street, 6th Floor
Denver CO 80237
Form 13F File Number: 028-11581
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kathryn A. Burns
Title: Chief Compliance Officer
Phone: 720.200.7718
Signature, Place, and Date of Signing:
/s/Kathryn A. Burns Denver, Colorado May 2, 2011
The institutional investment manager filing this report also files this
report with respect to its parent holding company Old Mutual (US) Holdings
Inc. (Form 13F File No. 028-11931).
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
-------------------- ----------------------------------------
028-05990 Acadian Asset Management LLC
028-04895 Analytic Investors, LLC
028-12481 Ashfield Capital Partners, LLC
028-01006 Barrow Hanley Mewhinney & Strauss, LLC
028-11628 Copper Rock Capital Partners LLC
028-11912 Dwight Asset Management Company LLC
028-01666 Eagle Asset Management, Inc.
028-04321 Heitman Real Estate Securities LLC
028-04041 Thompson Siegel & Walmsley LLC
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 29
Form 13F Information Table Value Total: $613,420
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
All institutional investment managers with respect to which this report
Is filed, other than the manager filing this report.
No. Form 13F File Number Name
1 028-11931 Old Mutual (US) Holdings, Inc.
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
APPLE COMPUTER INC COM 037833100 22643 64981 SH DEFINED 01 64981 0 0
ABBOTT LABORATORIES COM 002824100 27885 568500 SH DEFINED 01 568500 0 0
ALLSTATE CORP COM 020002101 20105 632644 SH DEFINED 01 632644 0 0
BLACKROCK INC COM 09247X101 23920 119000 SH DEFINED 01 119000 0 0
BERKSHIRE HATHAWAY - CL B CL B 084670702 12992 155350 SH DEFINED 01 155350 0 0
CONSOL ENERGY INC COM 20854P109 26279 490000 SH DEFINED 01 490000 0 0
COVIDIEN PLC SHS G2554F113 18439 355000 SH DEFINED 01 355000 0 0
CISCO SYSTEMS INC COM 17275R102 17991 1049013 SH DEFINED 01 1049013 0 0
CVS CORP COM 126650100 18790 547500 SH DEFINED 01 547500 0 0
GENL ELECTRIC COM 369604103 37125 1851620 SH DEFINED 01 1851620 0 0
GOOGLE INCORPORATED COM 38259P508 34117 58200 SH DEFINED 01 58200 0 0
HARTFORD FINL S COM 416515104 15754 585000 SH DEFINED 01 585000 0 0
INVESCO LTD COM G491BT108 17509 685000 SH DEFINED 01 685000 0 0
JPMORGAN CHASE & CO. COM 46625H100 24770 537301 SH DEFINED 01 537301 0 0
MEDTRONIC COM 585055106 14453 367304 SH DEFINED 01 367304 0 0
METLIFE INC COM 59156R108 39270 877930 SH DEFINED 01 877930 0 0
MERCK & CO COM 58933Y105 21622 655000 SH DEFINED 01 655000 0 0
MICROSOFT CORP COM 594918104 34544 1362135 SH DEFINED 01 1362135 0 0
NRG ENERGY INC COM 629377508 23960 1112326 SH DEFINED 01 1112326 0 0
PFIZER INC COM 717081103 5535 272547 SH DEFINED 01 272547 0 0
PRUDENTIAL FINANCIAL COM 744320102 12316 200000 SH DEFINED 01 200000 0 0
QUALCOMM COM 747525103 15824 288600 SH DEFINED 01 288600 0 0
ROYAL DUTCH SHELL ADS A 780259206 25822 354400 SH DEFINED 01 354400 0 0
STATE STREET CORP COM 857477103 8644 192353 SH DEFINED 01 192353 0 0
SUNCOR ENERGY INC COM 867224107 9865 220000 SH DEFINED 01 220000 0 0
TEVA PHARMA ADR ADR 881624209 28095 560000 SH DEFINED 01 560000 0 0
UNITEDHEALTH GROUP INC COM 91324P102 17739 392457 SH DEFINED 01 392457 0 0
VISA COM 92826C839 20614 280000 SH DEFINED 01 280000 0 0
EXXON MOBIL COR COM 30231G102 16798 199664 SH DEFINED 01 199664 0 0
S REPORT SUMMARY 29 DATA RECORDS 613420 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED