0001140361-11-029190.txt : 20110520 0001140361-11-029190.hdr.sgml : 20110520 20110520204726 ACCESSION NUMBER: 0001140361-11-029190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110518 FILED AS OF DATE: 20110520 DATE AS OF CHANGE: 20110520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pohl Michael J CENTRAL INDEX KEY: 0001312506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 11863205 MAIL ADDRESS: STREET 1: 1825 NW 167TH PLACE CITY: BEAVERTON STATE: OR ZIP: 97006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BigBand Networks, Inc. CENTRAL INDEX KEY: 0001381325 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 043444278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-995-5000 MAIL ADDRESS: STREET 1: 475 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 doc1.xml FORM 4 X0303 4 2011-05-18 0 0001381325 BigBand Networks, Inc. BBND 0001312506 Pohl Michael J C/O BIGBAND NETWORKS, INC. 475 BROADWAY STREET REDWOOD CITY CA 94063 1 0 0 0 Stock Option (right to buy) 2.35 2011-05-18 4 A 0 19300 0 A 2021-05-17 Common Stock 19300 19300 D Restricted Stock Units 2021-05-18 4 A 0 12800 0 A Common Stock 12800 12800 D The option vests at the rate of 1/12th of the shares subject to the option each month beginning on June 18, 2011, subject to the reporting person's continued service to the company. Each restricted stock unit represents a contingent right to receive one share of BBND common stock. The restricted stock units vest in four (4) equal quarterly installments beginning on August 18, 2011. Vested shares will be delivered to the reporting person on or about each such vesting date. /s/ Michael J. Pohl by Robert Horton, Attorney-in-Fact 2011-05-20