0001140361-11-027770.txt : 20110516 0001140361-11-027770.hdr.sgml : 20110516 20110516161006 ACCESSION NUMBER: 0001140361-11-027770 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110513 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engelson David A CENTRAL INDEX KEY: 0001312046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35028 FILM NUMBER: 11846914 MAIL ADDRESS: STREET 1: C/O ROCKVILLE FINANCIAL INC STREET 2: 1645 ELLINGTON ROAD CITY: SOUTH WINDSOR STATE: CT ZIP: 06074 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockville Financial, Inc. /CT/ CENTRAL INDEX KEY: 0001501364 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 000000000 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1645 ELLINGTON ROAD CITY: SOUTH WINDSOR STATE: CT ZIP: 06074 BUSINESS PHONE: 860-291-3600 MAIL ADDRESS: STREET 1: 1645 ELLINGTON ROAD CITY: SOUTH WINDSOR STATE: CT ZIP: 06074 FORMER COMPANY: FORMER CONFORMED NAME: Rockville Financial New, Inc. DATE OF NAME CHANGE: 20100914 4 1 doc1.xml FORM 4 X0303 4 2011-05-13 0 0001501364 Rockville Financial, Inc. /CT/ RCKB 0001312046 Engelson David A ROCKVILLE FINANCIAL NEW, INC. 1645 ELLINGTON ROAD SOUTH WINDSOR CT 06074 1 0 0 0 Common Stock 57036 D Common Stock 7583 I Held by wife Common Stock 2990 I IRA Common Stock 2011-05-13 4 P 0 410 9.72 A 410 D Common Stock 2011-05-13 4 P 0 200 9.71 A 200 D Common Stock 2011-05-13 4 P 0 400 9.7298 A 400 D Stock Options 11.72 2008-12-13 2016-12-13 Common Stock 9555 9555 D Stock Options 7.90 2008-02-20 2018-02-20 Common Stock 5308 5308 D Stock Options 6.09 2009-03-16 2019-03-16 Common Stock 5308 5308 D Stock Option 7.42 2010-11-15 2020-11-15 Common Stock 5308 5308 D Includes 10,000 shares held jointly with wife. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and became exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and became exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and became exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. /s/ Marliese L. Shaw by POA 2011-05-16