SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
KALIL CHARLES J

(Last) (First) (Middle)
C/O THE DOW CHEMICAL COMPANY
2030 DOW CENTER

(Street)
MIDLAND MI 48674

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/31/2017
3. Issuer Name and Ticker or Trading Symbol
DowDuPont Inc. [ DWDP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) X Other (specify below)
Special Counsellor General Counsel-MatCo
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 569,591.7416(1) D
Common Stock 998.1368 I By 401(k) Plan
Common Stock 3,910.5892 I By 401(k) Plan ESOP
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Stock (2) (2) Common Stock 163(3) (4) D
Non-Qualified Stock Option (Right to Buy) (5) 02/15/2023 Common Stock 201,290 $32.16 D
Non-Qualified Stock Option (Right to Buy) (5) 02/10/2022 Common Stock 49,044 $34 D
Non-Qualified Stock Option (Right to Buy) (6) 02/12/2026 Common Stock 91,790 $46.01 D
Non-Qualified Stock Option (Right to Buy) (5) 02/14/2024 Common Stock 87,470 $46.71 D
Non-Qualified Stock Option (Right to Buy) (7) 02/13/2025 Common Stock 86,570 $49.44 D
Non-Qualified Stock Option (Right to Buy) (8) 02/10/2027 Common Stock 71,680 $61.19 D
Phantom Stock Units (9) (9) Common Stock 1,743.783 (10) D
Explanation of Responses:
1. Total includes deferred shares of Common Stock to be delivered in one installment on or about each of the following dates, contingent upon employment: 16,940 shares on February 13, 2018; 18,210 shares on February 12, 2019; 14,100 shares on February 10, 2020. Total also includes deferred shares of Common Stock converted from performance based awards not previously reportable on Table I or II, to be delivered in one installment on or about each of the following dates, contingent upon employment: 45,445 shares on February 13, 2018; 39,324 shares on February 12, 2019; and 34,771 shares on February 13, 2020.
2. These deferred shares will be delivered in five annual installments beginning on January 31 following retirement.
3. Includes 108 deferred shares granted March 1, 2000 and 55 deferred shares granted February 23, 2001.
4. There is no conversion price for these deferred shares.
5. This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.
6. One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 12, 2018 and February 12, 2019. Option shares may be used to satisfy withholding taxes.
7. Two-thirds of this option is exercisable. The remaining one-third will vest on February 13, 2018. Option shares may be used to satisfy withholding taxes.
8. This option will vest in three equal installments beginning on February 10, 2018. Option shares may be used to satisfy withholding taxes.
9. The phantom stock units will be delivered entirely in cash in ten annual installments beginning in January following retirement.
10. There is no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of Common Stock of the Issuer.
/s/ Charles J. Kalil 09/11/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.