-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S5RdfLBpvZ6grnhnyE0kaLA5dIhSKjk1zXJLKYOycKAsvx0tS74GLcc/RqdqKraN NrnFF6jMqbphwi9mDy90+w== 0001307498-09-000097.txt : 20091116 0001307498-09-000097.hdr.sgml : 20091116 20091116114917 ACCESSION NUMBER: 0001307498-09-000097 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stark Offshore Management, LLC CENTRAL INDEX KEY: 0001307498 IRS NUMBER: 200752288 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11007 FILM NUMBER: 091184730 BUSINESS ADDRESS: STREET 1: 3600 SOUTH LAKE DRIVE CITY: ST. FRANCIS STATE: WI ZIP: 53235 BUSINESS PHONE: 414-294-7000 MAIL ADDRESS: STREET 1: 3600 SOUTH LAKE DRIVE CITY: ST. FRANCIS STATE: WI ZIP: 53235 13F-HR 1 form13foffshore3q2009.txt COVER LETTER AND DATA TABLE FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: Stark Offshore Management LLC Address: 3600 South Lake Drive St. Francis, Wisconsin 53235-3716 Form 13F File Number: 28-11007 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel J. McNally Title: General Counsel Phone: (414) 294-7000 Signature, Place and Date of Signing: /s/ Daniel J. McNally St. Francis, Wisconsin November 16, 2009 (Signature) (City, State) (Date) Report Type (Check only one): [X] 13F HOLDINGS REPORT: (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE: (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT: (Check here if a portion of the holding for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 189 Form 13F Information Table Value Total: $ 1,149,001 (thousands) Information for which the institutional investment manager filing this report is requesting confidential treatment has been omitted and filed separately with the Securities and Exchange Commission. List of Other Included Managers: Please provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-13489 Specialty Fund Management Services LLC
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Name of Title of CUSIP Value Shrs or SH Put/ Investment Other Voting Authority Issuer Class Number (x $1000) Prn Amt PRN Call Discretion Managers Sole Shared None ACCENTURE PLC IRELAND SHS CLASS A G1151C101 904 24,250 SH Sole 24,250 AFFILIATED MANAGERS GROUP NOTE 5/0 008252AC2 12,464 11,000 PRN Sole 11,000 ALLIED NEVADA GOLD CORP COM 019344100 953 97,000 SH Sole 97,000 AMAZON COM INC COM 023135106 1,811 19,400 SH Sole 19,400 AMERICAN INTL GROUP INC UNIT 99/99/9999 026874115 5,825 506,563 SH Sole 506,563 AMGEN INC NOTE 0.375% 2/0 031162AQ3 47,696 47,107 PRN Sole 47,107 APPLE INC COM 037833100 3,596 19,400 SH Sole 19,400 ARCHER DANIELS MIDLAND CO NOTE 0.875% 2/1 039483AW2 7,035 7,239 PRN Sole 7,239 ATMI INC COM 00207R101 477 26,288 SH Sole 26,288 AUTODESK INC COM 052769106 1,385 58,200 SH Sole 58,200 AVAGO TECHNOLOGIES LTD SHS Y0486S104 1,966 115,198 SH Sole 115,198 BAIDU INC SPON ADR REP A 056752108 782 2,000 SH Sole 2,000 BARCLAYS BK PLC IPATH SHRT ETN 06740C527 2,189 43,792 SH Sole 43,792 BIOMARIN PHARMACEUTICAL INC NOTE 2.500% 3/2 09061GAC5 8,274 6,650 PRN Sole 6,650 BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 4/2 09061GAD3 1,983 1,900 PRN Sole 1,900 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 5,623 396,000 SH CALL Sole BMC SOFTWARE INC COM 055921100 728 19,400 SH Sole 19,400 BRE PROPERTIES INC NOTE 4.125% 8/1 05564EBH8 7,275 7,500 PRN Sole 7,500 BMC SOFTWARE INC COM 055921100 1,820 48,500 SH CALL Sole BROADCOM CORP CL A 111320107 2,233 72,750 SH Sole 72,750 CAL DIVE INTL INC DEL COM 12802T101 480 48,500 SH Sole 48,500 CAPITALSOURCE INC COM 14055X102 700 161,198 SH Sole 161,198 CAREFUSION CORP COM 14170T101 543 24,890 SH Sole 24,890 CARMAX INC COM 143130102 466 22,310 SH Sole 22,310 CBS CORP NEW CL B 124857202 2,229 185,000 SH Sole 185,000 CEPHALON INC NOTE 2.000% 6/0 156708AP4 46,571 35,000 PRN Sole 35,000 CEPHALON INC COM 156708109 7,659 131,500 SH CALL Sole CHINA MOBILE LIMITED SPONSORED ADR 16941M109 953 19,400 SH Sole 19,400 CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 17,445 17,643 PRN Sole 17,643 CITIGROUP INC COM 172967101 1,643 339,500 SH Sole 339,500 CITRIX SYS INC COM 177376100 1,220 31,089 SH Sole 31,089 CLEVELAND BIOLABS INC COM 185860103 122 29,171 SH Sole 29,171 COGNIZANT TECHNOLOGY SOL CL A 192446102 1,514 39,150 SH Sole 39,150 COMMVAULT SYSTEMS INC COM 204166102 704 33,950 SH Sole 33,950 COMMVAULT SYSTEMS INC COM 204166102 403 19,400 SH CALL Sole COMMVAULT SYSTEMS INC COM 204166102 403 19,400 SH PUT Sole 19,400 CORNING INC COM 219350105 1,914 125,000 SH Sole 125,000 CORNING INC COM 219350105 459 30,000 SH PUT Sole 30,000 COVIDIEN PLC SHS G2554F105 3,147 72,750 SH Sole 72,750 CREE INC COM 225447101 1,782 48,500 SH Sole 48,500 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 26,485 23,275 PRN Sole 23,275 DELL INC COM 24702R101 1,776 116,400 SH Sole 116,400 DST SYS INC DEL COM 233326107 3,288 73,400 SH CALL Sole DST SYS INC DEL DBCV 4.125% 8/1 233326AB3 24,787 23,058 PRN Sole 23,058 DYNCORP INTL INC CL A 26817C101 5,545 308,038 SH Sole 308,038 E M C CORP MASS COM 268648102 413 24,250 SH Sole 24,250 E M C CORP MASS NOTE 1.750%12/0 268648AM4 69,479 56,354 PRN Sole 56,354 EBAY INC COM 278642103 2,984 126,438 SH Sole 126,438 ENZON PHARMACEUTICALS INC NOTE 4.000% 6/0 293904AE8 8,654 8,311 PRN Sole 8,311 EXTERRAN HLDGS INC NOTE 4.250% 6/1 30225XAA1 33,995 27,360 PRN Sole 27,360 EXTERRAN HLDGS INC COM 30225X103 1,128 47,500 SH Sole 47,500 F5 NETWORKS INC COM 315616102 1,153 29,100 SH Sole 29,100 FLOW INTL CORP COM 343468104 506 194,000 SH Sole 194,000 FORD MTR CO DEL COM PAR $0.01 345370860 1,154 160,000 SH Sole 160,000 FREEPORT-MCMORAN COPPER COM 35671D857 1,331 19,400 SH Sole 19,400 GANNETT INC COM 364730101 4,953 395,900 SH CALL Sole GENERAL ELECTRIC CO COM 369604103 3,695 225,000 SH Sole 225,000 GILEAD SCIENCES INC COM 375558103 2,259 48,500 SH CALL Sole GLOBE SPECIALTY METALS INC COM 37954N206 2,187 242,500 SH Sole 242,500 GOLDMAN SACHS GROUP INC COM 38141G104 4,422 23,987 SH Sole 23,987 GOOGLE INC CL A 38259P508 1,190 2,400 SH CALL Sole GOOGLE INC CL A 38259P508 5,556 11,205 SH Sole 11,205 HARLEY DAVIDSON INC COM 412822108 6,831 297,000 SH CALL Sole HASBRO INC DBCV 2.750%12/0 418056AN7 18,463 14,000 PRN Sole 14,000 HERCULES OFFSHORE INC COM 427093109 1,384 281,894 SH Sole 281,894 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 40,855 27,000 PRN Sole 27,000 HEWLETT PACKARD CO COM 428236103 1,832 38,800 SH Sole 38,800 INTEL CORP COM 458140100 2,753 140,650 SH Sole 140,650 INTERNATIONAL BUSINESS COM 459200101 3,481 29,100 SH Sole 29,100 INTERNATIONAL BUSINESS COM 459200101 1,160 9,700 SH PUT Sole 9,700 INVACARE CORP SDCV 4.125% 2/0 461203AD3 7,050 6,650 PRN Sole 6,650 ISHARES INC MSCI MEX INVEST 464286822 2,542 58,200 SH Sole 58,200 ISHARES INC MSCI UTD KINGD 464286699 1,128 72,750 SH Sole 72,750 ISHARES TR DJ US REAL EST 464287739 2,069 48,500 SH PUT Sole 48,500 JUNIPER NETWORKS INC COM 48203R104 262 9,700 SH Sole 9,700 KB HOME COM 48666K109 3,867 232,791 SH Sole 232,791 LCA-VISION INC COM PAR $.001 501803308 3,470 495,000 SH CALL Sole LEGG MASON INC COM 524901105 2,504 80,698 SH Sole 80,698 LEGG MASON INC COM 524901105 307 9,900 SH CALL Sole LENDER PROCESSING SVCS INC COM 52602E102 2,238 58,642 SH Sole 58,642 LENNAR CORP CL A 526057104 1,106 77,600 SH Sole 77,600 LIBERTY ACQUISITION HLDGS *W EXP 12/12/201 53015Y115 880 1,466,900 SH Sole 1,466,900 LINEAR TECHNOLOGY CORP COM 535678106 670 24,250 SH Sole 24,250 LIZ CLAIBORNE INC COM 539320101 1,465 297,100 SH CALL Sole LO-JACK CORP COM 539451104 600 117,900 SH CALL Sole LSI CORPORATION NOTE 4.000% 5/1 502161AJ1 3,008 3,000 PRN Sole 3,000 MACERICH CO COM 554382101 598 19,706 SH Sole 19,706 MACYS INC COM 55616P104 1,794 98,100 SH Sole 98,100 MARSHALL & ILSLEY CORP NEW COM 571837103 391 48,500 SH PUT Sole 48,500 MARVELL TECHNOLOGY GROUP ORD G5876H105 2,434 150,350 SH Sole 150,350 MASCO CORP COM 574599106 452 35,000 SH Sole 35,000 MASTERCARD INC CL A 57636Q104 980 4,850 SH Sole 4,850 MASTERCARD INC CL A 57636Q104 7,318 36,200 SH PUT Sole 36,200 MAXIM INTEGRATED PRODS INC COM 57772K101 444 24,500 SH Sole 24,500 MCMORAN EXPLORATION CO PFD MAND CNV 582411500 1,638 25,775 SH Sole 25,775 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 21,614 21,888 PRN Sole 21,888 MEMC ELECTR MATLS INC COM 552715104 1,532 92,150 SH Sole 92,150 MGM MIRAGE COM 552953101 580 48,150 SH Sole 48,150 MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 20,313 24,254 PRN Sole 24,254 MICROSOFT CORP COM 594918104 2,620 101,850 SH Sole 101,850 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 494 6,790 SH Sole 6,790 MILLIPORE CORP COM 601073109 24,616 350,000 SH CALL Sole MOTOROLA INC COM 620076109 2,288 266,335 SH Sole 266,335 MUELLER WTR PRODS INC COM SER A 624758108 3,155 575,717 SH Sole 575,717 MYLAN INC PFD CONV 628530206 30,463 29,720 SH Sole 29,720 NETAPP INC NOTE 1.750% 6/0 64110DAB0 15,427 14,250 PRN Sole 14,250 NETAPP INC COM 64110D104 2,535 95,000 SH CALL Sole NEWS CORP CL B 65248E203 339 24,250 SH Sole 24,250 NORTEL INVERSORA S A SPON ADR PFD B 656567401 1,814 171,921 SH Sole 171,921 NOVARTIS A G SPONSORED ADR 66987V109 2,519 50,000 SH CALL Sole ON SEMICONDUCTOR CORP COM 682189105 600 72,750 SH Sole 72,750 OPEXA THERAPEUTICS INC COM 68372T103 173 50,000 SH Sole 50,000 ORACLE CORP COM 68389X105 1,819 87,300 SH Sole 87,300 ORACLE CORP COM 68389X105 1,415 67,900 SH PUT Sole 67,900 OTIX GLOBAL INC COM 68906N101 1,234 1,298,493 SH Sole 1,298,493 PEABODY ENERGY CORP SDCV 4.750%12/1 704549AG9 10,850 12,370 PRN Sole 12,370 PEABODY ENERGY CORP COM 704549104 361 9,700 SH Sole 9,700 PETROHAWK ENERGY CORP COM 716495106 2,348 97,000 SH PUT Sole 97,000 PETROHAWK ENERGY CORP COM 716495106 5,607 231,598 SH Sole 231,598 PFIZER INC COM 717081103 6,923 418,300 SH Sole 418,300 PINNACLE GAS RESOURCES INC COM 723464301 158 379,099 SH Sole 379,099 POTASH CORP SASK INC COM 73755L107 1,753 19,400 SH Sole 19,400 POTASH CORP SASK INC COM 73755L107 1,753 19,400 SH PUT Sole 19,400 POWER INTEGRATIONS INC COM 739276103 650 19,500 SH Sole 19,500 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4,098 97,000 SH PUT Sole 97,000 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 2,100 92,150 SH Sole 92,150 POWERWAVE TECHNOLOGIES INC COM 739363109 298 186,200 SH Sole 186,200 PROLOGIS NOTE 1.875%11/1 743410AR3 2,558 3,000 PRN Sole 3,000 PROSHARES TR PSHS ULTSHT FINL 74347R628 1,022 40,799 SH Sole 40,799 QUALCOMM INC COM 747525103 1,264 28,100 SH PUT Sole 28,100 QUALCOMM INC COM 747525103 5,454 121,250 SH Sole 121,250 QWEST COMMUNICATIONS INTL COM 749121109 1,386 363,750 SH Sole 363,750 RACKSPACE HOSTING INC COM 750086100 2,368 138,787 SH Sole 138,787 RAYTHEON CO COM NEW 755111507 465 9,700 SH Sole 9,700 RC2 CORP COM 749388104 3,880 272,250 SH Sole 272,250 RAMBUS INC DEL COM 750917106 1,691 97,200 SH CALL Sole REGIONS FINANCIAL CORP NEW COM 7591EP100 602 97,000 SH PUT Sole 97,000 REGIONS FINANCIAL CORP NEW COM 7591EP100 602 97,000 SH Sole 97,000 RESEARCH IN MOTION LTD COM 760975102 2,621 38,800 SH Sole 38,800 RESEARCH IN MOTION LTD COM 760975102 4,587 67,900 SH PUT Sole 67,900 RESEARCH IN MOTION LTD COM 760975102 655 9,700 SH CALL Sole RIVERBED TECHNOLOGY INC COM 768573107 2,094 95,360 SH Sole 95,360 RYLAND GROUP INC COM 783764103 442 21,000 SH Sole 21,000 SALESFORCE COM INC COM 79466L302 1,662 29,200 SH Sole 29,200 SANDISK CORP COM 80004C101 947 43,650 SH Sole 43,650 SBA COMMUNICATIONS CORP COM 78388J106 1,660 61,400 SH CALL Sole SBA COMMUNICATIONS CORP COM 78388J106 787 29,100 SH Sole 29,100 SCHERING PLOUGH CORP COM 806605101 100,540 3,558,945 SH Sole 3,558,945 SCHLUMBERGER LTD COM 806857108 1,156 19,400 SH CALL Sole SCHLUMBERGER LTD COM 806857108 1,734 29,100 SH Sole 29,100 SEACOR HOLDINGS INC DBCV 2.875%12/1 811904AJ0 10,271 9,000 PRN Sole 9,000 SEAGATE TECHNOLOGY SHS G7945J104 1,918 126,100 SH Sole 126,100 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3,623 242,500 SH Sole 242,500 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 750 24,250 SH Sole 24,250 SILVER WHEATON CORP COM 828336107 611 48,500 SH Sole 48,500 SINA CORP ORD G81477104 1,857 48,914 SH Sole 48,914 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 871 57,966 SH Sole 57,966 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 362 16,975 SH Sole 16,975 SPDR TR UNIT SER 1 78462F103 2,640 25,000 SH Sole 25,000 SPDR TR UNIT SER 1 78462F103 2,640 25,000 SH CALL Sole SPDR TR UNIT SER 1 78462F103 5,121 48,500 SH PUT Sole 48,500 SPRINT NEXTEL CORP COM SER 1 852061100 1,341 339,500 SH Sole 339,500 STARENT NETWORKS CORP COM 85528P108 493 19,400 SH Sole 19,400 STARWOOD PPTY TR INC COM 85571B105 1,512 74,690 SH Sole 74,690 STEC INC COM 784774101 570 19,400 SH PUT Sole 19,400 STEC INC COM 784774101 1,283 43,650 SH Sole 43,650 STMICROELECTRONICS N V NY REGISTRY 861012102 8,402 891,000 SH CALL Sole SYBASE INC NOTE 1.750% 2/2 871130AB6 22,156 14,202 PRN Sole 14,202 TAUBMAN CTRS INC COM 876664103 350 9,700 SH Sole 9,700 TELLABS INC COM 879664100 2,402 347,150 SH Sole 347,150 TEXAS INSTRS INC COM 882508104 4,146 175,000 SH Sole 175,000 THQ INC COM NEW 872443403 718 105,000 SH CALL Sole TOLL BROTHERS INC COM 889478103 647 33,100 SH Sole 33,100 TRIQUINT SEMICONDUCTOR INC COM 89674K103 374 48,500 SH Sole 48,500 TTM TECHNOLOGIES INC NOTE 3.250% 5/1 87305RAC3 5,164 5,300 PRN Sole 5,300 U S AIRWAYS GROUP INC COM 90341W108 1,210 257,400 SH CALL Sole U S G CORP COM NEW 903293405 1,500 87,300 SH Sole 87,300 UNITEDHEALTH GROUP INC COM 91324P102 14,874 594,000 SH CALL Sole UROPLASTY INC COM NEW 917277204 1,553 1,232,714 SH Sole 1,232,714 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 18,543 21,375 PRN Sole 21,375 VIACOM INC NEW CL B 92553P201 2,103 75,000 SH Sole 75,000 WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 29,363 22,807 PRN Sole 22,807 WEST PHARMACEUTICAL SVSC SDCV 4.000% 3/1 955306AA3 15,207 18,050 PRN Sole 18,050 WEST PHARMACEUTICAL SVSC SDCV 4.000% 3/1 955306AA3 8,004 9,500 PRN Sole 9,500 WYETH COM 983024100 119,492 2,459,694 SH Sole 2,459,694 XL CAP LTD CL A G98255105 3,113 178,300 SH CALL Sole XYRATEX LTD COM G98268108 330 34,745 SH Sole 34,745 YAHOO INC COM 984332106 346 19,400 SH Sole 19,400 YRC WORLDWIDE INC COM 984249102 2,225 500,000 SH CALL Sole
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