-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BgKFmIfsRVUFWx8FVGsMDwPYzZwNnW9yyZJE+2mNI06HYzxpHe/SVwWiZnYZcnZB XLaUkPValbL6XPLR+m7M2Q== 0001140361-06-001570.txt : 20060202 0001140361-06-001570.hdr.sgml : 20060202 20060202200203 ACCESSION NUMBER: 0001140361-06-001570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060131 FILED AS OF DATE: 20060202 DATE AS OF CHANGE: 20060202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATZENBERG JEFFREY CENTRAL INDEX KEY: 0001306911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32337 FILM NUMBER: 06575285 BUSINESS ADDRESS: BUSINESS PHONE: (818) 695-5000 MAIL ADDRESS: STREET 1: C/O DREAMWORKS ANIMATION SKG, INC. STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DreamWorks Animation SKG, Inc. CENTRAL INDEX KEY: 0001297401 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 680589190 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 BUSINESS PHONE: (818) 695-5000 MAIL ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 FORMER COMPANY: FORMER CONFORMED NAME: DreamWorks Animation, Inc. DATE OF NAME CHANGE: 20040715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M & JK B LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0001306852 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32337 FILM NUMBER: 06575286 BUSINESS ADDRESS: STREET 1: C/O DREAMWORKS ANIMATION SKG, INC. STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 BUSINESS PHONE: (818) 695-5000 MAIL ADDRESS: STREET 1: C/O DREAMWORKS ANIMATION SKG, INC. STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M&JK DREAM LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0001306864 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32337 FILM NUMBER: 06575284 BUSINESS ADDRESS: STREET 1: C/O DREAMWORKS ANIMATION SKG, INC. STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 BUSINESS PHONE: (818) 695-5000 MAIL ADDRESS: STREET 1: C/O DREAMWORKS ANIMATION SKG, INC. STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M&J K DREAM CORP CENTRAL INDEX KEY: 0001307055 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32337 FILM NUMBER: 06575283 BUSINESS ADDRESS: STREET 1: C/O DREAMWORKS ANIMATION SKG, INC. STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 BUSINESS PHONE: (818) 695-5000 MAIL ADDRESS: STREET 1: C/O DREAMWORKS ANIMATION SKG, INC. STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 4 1 doc1.xml FORM 4 X0202 4 2006-01-31 0 0001297401 DreamWorks Animation SKG, Inc. DWA 0001306911 KATZENBERG JEFFREY C/O M&J K DREAM LIMITED PARTNERSHIP 1000 FLOWER STREET GLENDALE CA 91201 1 1 1 0 CHIEF EXECUTIVE OFFICER 0001306864 M&JK DREAM LIMITED PARTNERSHIP X1 0 0 1 0 0001307055 M&J K DREAM CORP X1 0 0 1 0 0001306852 M & JK B LIMITED PARTNERSHIP X1 0 0 1 0 Class A Common Stock, par value $0.01 per share 2006-01-31 4 S 0 525929 D 618571 D On January 31, 2006, Viacom acquired DreamWorks L.L.C. ("DW LLC") for $1.6 billion in cash and debt assumption. As a result of the acquisition, beneficial ownership of the 525,929 shares of issuer Class A common stock held by DW LLC was transferred from DW LLC's members (including entities controlled by each of Steven Spielberg, Jeffrey Katzenberg and David Geffen as managing members) to Viacom, although DW LLC remains the owner of all 525,929 shares as of the date of this report. Jeffrey Katzenberg (on behalf of himself and M&J K Dream L.P., M&J K B L.P. and M&J K Dream Corp.) disclaims beneficial ownership of the issuer common stock held by DW LLC at the closing of the acquisition except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. This report is filed jointly by Jeffrey Katzenberg, M&J K Dream L.P., M&J K B L.P. and M&J K Dream Corp. Jeffrey Katzenberg 2006-02-01 M&J K Dream Limited Partnership by: M&J K Dream Corp., General Partner by /s/ Jeffrey Katzenberg 2006-02-01 M&J K B Limited Partnership by: M&J K Dream Corp., General Partner by: /s/ Jeffrey Katzenberg 2006-02-01 M&J K Dream Corp. by /s/ Jeffrey Katzenberg 2006-02-01 -----END PRIVACY-ENHANCED MESSAGE-----