-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ERIZcII9iDM36kiIs06N+w2gLHhYn+EYxP1cqJ7U36iwQbiIC/XhDFYf3MDvKJmp OB7EtyFIzKE1IZlY62aLFg== 0001140361-10-021695.txt : 20100517 0001140361-10-021695.hdr.sgml : 20100517 20100517161526 ACCESSION NUMBER: 0001140361-10-021695 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aletheia Research & Management, Inc. CENTRAL INDEX KEY: 0001302506 IRS NUMBER: 954647814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11851 FILM NUMBER: 10838733 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-0800 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aletheia Research and Management, Inc. Address: 100 Wilshire Boulevard, Suite 1960, Santa Monica, CA 90401. Form 13F File Number: 028-11851 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Roger B. Peikin Title: Executive Vice President Phone: 310-899-0800 Signature, Place, and Date of Signing: /s/ Roger B. Peikin Santa Monica, CA 5/12/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 193 Form 13F Information Table Value Total: $ 6,157,779 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- 3M COMPANY COM 88579Y101 242 2,900 SH SOLE 2,900 0 0 ABERCROMBIE & FITCH CO CL A COM 002896207 70,718 1,549,570 SH SOLE 1,549,570 0 0 ADVANCED MICRO DEVICES INC COM COM 007903107 64,586 6,967,168 SH SOLE 6,967,168 0 0 AES CORP COM 00130H105 64,612 5,873,693 SH SOLE 5,873,693 0 0 AES TR III 6.75% TR CONV PFD PFD CV 00808N202 1,239 27,395 SH SOLE 27,395 0 0 AETNA INC NEW COM COM 00817Y108 1,020 29,045 SH SOLE 29,045 0 0 AGNICO EAGLE MINES LTD COM COM 008474108 75,029 1,348,455 SH SOLE 1,348,455 0 0 AGRIUM INC COM 008916108 8,809 124,726 SH SOLE 124,726 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 75,648 2,407,569 SH SOLE 2,407,569 0 0 ALCOA INC COM 013817101 4,936 346,520 SH SOLE 346,520 0 0 ALLSTATE CORP DEL COM COM 020002101 7,534 233,249 SH SOLE 233,249 0 0 ALNYLAM PHARMACEUTICALS INC COM COM 02043Q107 47,579 2,795,420 SH SOLE 2,795,420 0 0 AMER EXPRESS COMPANY COM 025816109 73,136 1,772,521 SH SOLE 1,772,521 0 0 AMERICA MOVIL SAB DE CV ADR 02364W105 2,468 48,751 SH SOLE 48,751 0 0 AMERICAN ELEC PWR INC COM COM 025537101 906 26,503 SH SOLE 26,503 0 0 AMERICAN SUPERCONDUCTOR CORP COM COM 030111108 4,288 148,390 SH SOLE 148,390 0 0 AMERON INTL INC COM COM 030710107 1,199 19,064 SH SOLE 19,064 0 0 AMR CORPORATION COM 001765106 8,519 935,659 SH SOLE 935,659 0 0 ANNALY CAP MGMT INC COM COM 035710409 1,637 95,303 SH SOLE 95,303 0 0 APARTMENT INVT & MGMT CO CL A COM 03748R101 4,342 235,802 SH SOLE 235,802 0 0 APPLE INC COM 037833100 221 941 SH SOLE 941 0 0 APPLIED MATLS INC COM COM 038222105 275 20,436 SH SOLE 20,436 0 0 ASTRAZENECA PLC SPND ADR ADR 046353108 3,415 76,579 SH SOLE 76,579 0 0 ATP OIL & GAS CORP COM COM 00208J108 90,348 4,803,268 SH SOLE 4,803,268 0 0 AUTOMATIC DATA PROCESSING INC COM COM 053015103 489 11,000 SH SOLE 11,000 0 0 AVALONBAY CMMUN INC COM 053484101 5,066 58,659 SH SOLE 58,659 0 0 AXA -SPONS ADR ADR 054536107 3,592 162,589 SH SOLE 162,589 0 0 BANCO BRADESCO S A ADR ADR 059460303 5,253 287,200 SH SOLE 287,200 0 0 BANK OF AMERICA CORP COM 060505104 108,762 6,093,327 SH SOLE 6,093,327 0 0 BANK OF AMERICA NON CUM PERPETUAL CNV PFD L 060505682 2,117 2,171 SH SOLE 2,171 0 0 7.25% CONV PFD BARCLAYS BK PLC IPATH SHRT ETN ETN 06740C527 3,709 176,553 SH SOLE 176,553 0 0 BARCLAYS PLC ADR ADR 06738E204 1,865 85,878 SH SOLE 85,878 0 0 BARNES & NOBLE INC COM COM 067774109 212,211 9,813,410 SH SOLE 9,813,410 0 0 BARRICK GOLD CORP COM COM 067901108 123,966 3,235,527 SH SOLE 3,235,527 0 0 BHP BILLITON LTD ADR ADR 088606108 3,887 48,102 SH SOLE 48,102 0 0 BOEING COMPANY COM 097023105 95,018 1,308,479 SH SOLE 1,308,479 0 0 BP PLC SPON ADR ADR 055622104 10,585 185,489 SH SOLE 185,489 0 0 BRASIL TELECOM SA ADR ADR 10553M101 2,982 156,256 SH SOLE 156,256 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 7,650 286,499 SH SOLE 286,499 0 0 BROOKFIELD PROPERTIES CORP COM 112900105 2,927 188,586 SH SOLE 188,586 0 0 CANADIAN NATURAL RES LTD COM 136385101 134,843 1,822,417 SH SOLE 1,822,417 0 0 CATERPILLAR INC DEL COM 149123101 160,865 2,559,303 SH SOLE 2,559,303 0 0 CEMEX S A SPON ADR 5 ORD ADR 151290889 4,766 464,780 SH SOLE 464,780 0 0 CHINA PETE CHEM SPN ADR ADR 16941R108 2,154 26,234 SH SOLE 26,234 0 0 CHINA TELECOM CORP LTD SPON ADR H ADR 169426103 2,825 56,835 SH SOLE 56,835 0 0 SHS CHIQUITA BRANDS INTL INC COM COM 170032809 4,928 312,701 SH SOLE 312,701 0 0 CITIGROUP INC COM 172967101 6,448 1,591,611 SH SOLE 1,591,611 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 7,496 105,637 SH SOLE 105,637 0 0 COCA COLA COM COM 191216100 243,060 4,419,453 SH SOLE 4,419,453 0 0 COEUR D ALENE MINES CORP IDAHO COM COM 192108504 51,528 3,440,525 SH SOLE 3,440,525 0 0 NEW COMCAST CORP NEW CL A COM 20030N101 7,745 411,399 SH SOLE 411,399 0 0 COMPANHIA ENERG DE ADR ADR 204409601 2,892 172,032 SH SOLE 172,032 0 0 CONOCOPHILLIPS COM 20825C104 3,191 62,347 SH SOLE 62,347 0 0 CONTINENTAL RESOURCES INC COM COM 212015101 124,295 2,921,410 SH SOLE 2,921,410 0 0 CURRENCYSHARES AUSTRALIAN DLR ETF 23129U101 517 5,615 SH SOLE 5,615 0 0 AUSTRALIAN DOL CURRENCYSHARES CDN DLR TR CDN ETF 23129X105 1,221 12,453 SH SOLE 12,453 0 0 DOLLAR SHS
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- CURRENCYSHS JAPANESE YEN TR ETF 23130A102 596 5,620 SH SOLE 5,620 0 0 JAPANESE YEN CYTORI THERAPEUTICS INC COM COM 23283K105 1,304 286,035 SH SOLE 286,035 0 0 DEAN FOODS CO NEW COM 242370104 2,661 169,551 SH SOLE 169,551 0 0 DEERE CO COM 244199105 167,816 2,821,203 SH SOLE 2,821,203 0 0 DELTA PETE CORP COM NEW COM 247907207 92 65,445 SH SOLE 65,445 0 0 DEVON ENERGY CORP NEW COM 25179M103 62,393 968,379 SH SOLE 968,379 0 0 DIREXION SHS ETF TR 30YR BEAR ETF ETF 25459W532 3,541 53,645 SH SOLE 53,645 0 0 DOMINION RES INC VA NEW COM COM 25746U109 837 20,349 SH SOLE 20,349 0 0 DOW CHEMICAL CO COM 260543103 7,275 245,965 SH SOLE 245,965 0 0 DU PONT E I DE NEMOURS COM 263534109 4,705 126,268 SH SOLE 126,268 0 0 DUKE ENERGY CORP NEW COM COM 26441C105 5,636 345,304 SH SOLE 345,304 0 0 E M C CORPORATION MASS COM 268648102 251 13,904 SH SOLE 13,904 0 0 EAGLE MATERIALS INC COM COM 26969P108 263 9,906 SH SOLE 9,906 0 0 EBAY INC COM COM 278642103 71,251 2,642,061 SH SOLE 2,642,061 0 0 EMERSON ELEC CO COM 291011104 87,408 1,736,280 SH SOLE 1,736,280 0 0 ENERGY RECOVERY INC COM COM 29270J100 202 32,095 SH SOLE 32,095 0 0 EQUITY RESIDENTIAL COM 29476L107 8,001 204,307 SH SOLE 204,307 0 0 EXXON MOBIL CORP COM COM 30231G102 86,407 1,290,029 SH SOLE 1,290,029 0 0 FIFTH THIRD BANCORP COM COM 316773100 333 24,525 SH SOLE 24,525 0 0 FLUOR CORP NEW COM COM 343412102 46,634 1,002,605 SH SOLE 1,002,605 0 0 FORD MOTOR CO NEW COM 345370860 5,667 449,850 SH SOLE 449,850 0 0 FREEPORT MCMORAN COPPER & GOLD PFD CV 35671D782 1,870 16,126 SH SOLE 16,126 0 0 FREEPRT-MCMRAN CPR & GLD COM 35671D857 89,388 1,069,944 SH SOLE 1,069,944 0 0 GENERAL CABLE CORP DEL NEW COM COM 369300108 1,768 65,485 SH SOLE 65,485 0 0 GENERAL ELECTRIC CORPORATION COM 369604103 319 17,525 SH SOLE 17,525 0 0 GLOBAL SHIP LEASE INC NEW SHS A COM Y27183105 1,068 443,316 SH SOLE 443,316 0 0 GOLDCORP INC COM 380956409 123,653 3,323,940 SH SOLE 3,323,940 0 0 GOLDCORP INC NEW WT EXP 060911 WARRANT 380956177 235 56,900 SH SOLE 56,900 0 0 GOODYEAR TIRE & RUBR CO COM COM 382550101 5,045 398,745 SH SOLE 398,745 0 0 GREAT ATLANTIC & PAC TEA INC COM COM 390064103 115,584 15,074,388 SH SOLE 15,074,388 0 0 HANSEN MEDICAL INC COM COM 411307101 46 20,000 SH SOLE 20,000 0 0 HARRY WINSTON DIA CP COM 41587B100 601 60,925 SH SOLE 60,925 0 0 HASBRO INC COM COM 418056107 381 9,947 SH SOLE 9,947 0 0 HECLA MNG CO COM COM 422704106 314 57,350 SH SOLE 57,350 0 0 HEINZ H J CO PV 25CT COM 423074103 4,860 106,549 SH SOLE 106,549 0 0 HESS CORP COM COM 42809H107 139,456 2,229,613 SH SOLE 2,229,613 0 0 HSBC HLDG PLC SP ADR ADR 404280406 2,089 41,137 SH SOLE 41,137 0 0 HUGOTON RTY TR TEX UNIT BEN INT UNIT 444717102 2,600 157,224 SH SOLE 157,224 0 0 INDIA FD INC COM COM 454089103 6,707 212,164 SH SOLE 212,164 0 0 INGERSOLL-RAND PLC SHS COM G47791101 234 6,700 SH SOLE 6,700 0 0 INTEL CORP COM 458140100 92,797 4,163,123 SH SOLE 4,163,123 0 0 INTERCONTINENTAL HTLS GRP PLC ADR 45857P301 3,595 229,185 SH SOLE 229,185 0 0 SPONS ADR NEW INTEROIL CORP COM NPV COM 460951106 371 5,727 SH SOLE 5,727 0 0 INTL BUSINESS MACHINES COM 459200101 186,981 1,457,872 SH SOLE 1,457,872 0 0 ISHARES SILVER TRUST ISHARES ETF 46428Q109 105,457 6,153,191 SH SOLE 6,153,191 0 0 ITAU UNIBANCO BANCO HOLD ADR 465562106 2,590 119,583 SH SOLE 119,583 0 0 ITC HLDGS CORP COM COM 465685105 309 5,620 SH SOLE 5,620 0 0 IVANHOE ENERGY INC COM COM 465790103 213 63,873 SH SOLE 63,873 0 0 JOHNSON AND JOHNSON COM COM 478160104 84,780 1,300,360 SH SOLE 1,300,360 0 0 JOHNSON CONTROLS INC COM 478366107 6,990 211,912 SH SOLE 211,912 0 0 JPMORGAN CHASE & CO COM 46625H100 8,042 179,741 SH SOLE 179,741 0 0 KINETIC CONCEPTS INC COMMON COM 49460W208 3,879 81,141 SH SOLE 81,141 0 0 KINROSS GOLD CORP COM NO PAR COM 496902404 314 18,352 SH SOLE 18,352 0 0 KOREA ELECTRIC PWR SPONSORED ADR ADR 500631106 2,024 122,803 SH SOLE 122,803 0 0 KRAFT FOODS INC VA CL A COM 50075N104 7,546 249,455 SH SOLE 249,455 0 0 LEGG MASON INC COM COM 524901105 466 16,242 SH SOLE 16,242 0 0 LIMITED BRANDS INC COM 532716107 2,175 88,350 SH SOLE 88,350 0 0 LOUISIANA PAC CORP COM COM 546347105 510 56,331 SH SOLE 56,331 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 58,587 1,319,352 SH SOLE 1,319,352 0 0 ETF MCDERMOTT INTL INC COM 580037109 103,314 3,837,982 SH SOLE 3,837,982 0 0 MCDONALDS CORP COM COM 580135101 196,381 2,943,208 SH SOLE 2,943,208 0 0 MCMORAN EXPLORATION CO COM COM 582411104 48,521 3,316,381 SH SOLE 3,316,381 0 0 MDC HOLDINGS INC COM 552676108 4,424 127,723 SH SOLE 127,723 0 0 MELCO CROWN ENTRTNMT LTD ADR 585464100 1,719 369,095 SH SOLE 369,095 0 0 MESABI TR CTF BEN INT COM 590672101 539 22,020 SH SOLE 22,020 0 0 MGM MIRAGE COM COM 552953101 221,275 18,435,421 SH SOLE 18,435,421 0 0 MICROSOFT CORP COM 594918104 403 13,745 SH SOLE 13,745 0 0 MICROVISION INC DEL COM COM 594960106 516 183,000 SH SOLE 183,000 0 0 MITSUBISHI UFJ FINL GROUP INC ADR 606822104 3,394 640,617 SH SOLE 640,617 0 0 SPONSORED ADR MONSANTO CO NEW DEL COM COM 61166W101 36,882 516,413 SH SOLE 516,413 0 0 MOSAIC CO COM COM 61945A107 95,547 1,572,393 SH SOLE 1,572,393 0 0 MURPHY OIL CORP COM 626717102 123,224 2,193,707 SH SOLE 2,193,707 0 0 NASDAQ OMX GROUP INC COM COM 631103108 42,835 2,028,182 SH SOLE 2,028,182 0 0 NATIONAL GRID PLC SPON ADR NEW ADR 636274300 2,566 52,756 SH SOLE 52,756 0 0 NATURAL RESOURCE PARTNERS L P COM COM 63900P103 705 26,877 SH SOLE 26,877 0 0 UNIT L P NEWMONT MINING CORP CONVERT 651639AK2 1,713 1,353,000 PRN SOLE 1,353,000 0 0 NEWMONT MINING CORP COM COM 651639106 280,709 5,512,092 SH SOLE 5,512,092 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 1,781 84,682 SH SOLE 84,682 0 0 ADR NOBLE ENERGY INC COM COM 655044105 311 4,260 SH SOLE 4,260 0 0 NOMURA HLDGS INC SPONSORED ADR ADR 65535H208 1,552 207,833 SH SOLE 207,833 0 0 NOVAGOLD RES INC CONVERT 66987EAA5 1,408 1,389,000 PRN SOLE 1,389,000 0 0 NOVAGOLD RES INC COM NEW COM 66987E206 75,588 10,586,576 SH SOLE 10,586,576 0 0 NOVARTIS ADR ADR 66987V109 2,279 42,338 SH SOLE 42,338 0 0 NUCOR CORPORATION COM 670346105 4,942 108,884 SH SOLE 108,884 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG UNIT 67059L102 3,244 109,487 SH SOLE 109,487 0 0 LLC NV ENERGY INC COM COM 67073Y106 4,436 359,668 SH SOLE 359,668 0 0 OILSANDS QUEST INC COM COM 678046103 30 40,965 SH SOLE 40,965 0 0 ORIENT-EXPRESS HOTELS LTD CL A COM G67743107 4,098 292,460 SH SOLE 292,460 0 0 OVERSEAS SHIPHOLDING GROUP INC COM COM 690368105 4,947 126,091 SH SOLE 126,091 0 0 PEABODY ENERGY CORP COM COM 704549104 7,830 171,344 SH SOLE 171,344 0 0 PETRLEO BRAS VTG SPD ADR ADR 71654V408 123,673 2,780,187 SH SOLE 2,780,187 0 0 PETROCHINA CO LTD SP ADR ADR 71646E100 1,373 11,734 SH SOLE 11,734 0 0 PLUM CREEK TIMBER CO INC COM 729251108 3,841 98,711 SH SOLE 98,711 0 0 POWELL INDS INC COM COM 739128106 320 9,850 SH SOLE 9,850 0 0 POWERSHS DB MULTI SECT COMM TR DB ETF 73936B408 584 24,107 SH SOLE 24,107 0 0 AGRICULT FD PRICESMART INC COM COM 741511109 2,313 98,403 SH SOLE 98,403 0 0 PROCTER & GAMBLE CO COM 742718109 50,728 801,751 SH SOLE 801,751 0 0 PUBLIC STORAGE COM COM 74460D109 1,072 11,650 SH SOLE 11,650 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 868 15,000 SH SOLE 15,000 0 0 SAIC INC COM COM 78390X101 3,252 183,749 SH SOLE 183,749 0 0 SANOFI AVENTIS SPONSORED ADR ADR 80105N105 7,361 197,148 SH SOLE 197,148 0 0 SCHLUMBERGER LTD COM COM 806857108 476 7,500 SH SOLE 7,500 0 0 SHAW GROUP INC COM 820280105 501 14,541 SH SOLE 14,541 0 0 SILVER WHEATON CORP COM 828336107 80,362 5,127,903 SH SOLE 5,127,903 0 0 SIRIUS XM RADIO INC COM COM 82967N108 18 21,125 SH SOLE 21,125 0 0 SJW CORP COM COM 784305104 7,719 303,567 SH SOLE 303,567 0 0 SOLIGENIX INC COM COM 834223109 27 100,000 SH SOLE 100,000 0 0 SPDR GOLD TRUST ETF 78463V107 167,145 1,534,451 SH SOLE 1,534,451 0 0 STARWOOD HOTELS AND COM 85590A401 4,938 105,804 SH SOLE 105,804 0 0 SUNCOR ENERGY INC COM COM 867224107 247,322 7,601,987 SH SOLE 7,601,987 0 0 SUNTECH PWR HLDGS CO LTD ADR ADR 86800C104 2,034 143,149 SH SOLE 143,149 0 0 TAIWAN S MANUFCTRING ADR ADR 874039100 1,779 168,947 SH SOLE 168,947 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- TECO ENERGY INC COM COM 872375100 207 13,056 SH SOLE 13,056 0 0 TELANETIX INC COM COM 879180107 4 36,076 SH SOLE 36,076 0 0 TESORO CORP COM COM 881609101 829 59,670 SH SOLE 59,670 0 0 THUNDERBIRD ENERGY CORP COM COM 886055102 12 70,000 SH SOLE 70,000 0 0 TITANIUM METALS CORP COM NEW COM 888339207 232 13,990 SH SOLE 13,990 0 0 TRANSATLANTIC PETROLEUM LTD COM G89982105 7,062 2,029,397 SH SOLE 2,029,397 0 0 TRANSOCEAN LTD REG SHS COM H8817H100 3,455 40,057 SH SOLE 40,057 0 0 U S G CORP NEW COM 903293405 4,628 269,547 SH SOLE 269,547 0 0 UDR INC COM COM 902653104 6,248 353,997 SH SOLE 353,997 0 0 UNION PACIFIC CORP COM 907818108 7,949 108,428 SH SOLE 108,428 0 0 UNITED STATES OIL FUND LP UNITS UNIT 91232N108 986 24,475 SH SOLE 24,475 0 0 UNITED STATES STL CORP NEW CONVERT 912909AE8 1,658 789,000 PRN SOLE 789,000 0 0 UNITED STS STL CORP NEW COM 912909108 15,345 241,409 SH SOLE 241,409 0 0 VALE SA ADR 91912E105 2,951 91,488 SH SOLE 91,488 0 0 VALEANT PHARMACEUTICALS INTL COM COM 91911X104 140,318 3,270,066 SH SOLE 3,270,066 0 0 VALENCE TECHNOLOGY INC COM COM 918914102 17 19,800 SH SOLE 19,800 0 0 VALERO ENERGY CORP NEW COM COM 91913Y100 1,364 68,818 SH SOLE 68,818 0 0 VERIZON COMMUNICATNS COM COM 92343V104 5,446 175,507 SH SOLE 175,507 0 0 VISA INC CL A COMMON COM 92826C839 2,768 30,405 SH SOLE 30,405 0 0 VMWARE INC CL A COM COM 928563402 831 15,593 SH SOLE 15,593 0 0 VULCAN MATLS CO COM COM 929160109 214 4,526 SH SOLE 4,526 0 0 WAL-MART STORES INC COM 931142103 212,674 3,824,713 SH SOLE 3,824,713 0 0 WELLS FARGO & CO NEW DEL COM 949746101 3,551 114,157 SH SOLE 114,157 0 0 WESTERN UN CO COM 959802109 59,526 3,509,745 SH SOLE 3,509,745 0 0 WEYERHAEUSER CO COM COM 962166104 285 6,287 SH SOLE 6,287 0 0 WILLIAMS SONOMA INC COM COM 969904101 271 10,325 SH SOLE 10,325 0 0 WISDOMTREE TRUST BRAZILN RL ETF ETF 97717W240 964 36,560 SH SOLE 36,560 0 0 WISDOMTREE TRUST CHINESE YUAN ETF ETF 97717W182 2,554 101,570 SH SOLE 101,570 0 0 WISDOMTREE TRUST INDIAN RUP ETF ETF 97717W166 959 36,665 SH SOLE 36,665 0 0 WYNN RESORTS LTD COM COM 983134107 100,976 1,331,113 SH SOLE 1,331,113 0 0
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