-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D7TQVP+evtYksxhlqGCRsejJ5aDEcP8wzCFTXZY2Z3n6kcV6ec6pXUFq5OUVI/Sv CUiUDIVy2rEYYkRp7bmh9g== 0001085146-09-003418.txt : 20091109 0001085146-09-003418.hdr.sgml : 20091109 20091109171408 ACCESSION NUMBER: 0001085146-09-003418 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091109 DATE AS OF CHANGE: 20091109 EFFECTIVENESS DATE: 20091109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Country Club Trust Company, n.a. CENTRAL INDEX KEY: 0001299582 IRS NUMBER: 260052158 STATE OF INCORPORATION: X1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11548 FILM NUMBER: 091169391 BUSINESS ADDRESS: STREET 1: 414 NICHOLS ROAD CITY: KANSAS CITY STATE: MO ZIP: 64112 BUSINESS PHONE: 816-751-4281 MAIL ADDRESS: STREET 1: 414 NICHOLS ROAD CITY: KANSAS CITY STATE: MO ZIP: 64112 13F-HR 1 cctc3q09.txt COUNTRY CLUB TRUST COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Country Club Trust Company, n.a. Address: 414 Nichols Road Kansas City, MO 64141 13F File Number: 28-11548 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard A. Caspermeyer Title: President Phone: 816-751-4281 Signature, Place, and Date of Signing: /s/ Richard A. Caspermeyer Kansas City, MO November 09, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 186 Form13F Information Table Value Total: $369,053 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-13150 Tower Wealth Managers FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 2218 30060 SH DEFINED 01 30060 0 0 ABBOTT LABS COM 002824100 1431 28934 SH DEFINED 01 28934 0 0 AFLAC INC COM 001055102 3218 75287 SH DEFINED 01 75287 0 0 AIR PRODS & CHEMS INC COM 009158106 521 6718 SH DEFINED 01 6718 0 0 AK STL HLDG CORP COM 001547108 379 19230 SH DEFINED 01 19230 0 0 ALCOA INC COM 013817101 1689 128771 SH DEFINED 01 128771 0 0 AMGEN INC COM 031162100 756 12544 SH DEFINED 01 12544 0 0 ANADARKO PETE CORP COM 032511107 203 3242 SH DEFINED 01 3242 0 0 APACHE CORP COM 037411105 1416 15421 SH DEFINED 01 15421 0 0 APPLE INC COM 037833100 1034 5578 SH DEFINED 01 5578 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 2325 79557 SH DEFINED 01 79557 0 0 ARCHER DANIELS MIDLAND CO UNIT 99/99/9999 039483201 1448 36303 SH DEFINED 01 36303 0 0 AT&T INC COM 00206R102 4825 178625 SH DEFINED 01 178625 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 252 6404 SH DEFINED 01 6404 0 0 AVERY DENNISON CORP COM 053611109 656 18229 SH DEFINED 01 18229 0 0 AVON PRODS INC COM 054303102 207 6098 SH DEFINED 01 6098 0 0 BANK OF AMERICA CORPORATION COM 060505104 2049 121107 SH DEFINED 01 121107 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 2489 85841 SH DEFINED 01 85841 0 0 BECTON DICKINSON & CO COM 075887109 494 7089 SH DEFINED 01 7089 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 738 222 SH DEFINED 01 222 0 0 BLACK & DECKER CORP COM 091797100 208 4500 SH DEFINED 01 4500 0 0 BP PLC SPONSORED ADR 055622104 2706 50833 SH DEFINED 01 50833 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2214 98305 SH DEFINED 01 98305 0 0 BURLINGTON NORTHN SANTA FE C COM 12189T104 304 3805 SH DEFINED 01 3805 0 0 CARDINAL HEALTH INC COM 14149Y108 1006 37536 SH DEFINED 01 37536 0 0 CENTURYTEL INC COM 156700106 1607 47827 SH DEFINED 01 47827 0 0 CERNER CORP COM 156782104 243 3248 SH DEFINED 01 3248 0 0 CHEVRON CORP NEW COM 166764100 2952 41918 SH DEFINED 01 41918 0 0 CISCO SYS INC COM 17275R102 2717 115407 SH DEFINED 01 115407 0 0 CITIGROUP INC COM 172967101 139 28720 SH DEFINED 01 28720 0 0 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 6470 166185 SH DEFINED 01 166185 0 0 CLOROX CO DEL COM 189054109 484 8225 SH DEFINED 01 8225 0 0 COCA COLA CO COM 191216100 4727 88035 SH DEFINED 01 88035 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 584 28472 SH DEFINED 01 28472 0 0 COLGATE PALMOLIVE CO COM 194162103 611 8005 SH DEFINED 01 8005 0 0 COMCAST CORP NEW CL A 20030N101 527 31246 SH DEFINED 01 31246 0 0 COMMERCE BANCSHARES INC COM 200525103 2031 54538 SH DEFINED 01 54538 0 0 CONAGRA FOODS INC COM 205887102 1779 82050 SH DEFINED 01 82050 0 0 CONOCOPHILLIPS COM 20825C104 3232 71557 SH DEFINED 01 71557 0 0 COVIDIEN PLC SHS G2554F105 324 7500 SH DEFINED 01 7500 0 0 CSX CORP COM 126408103 1869 44657 SH DEFINED 01 44657 0 0 CVS CAREMARK CORPORATION COM 126650100 2420 67700 SH DEFINED 01 67700 0 0 DELL INC COM 24702R101 745 48836 SH DEFINED 01 48836 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 1779 28930 SH DEFINED 01 28930 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 353 3696 SH DEFINED 01 3696 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 456 17500 SH DEFINED 01 17500 0 0 DISNEY WALT CO COM DISNEY 254687106 1853 67497 SH DEFINED 01 67497 0 0 DNP SELECT INCOME FD COM 23325P104 116 13010 SH DEFINED 01 13010 0 0 DONNELLEY R R & SONS CO COM 257867101 1341 63090 SH DEFINED 01 63090 0 0 DST SYS INC DEL COM 233326107 10018 223617 SH DEFINED 01 223617 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1584 49275 SH DEFINED 01 49275 0 0 DUKE ENERGY CORP NEW COM 26441C105 1666 105820 SH DEFINED 01 105820 0 0 EMERSON ELEC CO COM 291011104 475 11844 SH DEFINED 01 11844 0 0 EXXON MOBIL CORP COM 30231G102 7729 112646 SH DEFINED 01 112646 0 0 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 226 11325 SH DEFINED 01 11325 0 0 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 5377 64250 SH DEFINED 01 64250 0 0 FORTUNE BRANDS INC COM 349631101 386 8975 SH DEFINED 01 8975 0 0 FPL GROUP INC COM 302571104 2002 36241 SH DEFINED 01 36241 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2356 34337 SH DEFINED 01 34337 0 0 GARMIN LTD ORD G37260109 215 5700 SH DEFINED 01 5700 0 0 GENERAL ELECTRIC CO COM 369604103 6262 381360 SH DEFINED 01 381360 0 0 GILEAD SCIENCES INC COM 375558103 1406 30247 SH DEFINED 01 30247 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 713 3870 SH DEFINED 01 3870 0 0 HARSCO CORP COM 415864107 1943 54865 SH DEFINED 01 54865 0 0 HASBRO INC COM 418056107 1735 62515 SH DEFINED 01 62515 0 0 HENRY JACK & ASSOC INC COM 426281101 716 30500 SH DEFINED 01 30500 0 0 HEWLETT PACKARD CO COM 428236103 799 16918 SH DEFINED 01 16918 0 0 HOME DEPOT INC COM 437076102 2049 76917 SH DEFINED 01 76917 0 0 ILLINOIS TOOL WKS INC COM 452308109 513 12000 SH DEFINED 01 12000 0 0 INTEL CORP COM 458140100 5160 263692 SH DEFINED 01 263692 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2942 24599 SH DEFINED 01 24599 0 0 INTERNATIONAL RECTIFIER CORP COM 460254105 741 38000 SH DEFINED 01 38000 0 0 ISHARES INC MSCI AUSTRALIA 464286103 6926 306471 SH DEFINED 01 306471 0 0 ISHARES INC MSCI CDA INDEX 464286509 7621 299115 SH DEFINED 01 299115 0 0 ISHARES INC MSCI EMU INDEX 464286608 5209 137051 SH DEFINED 01 137051 0 0 ISHARES INC MSCI PAC J IDX 464286665 974 24032 SH DEFINED 01 24032 0 0 ISHARES TR S&P GL INDUSTR 464288729 5734 132772 SH DEFINED 01 132772 0 0 ISHARES TR S&P GLB MTRLS 464288695 5529 99182 SH DEFINED 01 99182 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 1503 14609 SH DEFINED 01 14609 0 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 246 2303 SH DEFINED 01 2303 0 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 933 17825 SH DEFINED 01 17825 0 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 361 4300 SH DEFINED 01 4300 0 0 ISHARES TR INDEX S&P LTN AM 40 464287390 8051 187631 SH DEFINED 01 187631 0 0 ISHARES TR INDEX BARCLY USAGG B 464287226 2885 27500 SH DEFINED 01 27500 0 0 ISHARES TR INDEX DJ SEL DIV INX 464287168 297 7190 SH DEFINED 01 7190 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 1872 34236 SH DEFINED 01 34236 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 6674 171521 SH DEFINED 01 171521 0 0 ISHARES TR INDEX NASDQ BIO INDX 464287556 5319 65377 SH DEFINED 01 65377 0 0 ISHARES TR INDEX RUSSELL1000GRW 464287614 9498 205088 SH DEFINED 01 205088 0 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 1860 33515 SH DEFINED 01 33515 0 0 ISHARES TR INDEX RUSSELL MCP GR 464287481 242 5690 SH DEFINED 01 5690 0 0 ISHARES TR INDEX S&P GLB100INDX 464287572 6525 112000 SH DEFINED 01 112000 0 0 ISHARES TR INDEX S&P GBL HLTHCR 464287325 219 4521 SH DEFINED 01 4521 0 0 ISHARES TR INDEX BARCLYS 20+ YR 464287432 297 3006 SH DEFINED 01 3006 0 0 ISHARES TR INDEX S&P NA NAT RES 464287374 5582 172391 SH DEFINED 01 172391 0 0 ISHARES TR INDEX S&P MIDCAP 400 464287507 210 3050 SH DEFINED 01 3050 0 0 ISHARES TR INDEX S&P MC 400 GRW 464287606 5723 77598 SH DEFINED 01 77598 0 0 ISHARES TR INDEX S&P SMLCP GROW 464287887 5679 105058 SH DEFINED 01 105058 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 1492 32478 SH DEFINED 01 32478 0 0 JOHNSON & JOHNSON COM 478160104 4561 74907 SH DEFINED 01 74907 0 0 JOY GLOBAL INC COM 481165108 991 20243 SH DEFINED 01 20243 0 0 JPMORGAN CHASE & CO COM 46625H100 1478 33720 SH DEFINED 01 33720 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 306 11540 SH DEFINED 01 11540 0 0 KIMBERLY CLARK CORP COM 494368103 333 5640 SH DEFINED 01 5640 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 271 5020 SH DEFINED 01 5020 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1941 24160 SH DEFINED 01 24160 0 0 LEGGETT & PLATT INC COM 524660107 1589 81920 SH DEFINED 01 81920 0 0 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 467 15000 SH DEFINED 01 15000 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 713 65000 SH DEFINED 01 65000 0 0 LINEAR TECHNOLOGY CORP COM 535678106 1062 38445 SH DEFINED 01 38445 0 0 LOWES COS INC COM 548661107 1621 77415 SH DEFINED 01 77415 0 0 MARATHON OIL CORP COM 565849106 651 20400 SH DEFINED 01 20400 0 0 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 3773 147631 SH DEFINED 01 147631 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 169 20967 SH DEFINED 01 20967 0 0 MASSEY ENERGY CORP COM 576206106 3019 108243 SH DEFINED 01 108243 0 0 MATTEL INC COM 577081102 860 46595 SH DEFINED 01 46595 0 0 MCDONALDS CORP COM 580135101 720 12613 SH DEFINED 01 12613 0 0 MDS INC COM 55269P302 439 53600 SH DEFINED 01 53600 0 0 MDU RES GROUP INC COM 552690109 4561 218772 SH DEFINED 01 218772 0 0 MEDTRONIC INC COM 585055106 233 6335 SH DEFINED 01 6335 0 0 MERCK & CO INC COM 589331107 238 7536 SH DEFINED 01 7536 0 0 METAVANTE TECHNOLOGIES INC COM 591407101 226 6556 SH DEFINED 01 6556 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 919 34685 SH DEFINED 01 34685 0 0 MICROSOFT CORP COM 594918104 4727 183801 SH DEFINED 01 183801 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 370 2954 SH DEFINED 01 2954 0 0 MONSANTO CO NEW COM 61166W101 516 6666 SH DEFINED 01 6666 0 0 MOTOROLA INC COM 620076109 148 17280 SH DEFINED 01 17280 0 0 MYLAN INC PFD CONV 628530206 1650 1610 SH DEFINED 01 1610 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 2628 230150 SH DEFINED 01 230150 0 0 NEWMONT MINING CORP COM 651639106 376 8550 SH DEFINED 01 8550 0 0 NORFOLK SOUTHERN CORP COM 655844108 297 6894 SH DEFINED 01 6894 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1990 39496 SH DEFINED 01 39496 0 0 NUCOR CORP COM 670346105 2703 57505 SH DEFINED 01 57505 0 0 NUVEEN QUALITY PFD INCOME FD COM 67071S101 84 12500 SH DEFINED 01 12500 0 0 NYSE EURONEXT COM 629491101 4330 149894 SH DEFINED 01 149894 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 247 3146 SH DEFINED 01 3146 0 0 OMNICARE INC COM 681904108 450 20000 SH DEFINED 01 20000 0 0 ORACLE CORP COM 68389X105 2614 125442 SH DEFINED 01 125442 0 0 PARTNERRE LTD COM G6852T105 462 6000 SH DEFINED 01 6000 0 0 PAYCHEX INC COM 704326107 1327 45690 SH DEFINED 01 45690 0 0 PEPSICO INC COM 713448108 1018 17358 SH DEFINED 01 17358 0 0 PFIZER INC COM 717081103 998 60302 SH DEFINED 01 60302 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 3877 232039 SH DEFINED 01 232039 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 503 11907 SH DEFINED 01 11907 0 0 PRAXAIR INC COM 74005P104 2302 28178 SH DEFINED 01 28178 0 0 PROCTER & GAMBLE CO COM 742718109 4014 69301 SH DEFINED 01 69301 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 705 12322 SH DEFINED 01 12322 0 0 ROYCE VALUE TR INC COM 780910105 122 11813 SH DEFINED 01 11813 0 0 SCHERING PLOUGH CORP COM 806605101 434 15350 SH DEFINED 01 15350 0 0 SCHLUMBERGER LTD COM 806857108 3184 53416 SH DEFINED 01 53416 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4397 142105 SH DEFINED 01 142105 0 0 SHERWIN WILLIAMS CO COM 824348106 319 5301 SH DEFINED 01 5301 0 0 SILICON LABORATORIES INC COM 826919102 619 13353 SH DEFINED 01 13353 0 0 SOUTHERN CO COM 842587107 1787 56425 SH DEFINED 01 56425 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4104 41516 SH DEFINED 01 41516 0 0 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 10985 206600 SH DEFINED 01 206600 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 7243 158691 SH DEFINED 01 158691 0 0 SPDR TR UNIT SER 1 78462F103 2175 20596 SH DEFINED 01 20596 0 0 SUNOCO INC COM 86764P109 2814 98895 SH DEFINED 01 98895 0 0 SYBASE INC COM 871130100 417 10732 SH DEFINED 01 10732 0 0 SYSCO CORP COM 871829107 976 39289 SH DEFINED 01 39289 0 0 TENET HEALTHCARE CORP COM 88033G100 706 120000 SH DEFINED 01 120000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 252 4992 SH DEFINED 01 4992 0 0 TEXAS INSTRS INC COM 882508104 549 23160 SH DEFINED 01 23160 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2150 49231 SH DEFINED 01 49231 0 0 TIME WARNER CABLE INC COM 88732J207 2723 63204 SH DEFINED 01 63204 0 0 TIME WARNER INC COM NEW 887317303 640 22248 SH DEFINED 01 22248 0 0 TOTAL S A SPONSORED ADR 89151E109 861 14537 SH DEFINED 01 14537 0 0 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 635 28500 SH DEFINED 01 28500 0 0 UNION PAC CORP COM 907818108 864 14807 SH DEFINED 01 14807 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2656 43583 SH DEFINED 01 43583 0 0 UNITRIN INC COM 913275103 926 47535 SH DEFINED 01 47535 0 0 US BANCORP DEL COM NEW 902973304 5508 251983 SH DEFINED 01 251983 0 0 V F CORP COM 918204108 371 5120 SH DEFINED 01 5120 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 738 17080 SH DEFINED 01 17080 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 265 5355 SH DEFINED 01 5355 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 365 5735 SH DEFINED 01 5735 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 561 18518 SH DEFINED 01 18518 0 0 VIACOM INC NEW CL B 92553P201 981 35000 SH DEFINED 01 35000 0 0 WAL MART STORES INC COM 931142103 4386 89343 SH DEFINED 01 89343 0 0 WALGREEN CO COM 931422109 583 15572 SH DEFINED 01 15572 0 0 WASTE MGMT INC DEL COM 94106L109 1681 56365 SH DEFINED 01 56365 0 0 WATSON PHARMACEUTICALS INC COM 942683103 368 10045 SH DEFINED 01 10045 0 0 WELLS FARGO & CO NEW COM 949746101 218 7720 SH DEFINED 01 7720 0 0 WILLIAMS COS INC DEL COM 969457100 2075 116104 SH DEFINED 01 116104 0 0 WYETH COM 983024100 319 6560 SH DEFINED 01 6560 0 0
-----END PRIVACY-ENHANCED MESSAGE-----