SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Behan Robert

(Last)

(First)

(Middle)

2020 CALAMOS COURT

(Street)

NAPERVILLE

60563

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/09/2015

3. Issuer Name and Ticker or Trading Symbol
Calamos Asset Management, Inc. /DE/ [ CLMS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Pres., Head of Global Distrib.

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	175,285.8765⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Stock Options	⁽²⁾	02/14/2018	Class A Common Stock	6,855	$19.79	D

Explanation of Responses:

1. Total represents 10,664.8765 shares of Class A Common Stock and 164,621 Restricted Stock Units ("RSUs"). The RSU's are comprised of 7 awards which have original grant amounts and vesting schedules as follows: 15,786 (three equal installments on February 9, 2014, 2015 and 2016), 15,129 (three equal installments on February 15, 2015, 2016 and 2017), 18,293 (three equal installments on February 15, 2016, 2017 and 2018), 23,765 (three equal installments on February 14, 2017, 2018 and 2019, 22,342 (three equal installments, 25% on March 3, 2016, 24% on March 3, 2017 and 50% on March 3, 2018), 42,266 (three installments, 25% on March 3, 2016, 25% on March 3, 2017 and 50% on March 3, 2018), and 48,193 (three installments, 25% on March 10, 2017, 25% on March 10, 2018 and 50% on March 10, 2019).

2. The stock options vested in three equal installments on February 15, 2012, 2013, 2014.

	/s/ Robert F. Behan	09/15/2015
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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