EX-99.(D)(3) 4 dex99d3.htm FORM OF SHARE CERTIFICATE OF THE COMMON SHARES FORM OF SHARE CERTIFICATE OF THE COMMON SHARES

Exhibit D.3

 

LOGO

 


The Fund will furnish a copy of the Agreement and Declaration of Trust and Bylaws to the holder of this certificate without charge upon written request.

 

EXPLANATION OF ABBREVIATIONS

 

The following abbreviations when used in the form of ownership on the face of this certificate shall be construed as though they were written out in full according to applicable laws or regulations. Abbreviations in addition to those appearing below may be used.

 

Abbreviation


  

Equivalent


  

Abbreviation


  

Equivalent


JT TEN    As joint tenants, with right of survivorship and not as tenants in common   

TEN IN COM

TEN BY ENT

UNIF TRANSFERS MIN ACT

  

As tenants in common

As tenants by the entireties Uniform Transfers to Minors Act

Abbreviation


  

Equivalent


  

Abbreviation


  

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ADM    Administrator(s)    FDN    Foundation
     Administratrix    PL    Public Law
AGMT    Agreement    TR    (As) trustee(s), for, of
CUST    Custodian for    UA    Under Agreement
EST    Estate, Of estate of    UW    Under will of, Or will, of
EX    Executor(s), Executrix         Under last will & Testament
FBO    For the benefit of          

 

Additional abbreviations may also be used though not in the above list.

 

TRANSFER FORM

 

FOR VALUE RECEIVED,                                                                                               hereby sell, assign and transfer unto

(I/We)                                

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

        

 

                                                                                                                                                                                                                                                                       
 

                                                                                                                                                                                                                                                                       

Please print or typewrite name and address (including postal zip code of assignee)

                                                                                                                                                                                                                                                                       

                                                                                                                                                                                                                                                                       

 

____________________________________________________________________________Common Shares of Beneficial Interest

represented by this Certificate and do hereby irrevocably constitute and appoint
___________________________________________________________________________________________________  Attorney,
to transfer said shares on the books of the Fund with full power of substitution in the premises.

 

Dated:            
            Signature(s)                                                                                            
            (The signature to this assignment must correspond with the name as written upon the face of this Certificate in every particular, without alteration or enlargement or any change whatsoever. If more than one owner, all must sign).
SIGNATURE(S) GUARANTEED:     
        THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-16.

 

IMPORTANT NOTICE:

 

When you sign your name to the Transfer Form without filling in the name of your “Assignee” this certificate becomes fully negotiable, similar to a check endorsed in blank. Therefore, to safeguard a signed certificate, it is recommended that you fill in the name of the new owner in the “Assignee” space.

 

Alternatively, instead of using this Transfer Form, you may sign a separate “stock power” form and then mail the unsigned certificate and the signed “stock power” in separate envelopes. For added protection, use registered mail for a certificate.